Bradley v. Ohio Ethics Commission

CourtDistrict Court, S.D. Ohio
DecidedAugust 22, 2023
Docket2:23-cv-00024
StatusUnknown

This text of Bradley v. Ohio Ethics Commission (Bradley v. Ohio Ethics Commission) is published on Counsel Stack Legal Research, covering District Court, S.D. Ohio primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bradley v. Ohio Ethics Commission, (S.D. Ohio 2023).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF OHIO EASTERN DIVISION

MICHAEL W. BRADLEY, : : Plaintiff, : Case No. 2:23-cv-00024 : v. : Chief Judge Algenon L. Marbley : OHIO ETHICS COMMISSION, et al., : Magistrate Judge Kimberly A. Jolson : Defendants. :

OPINION & ORDER

I. INTRODUCTION In 2018, Plaintiff, Michael W. Bradley, sought to run for statewide office as a write-in candidate. Initially, he did not realize that he was required to file a financial disclosure statement with the Ohio Ethics Commission (“the Commission” or “OEC”) to be a candidate. When asked to do so, he refused. As a result, his attempt to register as a candidate for the Ohio Secretary of State position was rejected and he was later subjected to an ethics complaint before the Commission and a criminal prosecution in the Franklin County Municipal Court. Proceeding without the assistance of counsel, he now brings suit in this Court against the Commission and various individuals involved in these events. Defendants have all filed motions to dismiss. This Court finds the motions persuasive. Sovereign immunity bars Bradley’s claims against the Commission, as an arm of the State of Ohio, and against the individual defendants, who are all state officials, in their official capacities. His claims against the individual defendants in their personal capacities are barred by prosecutorial immunity, quasi-judicial immunity, and qualified immunity. Accordingly, this Court GRANTS the motions to dismiss (ECF Nos. 9, 10, 16, 20). This Court also DENIES 1 Plaintiff’s Motions to Strike (ECF No. 14, 19, 23) and Motion to Dismiss Secretary LaRose as Party Defendant (ECF No. 18), and DENIES AS MOOT Plaintiff’s Motion for Summary Judgment (ECF No. 26). II. BACKGROUND Seeking to be a voice for issues not addressed by major-party candidates, Bradley filed to

run as a write-in candidate for Ohio Secretary of State in the 2018 election. He submitted his candidacy application on August 23, 2018. (Compl. ¶ 12, ECF No. 2). Candidates for office in Ohio are required to pay a $95 filing fee and complete a personal Financial Disclosure Statement (“FDS”) for the previous calendar year with the OEC. (See Pl.’s Ex. A, ECF No. 2-2 at 1). The OEC, upon receiving Bradley’s application and discovering that he had not fulfilled either of those requirements, promptly reminded him to do so on or before October 17, 2018. (Id.). At first, he refused to do so. And when he did file a financial affidavit, it was not done on the right form. (See Compl. ¶¶ 13–17, ECF No. 2; Pl.’s Ex. C, ECF No. 2-2 at 3). The OEC provided him with the proper form and warned him that a failure to file the FDS by February 22, 2019,

could result in a formal complaint before the OEC. (See Pl.’s Ex. D, ECF No. 2-2 at 4). The February 22 deadline came and went with no follow-up from Bradley. As promised, the OEC filed a formal complaint, and scheduled a hearing for August 12, 2019 (which was later continued). (See Compl. ¶¶ 20–21, ECF No. 2). Separately, the Columbus City Attorney filed a criminal complaint in the Franklin County Municipal Court in April 2020 against Bradley for failing to file a financial disclosure statement in violation of Ohio Rev. Code § 102.02(C). (See Pl.’s Ex. J, ECF No. 2-2 at 16). In response, Bradley filed a demurrer to the complaint, to which the Columbus City Attorney did not respond. (Pl.’s Ex. K, ECF No. 2-2 at 17–18). Due to the § 102.02(C) violation, the Franklin County Municipal Court issued an “OI Warrant – BMV 2 Warrant Block” in July 2020, pursuant to which the Bureau of Motor Vehicles (“BMV”) notified Bradley that his driver license and registration had been blocked and that he could not be issued a temporary license or register a motor vehicle in Ohio. (Pl.’s Ex. M, ECF No. 2-2 at 20). More than two years later, Bradley filed suit in this Court against the Ohio Ethics Commission; three members of the OEC (Paul M. Nick, Merom Brachman, and Molly J. Bruns);

Lori M. Tyack, the Clerk of Courts for the Franklin County Municipal Court, and two deputy clerks (whose names are not known); Zach Klein, the Columbus City Attorney; Charles L. Norman, the Registrar of the BMV; and Jon Husted, the former Ohio Secretary of State. Bradley invokes 42 U.S.C. § 1983, alleging that Defendants have deprived him of due process and of his rights under the First, Fourth, Fifth, Sixth, and Fourteenth Amendments of the U.S. Constitution. He goes on to specify three counts: (1) wilful infliction of intentional harm to character and reputation; (2) failure to notify of a change in status; and (3) undue harassment, abuse of process, and malicious prosecution. (See Compl. ¶¶ 69–71, ECF No. 2). The following groupings of Defendants have filed motions to dismiss: (1) Norman; (2)

Frank LaRose; (3) Deputy Clerk # 889, Deputy Clerk # 8098, Lori M. Tyack, and Zach Klein (“the Franklin County Defendants”); and (4) the OEC, Nick, Brachman, and Bruns (“the Commission Defendants”). Bradley has not responded to the motions, instead moving to strike them; he has also moved to dismiss LaRose from this suit. All motions are now ripe for review. III. STANDARD OF REVIEW Rule 12(b)(1) authorizes a party to seek dismissal of a case for lack of subject matter jurisdiction. Without subject matter jurisdiction, a federal court is deprived of “authority to hear a case.” Smith v. DeWine, 476 F. Supp. 3d 635, 650 (S.D. Ohio 2020) (citing Thornton v. Sw. Detroit Hosp., 895 F.2d 1131, 1133 (6th Cir. 1990)). A motion to dismiss pursuant to Rule 3 12(b)(1) also serves as the “proper vehicle to assert Eleventh Amendment immunity.” Lee Testing Eng’g, Inc. v. Ohio Dep’t of Transp., 855 F. Supp. 2d 722, 725 (S.D. Ohio 2012) (citation omitted). Dismissal may also be warranted if the complaint does not state a claim on which relief can be granted. FED. R. CIV. P. 12(b)(6). A “motion to dismiss for failure to state a claim is a

test of the plaintiff’s cause of action as stated in the complaint, not a challenge to the plaintiff’s factual allegations.” Golden v. City of Columbus, 404 F.3d 950, 958–59 (6th Cir. 2005) (citation omitted). Consequently, a court must accept all factual allegations as true and make all reasonable inferences in favor of the non-moving party. Total Benefits Plan. Agency, Inc. v. Anthem Blue Cross & Blue Shield, 552 F.3d 430, 434 (6th Cir. 2008) (citations omitted). To survive a motion to dismiss, “the plaintiff must allege facts that, if accepted as true, are sufficient ‘to raise a right to relief above the speculative level’ and ‘to state a claim to relief that is plausible on its face.’” Hensley Mfg. v. ProPride, Inc., 579 F.3d 603, 609 (6th Cir. 2009) (quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555, 570 (2007)). A claim is considered

plausible on its face “when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Id. (quoting Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)). And though the court “must accept all well- pleaded factual allegations in the complaint as true,” id., the court need not “accept as true a legal conclusion couched as a factual allegation.” Twombly, 550 U.S. at 555. The pleadings of a pro se litigant are held to “less stringent standards than formal pleadings drafted by lawyers.” Garrett v. Belmont Cnty. Sheriff’s Dep’t, 374 F. App’x 612, 614 (6th Cir. 2010) (quoting Haines v. Kerner, 404 U.S. 519, 520 (1972)). Nevertheless, “basic pleading essentials” are still required. Wells v. Brown, 891 F.2d 591, 594 (6th Cir. 1989).

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