Bethenergy Mines, Inc. v. Cunningham

104 F. App'x 881
CourtCourt of Appeals for the Fourth Circuit
DecidedJuly 20, 2004
Docket03-1651
StatusUnpublished
Cited by4 cases

This text of 104 F. App'x 881 (Bethenergy Mines, Inc. v. Cunningham) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bethenergy Mines, Inc. v. Cunningham, 104 F. App'x 881 (4th Cir. 2004).

Opinions

OPINION

PER CURIAM.

BethEnergy Mines, Inc. (BethEnergy) petitions for review of the decision of the U.S. Department of Labor’s Benefits Review Board (BRB) affirming an award of benefits to David Cunningham under the Black Lung Benefits Act (the Act), 30 U.S.C. § 901 et seq. BethEnergy first argues that Cunningham’s claim was not timely filed, but we conclude that the company has waived that issue. BethEnergy also raises evidentiary challenges to the award of benefits, which we reject. We therefore affirm the award of benefits and deny BethEnergy’s petition for review.

I.

David Cunningham is a retired coal miner. He worked underground for 28 years, beginning in the early 1950s. In 1982 the mine where Cunningham worked shut down, and he was out of work for five years before being called back in 1987. He last worked as a mine mechanic, a job that required heavy labor. Cunningham quit in 1991 after shortness of breath made it difficult for him to do his job. He was 58 years old at the time.

Cunningham filed his first claim for black lung benefits with the Department of Labor in 1986, while he was out of work. A claims examiner in the Department’s Office of Workers’ Compensation Programs (OWCP) denied the claim later that year, and Cunningham made an untimely attempt to appeal. The adjudication of Cunningham’s first claim is therefore final. He filed his second.claim for benefits in July 1997; that claim, which BethEnergy [883]*883contested, made its way to a hearing before an ALJ. The ALJ found that Cunningham had established a material change in condition, the existence of a totally disabling respiratory or pulmonary condition, and the existence of pneumoconiosis (by chest x-ray and medical opinion evidence) that was a contributing cause of his total disability. The ALJ thus awarded benefits. BethEnergy appealed the award to the BRB, and Cunningham cross-appealed the ALJ’s determination of the onset date. The BRB affirmed the award of benefits, but remanded for reconsideration of the issue of onset date. On remand the ALJ issued a second order awarding benefits and establishing an earlier onset date. BethEnergy again appealed to the BRB, which affirmed the ALJ. BethEnergy now petitions this court for review, asserting that Cunningham’s claim is untimely and, in the alternative, that the ALJ erred in finding the existence of coal workers’ pneumoconiosis and total disability due to pneumoconiosis. In considering the petition, we “undertak[e] an independent review of the record to determine whether the ALJ’s findings of fact were supported by substantial evidence.” Island Creek Coal Co. v. Compton, 211 F.3d 203, 207 (4th Cir.2000) (internal quotation marks omitted). The legal conclusions of the ALJ and the BRB are reviewed de novo. Id. at 208.

II.

BethEnergy first argues that Cunningham’s 1997 claim must be rejected as untimely because it was not filed within three years after he learned that he had been medically diagnosed as totally disabled due to pneumoconiosis. See 30 U.S.C. § 932(f); 20 C.F.R. § 725.308(a) (“[a] claim” must be filed “within three years after a medical determination of total disability due to pneumoconiosis which has been communicated to the miner.”). We conclude that BethEnergy has waived the statute of limitations argument because it stipulated at the first hearing before the ALJ that Cunningham’s claim was timely. Administrative waiver is a “flexible” concept. Rana v.United States, 812 F.2d 887, 889 n.2 (4th Cir.1987). When a litigant presents an issue to us that is “within the purview of agency expertise,” without having first properly presented the issue to the agency, we will normally regard the issue to be waived. Rana, 812 F.2d at 890. This makes sense because one of the reasons for administrative waiver is to encourage the exhaustion of administrative remedies. Thom v. Itmann Coal Co., 3 F.3d 713, 717 (4th Cir.1993). Exhaustion is important because “it is normally desirable to let the agency develop the necessary factual background upon which decisions should be based,” and “judicial review may be hindered by the failure of the litigant to allow the agency to make a factual record.” McKart v. United States, 395 U.S. 185, 194, 89 S.Ct. 1657, 23 L.Ed.2d 194 (1969). Moreover, “practical notions of judicial efficiency come into play as well” because if a litigant “is required to pursue his administrative remedies, the courts may never have to intervene.” Id. at 195. Adequate administrative consideration also gives the agency “a chance to discover and correct its own errors.” Id. Finally, the reasons for requiring “administrative issue exhaustion” as a prerequisite to appellate review are most compelling when “the parties are [competing] in an adversarial administrative proceeding” instead of participating in a proceeding that is not adversarial. Sims v. Apfel, 530 U.S. 103, 109-10, 120 S.Ct. 2080, 147 L.Ed.2d 80 (2000).

In black lung cases, developing a factual record and making findings of fact is delegated to the ALJ. The respect afforded to an ALJ’s factual findings is reflected by [884]*884the rule that we (and the BRB) affirm the ALJ’s factual findings so long as they are supported by substantial evidence. Convp-ton, 211 F.3d at 207 (appellate review standard); 30 U.S.C. § 932(a), incorporating 33 U.S.C. § 921(b)(3) (BRB review standard). Moreover, ALJ hearings in black lung cases are adversarial. Dep’t of Labor v. Triplett, 494 U.S. 715, 733-34, 110 S.Ct. 1428, 108 L.Ed.2d 701 (1990) (Marshall, J„ concurring in the judgment). In this case, rather than participating in the development of a factual record on the timeliness of Cunningham’s claim, BethEnergy stipulated that the claim was timely at the beginning of the first hearing before the ALJ. The ALJ then relied on the stipulation to limit the hearing to consideration of contested issues, which did not include any statute of limitations issue. BethEnergy compounded the problem by not raising the timeliness issue when the case was first appealed to the BRB and by failing to ask the ALJ to reopen the record on this issue on remand. BethEnergy finally raised the timeliness issue on its second appeal to the BRB, when the BRB applied its rule that the statute of limitations does not apply to second (or duplicate) claims like Cunningham’s. See Faulk v. Peabody Coal Co., 14 BLR 1-18 (1990); Andryka v. Rochester & Pittsburgh Coal Co., 14 BLR 1-34 (1990).

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104 F. App'x 881, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bethenergy-mines-inc-v-cunningham-ca4-2004.