Bell v. Hartman

604 P.2d 1273, 44 Or. App. 21, 1980 Ore. App. LEXIS 2182
CourtCourt of Appeals of Oregon
DecidedJanuary 14, 1980
Docket76-6895, CA 14475
StatusPublished
Cited by4 cases

This text of 604 P.2d 1273 (Bell v. Hartman) is published on Counsel Stack Legal Research, covering Court of Appeals of Oregon primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bell v. Hartman, 604 P.2d 1273, 44 Or. App. 21, 1980 Ore. App. LEXIS 2182 (Or. Ct. App. 1980).

Opinions

[23]*23RICHARDSON, J.

The issue in this workers’ compensation case is whether claimant is an employee entitled to compensation for his injuries. Claimant is a "freelance” jockey, licensed to ride in horse races in Oregon and three other western states. On May 16, 1976, he sustained injuries when he fell from a horse during a race at Portland Meadows Race Track. The horse was trained by Ernest Gruenberg, and was owned by Don and Gayle Hartman. However, the horse was registered at Portland Meadows as belonging to Mr. Hartman’s father. The apparent reason for the misregistration was to make the horse inaccessible to legal process by the younger Hartman’s former wife.

Claimant filed and/or served claims under the Workers’ Compensation Act against the Oregon Racing Commission, Portland Meadows, the served Hart-mans, and Gruenberg, contending that some or all of them were his employers for purposes of the race in which he was injured and responsible for compensating him for the injury. He appeals from the Workers’ Compensation Board’s affirmance of the referee’s conclusion that claimant was an independent contractor and is therefore not a subject worker under the Act. He also appeals from the Board’s conclusion that he is not entitled to interim compensation, penalties or attorney fees from some or all of those against whom he claimed. We affirm in part, reverse in part and remand.

Freelance jockeys are itinerants who move from track to track and, generally, ride different horses owned by different persons while at a track. For example, claimant had ridden six different horses during the month and a half period he had been at Portland Meadows prior to his injury. Immediately before coming to Portland Meadows, he had ridden in approximately 20 races at a track in Yakima, Washington.

[24]*24It is customary for owners or trainers of horses to give jockeys instructions or advice about how to ride their horses. The specificity of these instructions varies, and there is a dispute about how specific the instructions given to claimant were in this case. There was evidence that jockeys who fail to comply with an owner’s instructions are traditionally not asked to ride again by that owner. Applicable Racing Commission rules require, in essence, that jockeys "run horses to win,” and, presumably, no instructions from an owner which, in the jockey’s judgment, are inconsistent with that requirement can be followed. OAR 462-30-525.

Claimant’s basic contention is that the control over his services exercised by his various purported employers, especially the owners, made him a subject worker under the Workers’ Compensation Act. ORS 656.005(16), (28), (30); ORS 656.027. He argues further that, if the "control” test does not make him a subject worker under the Act, the "nature of work” test articulated in Woody v. Waibel, 276 Or 189, 554 P2d 492 (1976), does have that effect.

The facts pertinent to the "control” test in this case are materially indistinguishable from the facts in Clark v. Industrial Com., 54 Ill 2d 311, 297 NE2d 154 (1973). The Illinois Supreme Court there stated:

"Furthermore, whether the pre-race conversations between owner and jockey be called strategy talks, instructions, orders or simply information about the past history of the horse, the effect of those discussions must be considered in the context of the comprehensive rules and regulations of the Illinois Racing Board which effectively control and limit what a jockey may do during a race. For instance, Rule 234 of the 1962 rules provides: 'Every horse in every race must be ridden so as to finish as near as possible to first, and show the fastest race it is capable of at the time, and shall not be eased up or coasted, even if it has no apparent chance to win first, second, third or fourth prize, so that the record of that race may, as nearly as possible show its real ability.’ It is apparent that any pre-race strategy talks between the owner [25]*25and jockey concerning the race about to be run would have to be disregarded by the jockey to the extent they were in conflict with the racing rules and regulations.
"Another factor which is significant in determining the question of whether an individual is an employee or an independent contractor is the right to discharge. Once the race begins, it is obviously impossible for the owner to discharge the jockey. It is true that after the race, if the owner is dissatisfied with the jockey’s services, he could decide not to engage his services again which could be argued to be the same as the exercise of the right of discharge. However, this situation is no different than in the case of clients and patients of attorneys and physicians who under normal circumstances are considered to be independent contractors.” 54 Ill 2d at 317.

Some jurisdictions {e.g., Kentucky) have answered the question before us in the way Illinois has, while others {e.g., California) have reached the opposite conclusion. We agree with the Illinois court’s reasoning. Freelance jockeys are engaged as specialists in their field, and an owner’s instructions about how to ride a horse during a one or two race engagement no more makes the jockey the owner’s employee than a patient’s informed consent to a surgical procedure makes the physician an employee of the patient.

Assuming arguendo that the "nature of work” test has any relevance where there is no "control” by a putative employer, claimant would not be aided. Claimant was not regularly engaged or involved in the owners’ business operations. See Woody v. Waibel, 276 Or at 197-198. We conclude that plaintiff was not the employee of the owners. His arguments that there was an employment relationship between him and Portland Meadows, Gruenberg, and/or the Racing Commission do not warrant discussion.

We agree with claimant that the referee and Board erred by concluding he was not entitled to interim compensation. The referee’s opinion and order states:

[26]*26"Claimant also asks for penalties and attorney fees for the interim period before denials by the various defendants. This claim, however, concerns the possible non-complying status of alleged employers and ORS 656.054 provides that ORS 656.262 shall not be in effect until the director has referred the claim to the State Accident Insurance Fund. Claimant’s claim has never been referred to the Fund for processing but the Board requested a hearing instead. Therefore claimant is not entitled to either interim compensation or penalties and attorney fees.”

In rough outline, the reason for the referee’s conclusion is that one of the persons against whom claimant claimed was the elder Hartman. He, and possibly others against whom claims were made, may have been "noncomplying employers” as defined in ORS 656.005(21).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Trabosh v. Washington County
915 P.2d 1011 (Court of Appeals of Oregon, 1996)
Renolds-Croft, Inc. v. Bill Morrison Co.
638 P.2d 495 (Court of Appeals of Oregon, 1982)
Bell v. Hartman
615 P.2d 314 (Oregon Supreme Court, 1980)
Bell v. Hartman
604 P.2d 1273 (Court of Appeals of Oregon, 1980)

Cite This Page — Counsel Stack

Bluebook (online)
604 P.2d 1273, 44 Or. App. 21, 1980 Ore. App. LEXIS 2182, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bell-v-hartman-orctapp-1980.