Burcl v. North Carolina Baptist Hospital, Inc.

293 S.E.2d 85, 306 N.C. 214, 27 A.L.R. 4th 182, 1982 N.C. LEXIS 1443
CourtSupreme Court of North Carolina
DecidedJuly 13, 1982
Docket112A81
StatusPublished
Cited by46 cases

This text of 293 S.E.2d 85 (Burcl v. North Carolina Baptist Hospital, Inc.) is published on Counsel Stack Legal Research, covering Supreme Court of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Burcl v. North Carolina Baptist Hospital, Inc., 293 S.E.2d 85, 306 N.C. 214, 27 A.L.R. 4th 182, 1982 N.C. LEXIS 1443 (N.C. 1982).

Opinion

EXUM, Justice.

This is a wrongful death action in which plaintiff sued in her capacity as foreign administrator of decedent’s estate within the *216 two-year period of limitations. After this period had run she qualified locally as ancillary administrator and sought to plead in the trial court to show this fact and have this pleading relate back to the commencement of the action. The question is whether such a pleading may be permitted to defeat defendants’ motions to dismiss grounded on the running of the statute of limitations. We recognize that our older cases answered this question negatively; but we believe that our present Rules of Civil Procedure 15 and 17(a) require that such a pleading now be permitted and that the holdings of these older cases be overruled.

Plaintiff alleges that her daughter’s death on 29 July 1977, following abdominal surgery at Baptist Hospital, was caused by defendants’ negligence. When complaint was filed on 25 July 1979, plaintiff had duly qualified as administrator of her daughter’s estate in Henry County, Virginia, where her daughter resided, but she had not qualified as ancillary administrator in North Carolina. The caption of the complaint, nonetheless, showed that plaintiff was suing in her capacity as administrator, and she alleged in her complaint that she was “the duly qualified and acting” administrator of her daughter’s estate.

On 13 September 1979 all defendants, before filing answer, 1 moved to dismiss the action on the ground, among others, that plaintiff, not having qualified locally, lacked “capacity,” “standing” and “authority” to maintain the action. Plaintiff responded by qualifying on 20 September 1979 as ancillary administrator in Forsyth County and moving on 21 September 1979 to be permitted to plead to show her ancillary qualification. Plaintiff’s motion recited that having qualified as administrator in Virginia and being unaware of any requirement that she likewise qualify in North Carolina, she brought her action in this state “in good faith [believing] that I was in all respects duly qualified and appointed to represent the Estate of my daughter.” She based her motion on North Carolina Rules of Civil Procedure 15(c) and 17(a) and asked that the plea showing her local qualification relate back to the commencement of her action. She also asked in her proper capacity as ancillary administrator to be permitted under *217 G.S. 28A-13-1 to adopt and ratify the pleadings filed by her as foreign administrator of her daughter’s estate.

Judge Hairston, after hearing arguments, concluded that “plaintiff cannot have an amendment to the Complaint relate back so as to defeat the bar of the statute of limitations.” He denied plaintiffs motion and allowed defendants’ motions to dismiss.

The Court of Appeals concluded likewise and affirmed. It relied on several of its own decisions 2 which had, in turn, relied on decisions of this Court made before the adoption of our present Rules of Civil Procedure. We conclude that present Rules 15 and 17(a) dictate a different result from that which has so far been reached by the Court of Appeals on this question, and which was reached by our cases decided before the enactment of these rules. We, therefore, reverse the Court of Appeals and remand for further proceedings not inconsistent with this opinion.

We begin by recognizing familiar legal principles: A wrongful death action is a creature of statute and may be brought only as the authorizing statutes permit. Reeves v. Hill, 272 N.C. 352, 158 S.E. 2d 529 (1968); Graves v. Welborn, 260 N.C. 688, 133 S.E. 2d 761 (1963) (discussed in Annot., 3 ALR 3d 1234 (1965)); Webb v. Eggleston, 228 N.C. 574, 46 S.E. 2d 700 (1948). Thus a wrongful death action may be brought only “by the personal representative or collector of the decedent.” G.S. 28A-18-2; Graves v. Welborn, supra (interpreting predecessor of G.S. 28A-18-2). Parents may not maintain such actions in their individual capacities for deaths of their children. Killian v. Southern Ry. Co., 128 N.C. 261, 38 S.E. 873 (1901); Scarlett v. Norwood, 115 N.C. 284, 20 S.E. 459 (1894). A foreign administrator lacks “capacity to sue” in a wrongful death action in North Carolina. Monfils v. Hazlewood, 218 N.C. 215, 216, *218 10 S.E. 2d 673, 673 (1940); 3 see also G.S. 28A-26-6. The plaintiff in a wrongful death action must both allege and prove that he has the capacity to sue. N.C.R. Civ. P. 9(a); Carr v. Lee, 249 N.C. 712, 107 S.E. 2d 544 (1959); Journigan v. Little River Ice Co., 233 N.C. 180, 63 S.E. 2d 183 (1951).

Before our present Rules of Civil Procedure became effective, it was also a familiar principle that if a wrongful death action was brought by a foreign personal representative who had not qualified locally within the period permitted for bringing the action, the complaint could not be amended to show that after the expiration of such period the plaintiff had locally qualified. Instead, the action was dismissed as not having been timely filed. Hall v. Southern Ry. Co., 149 N.C. 108, 62 S.E. 899 (1908). 4 Sensitive to the harshness of this rule, this Court in Graves v. Welborn, supra, 260 N.C. 688, 133 S.E. 2d 761, created an exception to it in the case of a wrongful death plaintiff who had applied for letters of administration at the time the action was brought and who in good faith believed she was then the duly qualified administrator, even though she had not been issued letters of administration because the surety failed to execute the bond. After the surety executed the bond, letters were issued but the statute of limitations had then run. Graves held that under such circumstances plaintiff could amend her complaint to show her due qualification and the amendment would relate back to the beginning of the action so that the action would not be barred by time.

Graves is the most thoroughly considered decision by this Court on the point in question. In a well-researched opinion by Justice, later Chief Justice, Sharp, the Court noted: “[I]t is the universal rule that all previous acts of the personal representative prior to his appointment which were beneficial in nature to *219 the estate and which would have been within the scope of his authority had he been duly qualified, are validated upon his appointment which relates back to the death of the intestate for this purpose.” 260 N.C. at 692, 133 S.E. 2d at 764. 5 The Court recognized, however, that state courts were not in accord on whether the due appointment of a personal representative “will relate back so as to validate an action brought prior to the appointment.” 260 N.C. at 693-94, 133 S.E. 2d at 764 (emphasis supplied). 6

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Bluebook (online)
293 S.E.2d 85, 306 N.C. 214, 27 A.L.R. 4th 182, 1982 N.C. LEXIS 1443, Counsel Stack Legal Research, https://law.counselstack.com/opinion/burcl-v-north-carolina-baptist-hospital-inc-nc-1982.