Benjamin Ex Rel. Yock v. Department of Public Welfare

701 F.3d 938, 2012 U.S. App. LEXIS 25357
CourtCourt of Appeals for the Third Circuit
DecidedDecember 12, 2012
Docket11-3684, 11-3685
StatusPublished
Cited by52 cases

This text of 701 F.3d 938 (Benjamin Ex Rel. Yock v. Department of Public Welfare) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Benjamin Ex Rel. Yock v. Department of Public Welfare, 701 F.3d 938, 2012 U.S. App. LEXIS 25357 (3d Cir. 2012).

Opinion

OPINION

COWEN, Circuit Judge.

Plaintiffs-Appellees are individuals with “mental retardation” who reside in intermediate care facilities operated by Defendants-Appellees Department of Public Welfare of the Commonwealth of Pennsylvania and the Secretary of Public Welfare of the Commonwealth of Pennsylvania. By and through their respective next friends, they brought this current class action in the United States District Court for the Middle District of Pennsylvania, alleging that Defendants have failed to offer community services to them and other similarly situated individuals in violation of the integration mandates of the Americans with Disabilities Act and the Rehabilitation Act. In turn, Appellants are several intermediate care facility residents who, by and through their own guardians or next Mends, have continued to oppose community placement and, among other things, have sought to intervene in this case. This matter has already been before this Court in a prior appeal, and we ultimately affirmed the District Court’s denial of a motion to intervene filed by all but one of the current Appellants in connection with the merits stage of this case.

*942 At this juncture, Appellants specifically appeal from the District Court’s order denying the motions to intervene that they filed in connection with the remedy stage of this litigation as well as from the District Court’s subsequent order granting final approval to the settlement agreement between Plaintiffs and Defendants. We conclude that the District Court did abuse its discretion by denying intervention as of right pursuant to Federal Rule of Civil Procedure 24(a)(2). Accordingly, we will vacate the District Court’s intervention order insofar as it denied Appellants’ motions to intervene as of right in the remedy stage of this litigation as well as its order granting final approval to the parties’ settlement agreement. We, in turn, will remand this matter to the District Court with specific instructions to grant Appellants’ motions to intervene as of right in the remedy stage of this litigation as well as to permit Appellants, as proper intervenors, to challenge the settlement agreement and to seek decertification of the class.

I.

As we observed in our prior ruling, the United States Supreme Court established in Olmstead v. L.C. ex rel. Zimring, 527 U.S. 581, 119 S.Ct. 2176, 144 L.Ed.2d 540 (1999), “that it is a violation of the [Americans with Disabilities Act (“ADA”) ], the [Rehabilitation Act (“RA”) ], and their implementing regulations to force developmentally disabled patients to reside in institutions when they are able and willing to live in a manner more fully integrated into the community.” Benjamin ex rel. Yock v. Dep’t of Pub. Welfare, 432 Fed.Appx. 94, 95 (3d Cir.2011). “At the same time, Olmstead and the regulations make clear that ‘community based treatment [cannot] be imposed on patients who do not desire it.’ ” Id. (quoting Olmstead, 527 U.S. at 602, 119 S.Ct. 2176).

The named Plaintiffs-Appellees in this class action are five individuals with “mental retardation” who are institutionalized in intermediate care facilities for persons with “mental retardation” (“ICFs/MR”) 1 operated by DefendantsAppellees Department of Public Welfare of the Commonwealth of Pennsylvania and the Secretary of Public Welfare of the Commonwealth of Pennsylvania (collectively “DPW”). Franklin Benjamin, Richard Grogg, Frank Edgett, Sylvia Baldwin, and Anthony Beard — by and through their respective next friends and represented by attorneys from the Disability Rights Network of Pennsylvania (“DRN”) — specifically alleged in then-amended complaint that DPW has violated the ADA and the RA by failing “to offer and provide Plaintiffs with the opportunity to receive services in integrated, community settings that are most appropriate settings to meet their needs.” Benjamin v. DPW, 267 F.R.D. 456, 459 (M.D.Pa.2010) (citation omitted). In their class action allegations, Plaintiffs claimed that “there are approximately 1,272 individuals who reside in Pennsylvania’s five state-operated ICFs/MR.” (JA79.)

Plaintiffs filed an unopposed motion to certify a class under Federal Rule of Civil Procedure 23(b)(2). On September 2, 2009, the District Court entered an order granting this unopposed motion and certifying the following class: “All persons who: (1) currently or in the future will reside in on [sic] of Pennsylvania’s state- *943 operated intermediate care facilities for persons with mental retardation; (2) could reside in the community with appropriate services and supports; and (3) do not or would not oppose community placement.” (JA39.) DPW, for its part, filed an unsuccessful motion to dismiss.

The individual Appellants are also ICF/MR residents. By and through their guardians or next friends, Appellants have continued to oppose community placement and have sought to participate in this litigation. On November 10, 2009, eight of the nine current Appellants — Craig Springstead, Maria Meo, Daniel Bastek, Michael Storm, Beth Ann Lambo, Richard Kohler, Maria Kashatus, and Wilson Sheppard (who was originally a Plaintiff in this action) — moved to intervene (“Springstead Intervenors”). 2 The existing parties opposed any intervention, and the District Court denied this initial intervention motion in a memorandum and order entered on March 10, 2010.

According to the District Court, the Springstead Intervenors met the applicable timeliness requirement but then failed to satisfy the remaining prerequisites for intervention as of right pursuant to Federal Rule of Civil Procedure 24(a)(2) (i.e., a sufficient interest in the litigation, the interest may be affected or impaired as a practical matter by the disposition of the action, and the interest is not adequately represented by an existing party). It also concluded that permissive intervention under Federal Rule of Civil Procedure 24(b) was unwarranted.

The Springstead Intervenors appealed. They were supported in this appeal by current Appellant Diane Solano (by and through her brother and guardian, Carl Solano, Esquire), who appeared as an Amicus.

While this appeal was pending, the existing parties filed cross-motions for summary judgment. On January 27, 2011, the District Court granted Plaintiffs’ motion with respect to the underlying liability of DPW. See Benjamin ex rel. Yock v. DPW, 768 F.Supp.2d 747, 748-57 (M.D.Pa.2011). Specifically, it entered judgment in favor of Plaintiffs and all others similarly situated and declared that DPW was still not in compliance with the integration mandates established by the ADA and the RA with respect to these individuals.

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Cite This Page — Counsel Stack

Bluebook (online)
701 F.3d 938, 2012 U.S. App. LEXIS 25357, Counsel Stack Legal Research, https://law.counselstack.com/opinion/benjamin-ex-rel-yock-v-department-of-public-welfare-ca3-2012.