Buck v. Henry

25 A.3d 240, 207 N.J. 377, 2011 N.J. LEXIS 924
Supreme Court of New Jersey·Decided August 22, 2011·No. A-10 September Term 2010·Published·Cited by 49 cases

Opinions

Justice ALBIN

delivered the opinion of the Court.

In the early stages of a medical malpractice action, a plaintiff must provide an affidavit from an equivalently credentialed physician attesting “that there exists a reasonable probability that the” defendant physician’s treatment “fell outside acceptable professional” standards. See N.J.S.A. 2A:53A-27. Under the Affidavit of Merit statute, N.J.S.A 2A:53A-26 to -29, the failure to file an appropriate affidavit within the statutory time limits may result in dismissal of even meritorious cases. See N.J.S.A 2A:53A-29; Ferreira v. Rancocas Orthopedic Assocs., 178 N.J. 144, 154, 836 A.2d 779 (2003). To staunch the flow of dismissal motions based on claims of non-compliance with the statute, we implemented a simple remedy for all professional malpractice cases. See Ferreira, supra, 178 N.J. at 154-55, 836 A.2d 779. We required that “a case management conference be held within ninety days of the service of an answer” at which the professional defendant would raise “any objections to the adequacy of the affidavit” served by the plaintiff. Ibid. For example, if the court determined that an affidavit was deficient, then the plaintiff would “have to the end of the 120-day time period to conform the affidavit to the statutory requirements.” Id. at 155, 836 A.2d 779. We adopted this course because “an ounce of prevention is worth a pound of cure.” Id. at 147, 836 A.2d 779.

In this ease, plaintiff Robert Buck filed suit against defendant Dr. James R. Henry, a physician board certified in emergency medicine. Plaintiff alleged that Dr. Henry negligently prescribed to him the sleep medication Ambien. Within the time set by the trial court, plaintiff filed two affidavits, one from a psychiatrist and another from a specialist in emergency medicine. Even though requested by defendant, the trial court did not conduct a conference in accordance with our holding in Ferreira.

[383] The trial court dismissed plaintiffs complaint because defendant certified in his motion for summary judgment that he treated plaintiff in his role as a practitioner in family medicine and because plaintiff did not file an affidavit by an equivalent specialist. The Appellate Division affirmed.

We now reverse. The purpose of the Affidavit of Merit statute is to weed out frivolous complaints, not to create hidden pitfalls for meritorious ones. The Ferreira conference is intended to resolve questions concerning the propriety of an affidavit before the end of the statutory time limit so that otherwise worthy causes of action are not needlessly dismissed. See id. at 154-55, 836 A.2d 779. In medical malpractice cases, a patient may not know whether the treatment involves a physician’s particular specialty or the field of general practice. The confusion that led plaintiffs attorney to file two allegedly non-conforming medical affidavits should have been addressed and resolved at a Ferreira conference — not on a summary-judgment motion. We remand to the trial court to conduct a Ferreira conference without prejudice to the parties. Going forward, to better ensure that a plaintiff obtains a timely and appropriate affidavit, a defendant physician must indicate in his answer, if he acknowledges treating the patient, the specialty, if any, in which he was involved when rendering treatment.

I.

Complaint and Answer

In November 2008, plaintiff filed a medical malpractice action against Dr. Henry and a product liability action against Sanofi-Aventis and Sanofi-Synthelabo, Inc. in the Superior Court, Law Division. The complaint alleges that on November 29, 2006, Dr. Henry treated plaintiff for a condition that plaintiff described as “bad sleep.”1 Dr. Henry diagnosed plaintiff as suffering from [384] mild depression and insomnia and prescribed Zoloft, an antidepressant, and Ambien, a sleep aid. Almost three weeks later, after taking Ambien one evening, plaintiff fell asleep while inspecting a gun that he had owned for decades. Plaintiff was awakened by what he believed was a telephone ringing, but had forgotten that the gun was in his right hand. He reached for the receiver with his left hand, somehow causing “the barrel of the gun to enter his mouth and discharge.” As a result of the gunshot wound, plaintiff suffered permanent physical injuries, including “a loss of vision and other disabilities” that rendered him unable to work.

Plaintiff alleges that Dr. Henry failed to properly diagnose and treat him and, by prescribing Ambien, “failed to exercise reasonable skill and care as is usually exercised by ... other medical practitioners in similar circumstances.” Plaintiff claims that Sanofi-Aventis and Sanofi-Synthelabo, the manufacturer and distributor of Ambien, placed Ambien into the marketplace even though the sleep-aid drug “was not reasonably fit, suitable or safe for its intended purpose” and without providing “adequate warnings or instructions concerning [its] potential to cause a severe and life threatening reaction.” 2

On January 21, 2009, Dr. Henry answered the complaint, denying that he deviated from the accepted standard of medical care or was the proximate cause of plaintiff’s injuries, and asserting' “all defenses available under the Affidavit of Merit Statute, N.J.S.A. 2A:53A-26, et seq.”

Affidavits of Merit

On March 26, 2009, plaintiff forwarded an affidavit of merit signed by Dr. Larry Kirstein, a New York licensed psychiatrist, [385] who concluded that Dr. Henry’s treatment of plaintiff “fell outside acceptable professional” standards. On April 3, 2009, Dr. Henry’s attorney wrote to plaintiffs counsel that Dr. Kirstein was “not qualified to offer an Affidavit of Merit against [Dr. Henry], who was obviously engaged as a family practitioner at the time of the events giving rise to this suit.”3 In his letter, the defense attorney added that he had made a request of the trial court that a Ferreira conference be held.

On April 7, 2009, the trial court inadvertently issued an order that “[a]ll counsel have confirmed that all issues involving the Affidavit of Merit statute have been addressed appropriately and there is no need for a [Ferreira ] conference to be scheduled before the pre-trial judge.”4

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Buck v. Henry, 25 A.3d 240, 207 N.J. 377, 2011 N.J. LEXIS 924 (N.J. 2011).

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