Biagini v. Workmen's Compensation Appeal Board

632 A.2d 956, 158 Pa. Commw. 648, 1993 Pa. Commw. LEXIS 626
CourtCommonwealth Court of Pennsylvania
DecidedOctober 5, 1993
Docket1071 C.D. 1992
StatusPublished
Cited by10 cases

This text of 632 A.2d 956 (Biagini v. Workmen's Compensation Appeal Board) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Biagini v. Workmen's Compensation Appeal Board, 632 A.2d 956, 158 Pa. Commw. 648, 1993 Pa. Commw. LEXIS 626 (Pa. Ct. App. 1993).

Opinions

SILVESTRI, Senior Judge.

Richard Biagini (Claimant) appeals from the order of the Workmen’s Compensation Appeal Board (Board) which affirmed the referee’s order dismissing Claimant’s claim petition. Two issues have been raised for our review in this appeal, namely, whether Claimant was denied due process when a referee, other than the referee who presided at the hearings, issued a decision and order in this matter prior to Claimant receiving notification of said substitution; and whether Claimant was acting within the scope of his employment when he was injured. We will address the facts and arguments as to each of these issues separately.

Claimant’s Due Process claim

This case was assigned to referee Frank C. Roney on January 7, 1991. The first of three hearings began in the matter on February 5,1991. Referee Kathleen Vallely presided at the initial hearing and the two subsequent hearings held on February 12, 1991 and February 25, 1991. At the conclu[651]*651sion of all the hearings, on May 28, 1991, Referee Roney issued the decision and order at issue herein.

Claimant argues that it was a violation of his due process rights when Referee Roney, rather than Referee Vallely, issued the decision and order in this matter because, Claimant maintains, Referee Vallely had an opportunity to observe the live witnesses who testified at the hearings and thus had a greater opportunity to assess witness credibility. Additionally, Claimant asserts that because he was not given notice of the fact, prior to a decision being rendered, that Referee Roney, rather than Referee Vallely, would be issuing the decision and order, he was deprived of his due process rights as he was not afforded an opportunity to object to said substitution.

Initially, we note that the practice of one tribunal assessing credibility and rendering a decision where another tribunal has received the actual testimony is nothing new in the law. To the contrary, in unemployment compensation cases it is the referee that conducts evidentiary hearings, while the Unemployment Compensation Board of Review is the ultimate fact-finder and issues findings of fact and conclusions of law. In the case of Peak v. Unemployment Compensation Board of Review, 509 Pa. 267, 501 A.2d 1383 (1985), our Supreme Court discussed this practice where a due process challenge was asserted. The Court stated:

It may be wiser, more efficient or more expedient to entrust administrative determinations of fact based on credibility to the person who hears the evidence. However, that judgment is one for the legislature, not the judiciary.... [T]he notion that credibility evaluations depend on the observation of live witnesses while they testify ... is often important, but it is not the only factor to be considered in deciding who is to evaluate credibility on conflicting evidence. Considerations of expertise, uniformity of decision and control over policy are also relevant. Besides, a rule embodying that proposition would preclude a factfinder from weighing depositions against live evidence, or documents or exhibits against witness’s testimony, a practice [652]*652common and necessary in both administrative and judicial fact finding. We decline to adopt such a rule.

Peak, 509 Pa. at 278-279, 501 A.2d at 1389-1390.

Section 415 of the Pennsylvania Workmen’s Compensation Act1 specifically authorizes the Bureau of Worker’s Compensation to substitute one referee for another in a workmen’s compensation proceeding. Section 415 provides:

Transfer of petition to another referee
At any time before an award or disallowance of compensation or order has been made by a referee to whom a petition has been assigned, the department may order such petition heard before any other referee. Unless the department shall otherwise order, the testimony taken before the original referee shall be considered as though taken before the substituted referee.

The Supreme Court, in the case of Arena v. Packaging Systems Corp., 510 Pa. 34, 507 A.2d 18 (1986), upheld the substitution of a referee, other than the referee who received the testimony in the case, reasoning that “the referee, as well as the Board, deals exclusively with workmen’s compensation cases and has developed expertise in the area.” Arena, 510 Pa. at 35 n. 2, 507 A.2d at 19 n. 2.

Although Claimant does not specifically assert a constitutional challenge to the Bureau’s authority pursuant to Section 415, Claimant maintains that here his constitutional rights were violated because he was not notified of the substitution of one referee for another prior to a decision being rendered. Claimant asserts that because he was not provided prior notification, he was deprived of an opportunity to make objections to the substitution. However, a review of the record demonstrates that Claimant first became aware of the substitution when he received the referee’s decision. This being the case, Claimant, in his appeal to the Board, in addition to alleging errors regarding the referee’s findings of fact and conclusions of law, specifically raised before the Board the [653]*653matter of the Bureau’s substitution of one referee for another. Claimant asserted the following:

The case should have been decided by Referee Yallely, not Referee Roney. The entire case was heard by Referee Vallely. Referee Roney never saw the claimant. The parties agreed that Referee Vallely would decide the case. (R.R. 73a).

The forgoing, however, is merely a statement of what transpired. The Claimant did not, in his appeal to the Board, set forth any constitutional, statutory or regulatory violations as a result of the Bureau’s substitution of one referee for another.2 Claimant clearly had an “opportunity” to note any objections to the Bureau’s substitution of one referee for another in his appeal to the Board which he failed to do.

Likewise, Claimant, in his appeal to this Court, although engaging in an academic exposition on entitlement to due process, fails to delineate in what manner his due process rights have been diminished by the substitution. All Claimant notes to this Court is the mere lack of opportunity to raise objections without indicating what specific objections he would have raised. Stated another way, Claimant has failed to assert that the result would have been different absent the substitution.

It is not our function as an appellate court to decide questions in the abstract. Our function is to examine actual issues and controversies and determine their merit. See In re Condemnation by Commonwealth Department of Transportation, 100 Pa.Commonwealth Ct. 546, 515 A.2d 102 (1986); see also Commonwealth v. County of Bucks, 8 Pa.Commonwealth Ct. 295, 302 A.2d 897 (1973).

Claimant has failed to demonstrate what due process rights of his have been violated and the effect thereof.

[654]*654 Claimant’s claim petition

Claimant was employed by Merit Contracting Company (Employer) as a working foreman.

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Biagini v. Workmen's Compensation Appeal Board
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632 A.2d 956, 158 Pa. Commw. 648, 1993 Pa. Commw. LEXIS 626, Counsel Stack Legal Research, https://law.counselstack.com/opinion/biagini-v-workmens-compensation-appeal-board-pacommwct-1993.