SANDRA NICHOLAS VS. HACKENSACK UNIVERSITY MEDICAL CENTER (L-4839-12, MIDDLESEX COUNTY AND STATEWIDE)

New Jersey Superior Court Appellate Division·Decided September 24, 2018·No. A-5165-15T2·Published

Opinion

NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION

SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION DOCKET NO. A-5165-15T2

SANDRA NICHOLAS and CORY LEO, individually and as Administrators Ad Prosequendum of the ESTATE OF SANTINO MICHAEL LEO, APPROVED FOR PUBLICATION Plaintiffs-Appellants, September 24, 2018

v. APPELLATE DIVISION

HACKENSACK UNIVERSITY MEDICAL CENTER,

Defendant-Respondent,

and

BRUCE FRIEDMAN, M.D., MARK SIEGEL, M.D., STEPHEN PERCY, M.D., and ABRAHAM ZERYKIER, M.D.,

Defendants. __________________________________________

Argued January 16, 2018 – Decided August 9, 2018

Before Judges Messano, Accurso and Vernoia.

On appeal from Superior Court of New Jersey, Law Division, Middlesex County, Docket No. L-4839-12.

William L. Gold argued the cause for appellants (Bendit Weinstock, PA, attorneys; William L. Gold, on the briefs). Richard J. Mirra argued the cause for respondent (Hoagland, Longo, Moran, Dunst & Doukas, LLP, attorneys; Richard J. Mirra, of counsel and on the brief; Andrew J. Obergfell, on the brief).

The opinion of the court was delivered by

VERNOIA, J.A.D.

Plaintiffs Sandra Nicholas and Cory Leo, individually and as

administrators ad prosequendum of the estate of their four-year-old son

Santino Michael Leo, appeal from orders resulting in the dismissal of their

medical malpractice action against defendant Hackensack University Medical

Center (HUMC). We reverse.

I.

After suffering seizures, Santino Michael Leo was admitted to HUMC

on April 30, 2011. While in HUMC's pediatric intensive care unit (PICU), it

was determined he had an airborne infection, methicillin-resistant

staphylococcus aureus, and pneumonia. He developed acute respiratory

distress, multiple organ failure and sepsis, and passed away on May 13, 2011.

In July 2012, plaintiffs filed a wrongful death and survivorship medical

malpractice complaint against HUMC, the child's treating physicians, Dr.

A-5165-15T2 2 Bruce Friedman, Dr. Stephen Percy, and Dr. Mark Siegel,1 and fictitiously-

named physicians, nurses and other HUMC staff. At the time of the

malpractice alleged in the complaint, each of the named physicians was board

certified in pediatrics and in pediatric critical care.

In support of their complaint, plaintiffs filed affidavits of merit (AOM)

from Dr. Howard Eigen, and Alisha Wursten, R.N., B.S.N. In his AOM, Dr.

Eigen states he is a licensed physician in the state of Indiana, "board certified

and credentialed by a hospital for at least five years in the [sub]specialties of

pediatric pulmonology and critical care" and, "[d]uring the year immediately

preceding the date of the occurrence that is the basis of the claim or action, . . .

devoted a majority of [his] professional time to the active clinical practice of

pediatric pulmonology and critical care." Dr. Eigen subsequently provided

three reports opining as to the alleged deviations from the standard of care by

Drs. Friedman, Percy and Siegel, and other HUMC personnel,2 and the manner

1 Dr. Abraham Zerykier was also named as a defendant but was subsequently dismissed from the action by stipulation of the parties. 2 In Dr. Eigen's report dated June 18, 2014, he asserted the absence of a "systematic method for enforcing infection control measures" in HUMC's PICU fell "below the standard of care, and increased the risk of nosocomial infections . . . at the time that Santino [Michael] Leo was being treated." Dr. Eigen also noted that the "[l]ack of sterile procedure has a high likelihood of introducing bacteria into the blood stream at the time of the central l ine (continued)

A-5165-15T2 3 in which the deviations proximately caused the child's death. The parties

waived the Ferreira3 conference.

Almost three years later, Dr. Eigen testified during his March 2015

deposition that he was board certified in pediatrics and in the subspecialty of

pediatric critical care, and in 2011 was credentialed at the Riley Hospital for

Children to practice pediatric and pediatric critical care medicine. He also

testified that from 2006 through 2011, he served as the medical director of the

hospital's PICU, and was on call approximately ten weeks per year providing

care to the PICU patients. When he was not on call, Dr. Eigen administered

the PICU and served as the vice-chairman of pediatrics for clinical affairs. Dr.

Eigen testified that between 2006 and 2011 he devoted twenty-five percent of

his time to direct patient care in the PICU, fifty percent to administrative

(continued) placement" in the child, and other lapses in procedure "greatly increased [the child's] risk of sepsis and death." 3 In Ferreira v. Rancocas Orthopedic Assocs., 178 N.J. 144 (2003), the Court determined that "a 'case management conference [shall] be held within ninety days of the service of an answer in all malpractice actions' . . . [where] a 'defendant [is] required to advise the court whether he has any objections to the adequacy of the affidavit' that has been served on him." Buck v. Henry, 207 N.J. 377, 394 (2011) (third alteration in original) (internal citation omitted) (quoting Ferreira, 178 N.J. at 154-55); see also Meehan v. Antonellis, 226 N.J. 216, 221 (2016) (reinforcing the importance of such a conference).

A-5165-15T2 4 duties and twenty-five percent to seeing outpatients and teaching residents in

the outpatient clinics.

Drs. Friedman, Percy and Siegel moved for summary judgment, arguing

plaintiffs lacked proof they deviated from the requisite standard of care

because Dr. Eigen was not qualified to testify as an expert under the New

Jersey Medical Care Access and Responsibility and Patients First Act, N.J.S.A.

2A:53A-37 to -42. The physicians claimed Dr. Eigen was not qualified to

testify because he did not devote the majority of his professional time to

clinical practice during the year preceding the alleged malpractice in 2011, and

therefore did not satisfy the requirements of N.J.S.A. 2A:53A-41(a)(2).

In its written opinion, the court noted the physicians' summary judgment

motions presented the following issue: "whether [p]lainiffs' proffered expert[,

Dr. Eigen,] is qualified as an expert under N.J.S.A. 2A:53A-41(a)(1) or

N.J.S.A. 2A:53A-41(a)(2) as required under Nicholas v. Mynster, 213 N.J. 463

(2013)." The court determined that although Dr. Eigen is board certified in

pediatrics and pediatric critical care, he did not satisfy the requirements of

either N.J.S.A. 2A:53A-41(a)(2)(a) or N.J.S.A. 2A:53A-41(a)(2)(b), "which

require either devotion to practice or the teaching requirement mandated for a

board certified expert." The court concluded Dr. Eigen did not satisfy the

statutory requirements because he "only devoted a small percentage of his

A-5165-15T2 5 practice time to pediatric critical care in the year prior to the date of the

alleged malpractice[.]"

In separate orders dated September 22, 2015, the court barred Dr.

Eigen's testimony against Drs. Siegel and Friedman, and granted summary

judgment in their favor, and barred Dr. Eigen's testimony against Dr. Percy.

Two weeks later, the court entered an order granting Dr. Percy summary

judgment.

In October 2015, plaintiffs moved for an order permitting Dr. Eigen to

testify as to the standard of care and causation against HUMC. Plaintiffs

argued the court's order barring Dr.

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SANDRA NICHOLAS VS. HACKENSACK UNIVERSITY MEDICAL CENTER (L-4839-12, MIDDLESEX COUNTY AND STATEWIDE) (SANDRA NICHOLAS VS. HACKENSACK UNIVERSITY MEDICAL CENTER (L-4839-12, MIDDLESEX COUNTY AND STATEWIDE)) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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