Bottoms v. Com.

704 S.E.2d 406, 281 Va. 23
CourtSupreme Court of Virginia
DecidedJanuary 13, 2011
Docket092498
StatusPublished
Cited by32 cases

This text of 704 S.E.2d 406 (Bottoms v. Com.) is published on Counsel Stack Legal Research, covering Supreme Court of Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bottoms v. Com., 704 S.E.2d 406, 281 Va. 23 (Va. 2011).

Opinion

704 S.E.2d 406 (2011)

William Donald BOTTOMS
v.
COMMONWEALTH of Virginia.

Record No. 092498.

Supreme Court of Virginia.

January 13, 2011.

*408 Horace F. Hunter (Hunter & Lipton, on briefs), Richmond, for appellant.

Leah A. Darron, Senior Assistant Attorney General (Kenneth T. Cuccinelli II, Attorney General, on brief), for appellee.

Present: All the Justices.

Opinion by Justice LAWRENCE L. KOONTZ, JR.

In this appeal, we consider whether the circuit court erred in failing to permit William D. Bottoms to withdraw a guilty plea to two counts of construction fraud.[1] Bottoms contends that the court abused its discretion by applying an incorrect standard to determine whether he should be permitted to withdraw his plea pursuant to Code § 19.2-296.

BACKGROUND

On May 14, 2007, the Dinwiddie County Grand Jury indicted Bottoms for two counts of construction fraud in violation of Code § 18.2-200.1. On January 10, 2008, Bottoms was arraigned on these indictments in the Circuit Court of Dinwiddie County. At the outset of the hearing, the Commonwealth advised the circuit court that there was "a plea agreement in th[is] case." Bottoms then entered a plea of guilty to each charge, and the court acknowledged that the "plea agreement has been offered for [the court] to consider."

The circuit court conducted a guilty plea colloquy in which Bottoms stated that he understood the charges against him, though the specific elements of the offense of construction fraud were not recited at that time. Bottoms stated that he had committed the offenses for which he was charged, and that he was in fact guilty of these offenses. Bottoms further stated that he had consulted with his attorney for "[a]bout two or three hours" and that he had determined to plead guilty based upon his "conference with her."

After a discussion with the Commonwealth concerning the range of sentencing for the offenses, the circuit court indicated that the plea agreement required that Bottoms be released on bond pending the preparation of the presentence report, ostensibly so that he could attempt to arrange for restitution to the victims, but it contained no recommendation concerning sentencing. The court then continued with the guilty plea colloquy, asking Bottoms if he understood that the court would be able to impose any sentence within the available statutory range for the offenses. Bottoms stated that he understood this and further understood that by pleading guilty he was waiving his right of appeal. Bottoms stated that he did not "have a mental or *409 physical disorder," was not presently taking any medications, and that he felt "alright." He further stated that he was entering his plea voluntarily and that he was satisfied with his attorney's services.

The Commonwealth then proffered the evidence it would have adduced in support of the construction fraud offenses. That proffer showed that Bottoms had entered into two separate contracts to renovate a home and a church in Dinwiddie County. With regard to the home renovation, the proffered evidence was that Bottoms had undertaken the work but performed it poorly, and as a result the homeowner was "out" $1,642. With regard to the church renovation, the proffered evidence was that Bottoms had begun work on the project by purchasing materials and hiring laborers, but before the project was complete the building inspector determined that Bottoms did not have the proper class of contractor's license to perform work of that scale and that the work done to that point did not meet the requirements of the building code. A qualified contractor was hired to supervise the work, but Bottoms "disappeared from the job." At the conclusion of the hearing, the circuit court found Bottoms "guilty ... pursuant to the plea agreement." The court ordered the preparation of a presentence report and continued the case for sentencing.

During the continuance, Bottoms retained new counsel who filed a motion on May 15, 2008 seeking to permit Bottoms to withdraw his guilty plea pursuant to Code § 19.2-296. In that motion, Bottoms contended that on the date of the plea hearing he was suffering from depression and had been prescribed medication for that condition. Bottoms further contended that he had not received this medication while he was being held in jail and that "[t]he failure to receive this medication may have inhibited [him] from fully understanding and comprehending the proceedings."

On June 25, 2008, the circuit court convened a hearing to receive the presentence report and evidence concerning sentencing. At the outset of the hearing, Bottoms' counsel indicated that he was not ready to proceed because of the pending motion to withdraw the guilty plea. Although the mental health counselor from the jail was present and available to testify, counsel maintained that another witness, the psychiatrist who had treated Bottoms while he was in jail, was not present. Counsel maintained that the testimony of the psychiatrist was necessary to establish that Bottoms had not received his medication prior to the plea hearing and how that would have affected Bottoms' mental state. Bottoms' counsel asserted that Bottoms had complained while in jail of "memory issues, memory loss," and that the court should receive evidence from the psychiatrist to determine whether this would have affected Bottoms' ability to enter a plea. The court, after reviewing the motion, responded that it did not need to hear from any witnesses because Bottoms had stated affirmatively during the guilty plea colloquy that he was not taking any medications and was not suffering from any mental or physical disability.

Bottoms' counsel then asserted that "after subsequent research I think that Mr. Bottoms has some very real defenses." The circuit court observed, "Maybe he has all kinds of defenses, but he waives those when he comes to court and announces ready and pleads guilty." Counsel responded that the procedure under Code § 19.2-296 permitted a defendant to withdraw a guilty plea prior to sentencing if he avers that he has substantial defenses. Counsel further contended that the evidence proffered at the plea hearing demonstrated that Bottoms lacked the necessary intent to defraud because he had actually undertaken to perform the contracts, but had only failed to perform that work properly or had not obtained the proper permits and license requiring him to stop work until a qualified contractor could oversee the work.

The Commonwealth opposed the motion to withdraw the guilty plea, contending that Bottoms had already received the benefit of the plea agreement in that he had been allowed to post bond pending sentencing, but that he had failed to make restitution during the time the case had been continued. The Commonwealth further contended that Bottoms' responses during the guilty plea colloquy *410 had been "clear[,] concise[, and] not confused." Bottoms' counsel responded that the plea agreement had not really provided any benefit as it did not provide for any agreed or recommended sentence. He further reiterated his position that there were "real defenses" to the charges because the evidence would show a lack of intent to defraud.

The circuit court overruled the motion to withdraw the guilty plea, finding that Bottoms had failed to establish "any good cause." The court opined that in its view "[t]his is just a case where the defendant has changed his mind and wants to back pedal and undo that which has been done." However, the court agreed to continue the sentencing hearing, stating that it would permit Bottoms "to have the psychiatrist ...

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Cite This Page — Counsel Stack

Bluebook (online)
704 S.E.2d 406, 281 Va. 23, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bottoms-v-com-va-2011.