Braylon Seifert v. Kay M. Balink, M.D.

Procedural entryThis page is a short order in Braylon Seifert v. Kay M. Balink, M.D.. Read the opinion of the Court — 372 Wis. 2d 525
Wisconsin Supreme Court·Decided January 6, 2017·No. 2014AP000195·Published

Opinion

2017 WI 2

SUPREME COURT OF WISCONSIN CASE NO.: 2014AP195 COMPLETE TITLE: Braylon Seifert, by his Guardian ad litem, Paul J.

Scoptur, Kimberly Seifert and David Seifert, Plaintiffs-Respondents,

Dean Health Insurance and BadgerCare Plus, Involuntary-Plaintiffs,

v.

Kay M. Balink, M.D. and Proassurance Wisconsin Insurance

Company,

Defendants-Appellants-Petitioners.

REVIEW OF A DECISION OF THE COURT OF APPEALS

OPINION FILED: January 6, 2017 SUBMITTED ON BRIEFS: ORAL ARGUMENT: September 6, 2016

SOURCE OF APPEAL:

COURT: Circuit Court COUNTY: Grant JUDGE: Craig R. Day

JUSTICES:

CONCURRED: ZIEGLER, J. and GABLEMAN, J. concurs, joined by ROGGENSACK, C. J., J.

(Opinion filed).

DISSENTED: KELLY, J. joined by BRADLEY, R. G., J. dissent (Opinion Filed).

NOT PARTICIPATING:

ATTORNEYS:

For the defendants-appellants-petitioners, there were briefs by Samuel J. Leib, Brent A. Simerson, and Leib, Knott, Gaynor, LLC, Milwaukee, WI, and oral argument by Samuel J. Leib.

For the plaintiffs-respondents, there was a brief by Kenneth M. Levine, (pro hac vice), and Kenneth M. Levine & Associates, LLC, Brookline, MA, and Paul J. Scoptur and Aiken & Scoptur, S.C., Milwaukee. Oral argument by Kenneth M. Levine.

2017 WI 2

NOTICE

This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.

No. 2014AP195 (L.C. No. 2011CV588)

STATE OF WISCONSIN : IN SUPREME COURT

Braylon Seifert, by his Guardian ad litem, Paul J. Scoptur, Kimberly Seifert and David Seifert,

Plaintiffs-Respondents,

Dean Health Insurance and BadgerCare Plus, FILED Involuntary-Plaintiffs, JAN 6, 2017 v. Diane M. Fremgen Clerk of Supreme Court

Kay M. Balink, M.D. and Proassurance Wisconsin Insurance Company,

Defendants-Appellants-Petitioners.

REVIEW of a decision of the Court of Appeals. Affirmed.

¶1 SHIRLEY S. ABRAHAMSON, J. This is a review of a published decision of the court of appeals.1 The court of appeals affirmed a judgment and an order of the Circuit Court for Grant County, Craig R. Day, Judge, in favor of the plaintiff, Braylon Seifert (by his guardian ad litem, Paul

1 Seifert ex rel. Scoptur v. Balink, 2015 WI App 59, 364 Wis. 2d 692, 869 N.W.2d 493.

No. 2014AP195

Scoptur, and his parents, Kimberly Seifert and David Seifert) and against the defendants, Dr. Kim Balink (the defendant doctor) and Proassurance Wisconsin Insurance Company.

¶2 This medical malpractice case is based on the claim that the defendant doctor was negligent in the prenatal care of Braylon Seifert's mother and in Braylon's delivery in May 2009.

¶3 Complications arose during Braylon's delivery. Almost immediately after Braylon's head appeared, the head retracted, indicating a shoulder dystocia, that is, indicating that the shoulder was stuck, prohibiting the body from being delivered. The defendant doctor undertook a series of steps to resolve the dystocia and delivered the baby. Braylon's shoulder was injured, however, and the growth and function of Braylon's left arm are permanently and severely limited.

¶4 Braylon claims that the defendant doctor's care during delivery fell below the standard of reasonable care and caused him to have a permanent brachial plexus injury, that is, to have

a permanent injury to the nerves that animate his left arm.

¶5 Braylon's obstetrical expert witness, Dr. Jeffrey

Wener, testified that he was familiar with the standard of care for family practitioners practicing obstetrics with regard to prenatal care, labor, and delivery. Dr. Wener explained the reasonable care to be used in a case like the instant one and opined that the care provided and the procedures used by the defendant doctor fell below the standard of reasonable care.

¶6 The defendants challenged Dr. Wener's testimony in the circuit court, in the court of appeals, and in this court as

No. 2014AP195

inadmissible under the recently amended Wis. Stat. § 907.02(1) (2013-14).2 This amended statute governing the admissibility of expert evidence was enacted in 2011. It adopted the federal evidentiary standard codified in Federal Rule of Evidence 702 (2000), which in turn adopted the reliability standard explicated in Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993).

¶7 The new Daubert aspect of Wis. Stat. § 907.02(1)

became effective February 1, 2011, and applies in the instant case.3 It requires that expert testimony be based on sufficient facts or data and that the expert testimony be the product of

reliable principles and methods.4 The expert witness must apply 2 All references to the Wisconsin Statutes are to the 2013-

14 version unless otherwise indicated.

3 Wisconsin Stat. § 907.02(1) provides as follows, with emphasis added to show the new language added in 2011:

If scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise, if the testimony is based upon sufficient facts or data, the testimony is the product of reliable principles and methods, and the witness has applied the principles and methods reliably to the facts of the case.

4 The case law uses the words "methodology" and "methods"

interchangeably. See, e.g., Fuesting v. Zimmer, Inc., 421 F.3d 528, 535 (7th Cir. 2005), opinion vacated on other grounds on reh'g, 448 F.3d 936 (7th Cir. 2006) ("The district court must also, in keeping with its gatekeeper's duty, assess the reliability of the methodology the expert has employed in arriving at his opinion.").

No. 2014AP195

the principles and methods reliably to the facts of the case.5 These three aspects of the Daubert standard are often referred to as the "reliability standard."

¶8 Both the circuit court and the court of appeals concluded in the instant case that Dr. Wener's testimony was admissible under § 907.02(1).

¶9 The jury's special verdict found that the defendant doctor was negligent in the delivery of Braylon and in the prenatal care of his mother and that this negligence was a cause of injury to Braylon. The jury further found that Braylon should be awarded $100,000 for past pain, suffering, disability, and disfigurement and $1,650,000 for future pain, suffering, disability, and disfigurement.

¶10 The jury did not award any damages to Braylon's parents. The jury did not find that the defendant doctor violated informed consent. These two rulings are not at issue in this review.

¶11 The circuit court entered judgment for Braylon for $135,000 in medical expenses and $750,000 in pain and suffering,

"as reduced pursuant to Wisconsin Statute, plus interest thereon provided by law."6

5 See Daniel D. Blinka, The Daubert Standard in Wisconsin:

A Primer, Wis. Lawyer, Mar. 2011, at 61 ("Only when the witness identifies her principles and methods is the trial court in a position to assess their reliability").

6 See Wis. Stat. § 893.55, which caps noneconomic damages at $750,000 in medical malpractice cases.

No. 2014AP195

¶12 On three occasions, the circuit court carefully and extensively considered the defendants' challenges to the admissibility of Dr. Wener's testimony under Wis. Stat. § 907.02(1): at a "Daubert" hearing before trial, on a challenge to Dr. Wener's testimony at trial, and on motions after verdict. The circuit court ruled in favor of admitting Dr. Wener's testimony at each of these junctures.

¶13 Seeking a new trial, the defendants raise three issues in this court:

I. Did the circuit court err in admitting the testimony of Dr. Jeffrey Wener, Braylon's medical expert? The defendants claim that because Dr. Wener's testimony was experience-based, his method was unreliable and inadmissible under Wis. Stat. § 907.02(1).

II. Did several remarks of Braylon's counsel during closing argument violate the circuit court's orders in limine, prejudice the jury, and warrant a new trial?

III. Should this court grant a new trial in the interests of justice pursuant to Wis. Stat. § 751.06?

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