Beall v. Edwards Lifesciences LLC
Opinion
Emmet G. Sullivan, United States District Judge
I. Introduction
Plaintiff Judith Beall ("Ms. Beall") brings this action against her employer, defendant Edwards Lifesciences LLC ("Edwards"). She alleges that Edwards discriminated against her on the basis of gender and age by utilizing discriminatory pay practices in violation of the District of Columbia Human Rights Act ("DCHRA"),
Pending before the Court is Edwards' motion to transfer the case to the United States District Court for the Central District of California ("Central District of California"), where its headquarters is located. Upon consideration of the motion to transfer, the response and reply thereto, the applicable law, and the record, the motion shall be GRANTED and this proceeding shall be TRANSFERRED to the Central District of California.
II. Background
Edwards is a corporation formed under Delaware law and headquartered in Irvine, California. Compl., ECF No. 1 ¶ 8. It delivers medical products for structural heart disease, critical care, and surgical monitoring.
In 2002, she signed an employment agreement with Edwards. Employment Agreement ("EA"), ECF No. 8-2. The employment agreement governs certain aspects of Ms. Beall's "employment relationship" with the company.
In 2016, Ms. Beall was the vascular sales representative assigned to the East region, which is comprised of thirty-five Eastern states. Compl., ECF No. 1 ¶ 21. Another sales representative, Mr. Shawn Asuncion, was assigned to the West region, which is comprised of fifteen Western states.
Ms. Beall's relationship with Edwards began deteriorating after her counsel sent the letter.
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Emmet G. Sullivan, United States District Judge
I. Introduction
Plaintiff Judith Beall ("Ms. Beall") brings this action against her employer, defendant Edwards Lifesciences LLC ("Edwards"). She alleges that Edwards discriminated against her on the basis of gender and age by utilizing discriminatory pay practices in violation of the District of Columbia Human Rights Act ("DCHRA"),
Pending before the Court is Edwards' motion to transfer the case to the United States District Court for the Central District of California ("Central District of California"), where its headquarters is located. Upon consideration of the motion to transfer, the response and reply thereto, the applicable law, and the record, the motion shall be GRANTED and this proceeding shall be TRANSFERRED to the Central District of California.
II. Background
Edwards is a corporation formed under Delaware law and headquartered in Irvine, California. Compl., ECF No. 1 ¶ 8. It delivers medical products for structural heart disease, critical care, and surgical monitoring.
In 2002, she signed an employment agreement with Edwards. Employment Agreement ("EA"), ECF No. 8-2. The employment agreement governs certain aspects of Ms. Beall's "employment relationship" with the company.
In 2016, Ms. Beall was the vascular sales representative assigned to the East region, which is comprised of thirty-five Eastern states. Compl., ECF No. 1 ¶ 21. Another sales representative, Mr. Shawn Asuncion, was assigned to the West region, which is comprised of fifteen Western states.
Ms. Beall's relationship with Edwards began deteriorating after her counsel sent the letter.
III. Analysis
Edwards argues that Ms. Beall's case should be transferred to the Central District of California for two reasons. First, they argue that the forum selection clause in her employment agreement requires adjudication in California. See Def.'s Mot., ECF No. 8.1 Alternatively, Edwards argues that transfer is warranted in the interest of justice for the convenience of the parties and their witnesses. See
A. The Forum Selection Clause is Inapplicable
Edwards argues that Ms. Beall's case must be transferred because the employment agreement requires that Ms. Beall bring "any action to enforce the terms of the Agreement" in California. Def.'s Mot., ECF No. 8 at 8-9 (discussing EA, ECF No. 8-2 ¶ 9); see also Def.'s Supp. Mot., ECF No. 14. Edwards argues that Ms. Beall's claims fall within the scope of the employment agreement because they "relate" to her "employment relationship" with the company and because the employment agreement specifically governs claims regarding Ms. Beall's "hours, wages, benefits, position, working conditions, and other terms of employment." Def.'s Supp. Mot, ECF No. 14 at 2-3.
Ms. Beall argues that the employment agreement is inapplicable because she is not suing to "enforce" the terms of the agreement. Pl.'s Opp'n, ECF No. 9 at 2-3; Pl.'s Supp. Mot., ECF No. 17 at 3. Instead, she seeks to enforce her rights under federal and D.C. law by challenging the company's discriminatory policies and retaliatory *101decisions.
A valid forum selection clause between the parties carries "significant weight" when considering a motion to transfer. Worldwide Network Servs. v. DynCorp Int'l ,
To determine whether Ms. Beall's claims fall within the scope of the forum selection clause, the Court must " 'examine the substance of [the] claims shorn of their labels,' and 'focus on factual allegations rather than on the causes of action asserted.' " Cheney v. IPD Analytics ,
Turning to the text applicable here, Ms. Beall agreed to bring "any action to enforce the terms of this [Employment] Agreement" in California. EA, ECF No. 8-2 ¶ 9 (emphasis added). Plainly, this forum selection clause only covers actions to enforce the employment agreement and not, as Edwards argues, any action related to Ms. Beall's broader employment relationship with the company. See Def.'s Supp. Mot., ECF No. 14 at 2-3. True, some aspects of Ms. Beall's employment relationship are implicated by the employment agreement. For example, by signing the employment agreement Ms. Beall agreed that Edwards may change her hours, wages, benefits, etc. EA, ECF No. 8-2 ¶ 1.2. And while Ms. Beall's claims do concern her working conditions and wages, she is not seeking to enforce the employment agreement. Instead, she alleges that her pay and working conditions are discriminatory and retaliatory in violation of federal and local law. See generally Compl., ECF No. 1.
Had the forum selection clause contained broader language requiring that any dispute "related to" or "arising out of" the employment agreement be brought in California, for example, Edwards' argument may be more persuasive. Compare with Cheney ,
Edwards relies on Johnson v. Copiers Northwest, Inc. , in which an employee's claims for unpaid wages were found to fall within the scope of a similarly-worded forum selection clause. Def.'s Supp. Mot., ECF No. 14 at 3-5 (discussing No. 16-cv-1556,
1. Ms. Beall's Motion for Sanctions is Denied
In complying with the Court's Order2 for supplemental briefing regarding the forum selection clause, Ms. Beall also moved for sanctions. Pl.'s Supp. Mot., ECF No. 17 at 6-7 (refiled in identical form as Pl.'s Mot. for Attorney Fees, ECF No. 20). Ms. Beall avers that she is entitled to attorneys' fees because Edwards' argument-that the forum selection clause is applicable-is "sanctionable," "improper[,] and frivolous."
B. Transfer is Warranted Pursuant to 28 U.S.C. § 1404 (a)
Notwithstanding the Court's finding that the forum selection clause is inapplicable, transfer to the Central District of California is appropriate. Edwards argues that convenience and the interest of justice weighs in favor of transfer because "virtually all" of the relevant records, documents, and witnesses are located in California. Def.'s Mot., ECF No. 8 at 8-11. Ms. Beall argues that transfer is not appropriate, especially in view of the "stark imbalance" of each party's relative resources. Pl.'s Opp'n, ECF No. 9 at 3-7.
As stated by this Court:
[T]he district court has discretion to transfer a case based on an " 'individualized case-by-case consideration of convenience and fairness.' " Stewart Org., Inc. v. Ricoh Corp. ,487 U.S. 22 , 29,108 S.Ct. 2239 ,101 L.Ed.2d 22 (1988) (quoting Van Dusen v. Barrack ,376 U.S. 612 , 622,84 S.Ct. 805 ,11 L.Ed.2d 945 (1964) ); see also *103Demery v. Montgomery County ,602 F.Supp.2d 206 , 210 (D.D.C. 2009) ("Because it is perhaps impossible to develop any fixed general rules on when cases should be transferred[,] ... the proper technique to be employed is a factually analytical, case-by-case determination of convenience and fairness.") (internal quotation marks omitted). The moving party bears the burden of establishing that transfer of the action is proper. Devaughn v. Inphonic, Inc. ,403 F.Supp.2d 68 , 71 (D.D.C. 2005) ; see also SEC v. Savoy Indus., Inc. ,587 F.2d 1149 , 1154 (D.C. Cir. 1978) (noting that the district court's denial of a motion to transfer "was effectively a ruling that [the appellant] had failed to shoulder his burden").
In order to justify a transfer, defendants must make two showings. First, they must establish that the plaintiff could have brought suit in the proposed transferee district. Devaughn ,403 F.Supp.2d at 71-72 ; Trout Unlimited v. United States Dep't of Agric. ,944 F.Supp. 13 , 16 (D.D.C. 1996). Second, defendants must demonstrate that considerations of convenience and the interests of justice weigh in favor of a transfer. Devaughn ,403 F.Supp.2d at 72 ; Trout Unlimited ,944 F.Supp. at 16 .
Berry v. U.S. Dep't of Justice ,
To determine whether "considerations of convenience and the interests of justice weigh in favor of a transfer," the Court considers several private-interest factors including: (1) the plaintiff's choice of forum, unless the balance of convenience is strongly in favor of the defendant; (2) the defendant's choice of forum; (3) whether the claim arose elsewhere; (4) the convenience of the parties; (5) the convenience of the witnesses; and (6) the ease of access to sources of proof.
1. The Central District of California is an Appropriate Venue
Pursuant to
It is undisputed3 that Ms. Beall could have brought her claims in the Central District of California. See Def.'s Mot., ECF No. 8 at 7; Pl.'s Opp'n, ECF No. 9 (not *104arguing that venue is improper under § 1391(b) ). The Court agrees that the Central District of California is an appropriate venue because Edwards "resides" there. See
2. Considerations of Convenience and the Interests of Justice Weigh in Favor of Transfer
a. Plaintiff's Choice of Forum
"Absent specific facts that would cause a district court to question plaintiffs' choice of forum, plaintiffs' choice is afforded substantial deference." Wilderness Soc'y v. Babbitt,
However, the deference accorded to Ms. Beall's choice is "weakened" because "most of the relevant events" giving rise to her claims "occurred elsewhere." Aftab v. Gonzalez ,
b. Defendant's Choice of Forum
A defendant's choice of forum is a consideration when deciding a transfer motion, but it is not ordinarily entitled to deference. Douglas v. Chariots for Hire ,
c. Whether the Claim Arose Elsewhere
"Courts in this district have held that claims 'arise' under
Presumably Ms. Beall was injured in D.C. because she learned about Edwards' retaliatory actions at home-including its decisions to: place her on medical leave, deny her request for vacation, and refuse to pay her for unused vacation time and medical time. See, e.g. , Compl., ECF No. 1 ¶ 36. However, these actions were made at corporate headquarters. See Def.'s Mot., ECF No. 8 at 3-5. Moreover, Edwards developed its allegedly discriminatory compensation plan at its headquarters.
d. The Convenience of the Parties and the Convenience of Witnesses
"The most critical factor to examine under
Ms. Beall responds that she is the "most material witness" and is located in D.C. Pl.'s Opp'n, ECF No. 9 at 5. She also argues that most of Edwards' identified witnesses are merely "secondary and tertiary witnesses." Id. at 6. The Court disagrees. Ms. Beall's discrimination and retaliation claims concern companywide policies and corporate decisions. See generally Compl., ECF No. 1. The witnesses identified by Edwards are expected to testify regarding these very policies and decisions. See Def.'s Mot., ECF No. 8 at 3-5. Indeed, "[c]ourts have consistently transferred actions when the majority of witnesses live near the transferee forum." Mathis v. Geo Grp., Inc. ,
Because the Edwards employees' testimony is not "tangential to the central issues of this case, and [given] the preference for live testimony from witnesses with personal knowledge whose credibility could be at issue, the Court finds that, as *106far as the convenience of witnesses is concerned, the balance of interests weighs in favor of transfer." Pyrocap ,
e. Ease of Access to Sources of Proof
Edwards argues that "virtually all" of the records and documents relating to Ms. Beall's employment are stored at Edwards' headquarters in the Central District of California. Def.'s Mot., ECF No. 8 at 9-10. This includes her employment agreement, personnel file, payroll records, and performance reviews. Id. at 10. Ms. Beall argues that this factor does not weigh in favor of transfer because the documents are in easily transferrable digital form. Pl.'s Opp'n, ECF No. 9 at 6. While the records may be in electronic form, this factor weighs nonetheless in favor of transfer because "all of the ... documents" are located in the transferee forum. Brown v. SunTrust Banks, Inc. ,
f. The Transferee's Familiarity with the Governing Laws
Because all federal courts are presumed to be equally familiar with the law governing statutory claims, neither forum is favored for adjudicating Ms. Beall's Federal Equal Pay Act claim. Miller v. Insulation Contractors, Inc. ,
g. The Relative Congestion of Each Court
Edwards argues that this factor weighs in favor of transfer because the Central District of California's docket is less congested. Def.'s Mot, ECF No. 8 at 11-12. Ms. Beall argues that this District's familiarity with D.C. law will increase efficiency, overcoming Edwards' arguments regarding docket congestion. Pl.'s Opp'n, ECF No. 9 at 7.
"The relative docket congestion and potential speed of resolution with respect to both the transferor and transferee courts are appropriate to consider." Trout Unlimited ,
h. The Local Interest in Deciding Local Controversies at Home
Although both jurisdictions may have an interest in resolving Ms. Beall's claims, courts in this Circuit "have looked at where a clear majority of the operative events took place in order to determine where a case should be adjudicated." Treppel v. Reason ,
IV. Conclusion and Order
Having considered all of the relevant factors, the Court concludes that Edwards made the necessary showing that "considerations of convenience and justice weigh in favor transfer." Berry ,
ORDERED that Edwards' motion to transfer is GRANTED; and it is further
ORDERED that, pursuant to
ORDERED that Ms. Beall's motion for attorneys' fees is DENIED .
SO ORDERED .
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