Bates v. Variable Annuity Life Insurance

200 F. Supp. 2d 1375, 2002 U.S. Dist. LEXIS 9686, 2002 WL 999895
CourtDistrict Court, N.D. Georgia
DecidedMarch 29, 2002
DocketCiv.A. 100CV3130MHS
StatusPublished
Cited by3 cases

This text of 200 F. Supp. 2d 1375 (Bates v. Variable Annuity Life Insurance) is published on Counsel Stack Legal Research, covering District Court, N.D. Georgia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bates v. Variable Annuity Life Insurance, 200 F. Supp. 2d 1375, 2002 U.S. Dist. LEXIS 9686, 2002 WL 999895 (N.D. Ga. 2002).

Opinion

ORDER

SHOOB, Senior District Judge.

This action is before the Court on defendants’ motions for summary judgment. 1 For the following reasons, the Court grants the motions and dismisses this action.

Background

Plaintiff Patrick Bates filed this action under the Age Discrimination in Employment Act (ADEA), 29 U.S.C. § 621 et seq., alleging that defendant Variable Annuity Life Insurance Company (VALIC) terminated his employment because of his age and unlawfully retaliated against him. Bates also alleges that VALIC defamed him in an e-mail that stated the reasons for his termination. 2

Plaintiff began working for VALIC in 1975 selling tax-deferred retirement plans and fixed and variable annuities to employees of educational institutions. Bates continued to work for VALIC for the next 25 years under a series of written contracts. On December 14, 1999, VALIC terminated Bates’ contract, effective January 14, 2000. Bates was 58.

According to VALIC, it terminated Bates due to his history of abusive and inappropriate workplace behavior. Specifically, VALIC says it based its decision on three separate incidents that occurred after defendant Roberts became Regional Manager on January 1, 1998, and warned *1378 Bates in a letter that “I will not tolerate abusive, profane or unprofessional language or conduct in any public area of our offices.... ”

The first incident involved District Manager Mark King. Bates became “irritated” with King over a recommendation to a client because it meant Bates would receive a lower commission. Bates confronted King as he was leaving a meeting, yelled at King, and told him he did not know what he was doing. King described Bates’ tone as “hateful” and said he felt physically threatened and believed that Bates was “on the verge of losing control.” One witness to the incident said she was “shocked” by Bates’ behavior. Other witnesses described his conduct as “entirely inappropriate” and “unprofessional.”

The second incident involved VALIC representative Tim Duffy. Bates became angry because he believed that Duffy had taken a commission to which Bates was entitled. When Duffy tried to explain his actions, Bates got “very loud, started shaking, and became enraged.” He began to yell at Duffy, accused him of being unethical, and directed extensive profanity at him. Bates calmed down only after Duffy told him he could have the commission. Both Duffy and the one witness to this incident felt that Bates’ behavior was “inappropriate and unprofessional.”

The third incident involved VALIC representative Bobby Joiner. Bates became angry with Joiner for sending him e-mails about contacting a client. Bates left Joiner a voice message telling him not to send him any more e-mails but to call instead. When Joiner called, Bates “launched into a string of profanity,” told Joiner to stop sending him “Goddamn e-mails,” and then hung up on Joiner. When Joiner called back, Bates again yelled at Joiner using profanity, and again he hung up on Joiner. A witness described Bates’ tone of voice as “volatile and derogatory” and stated that he could not “imagine somebody speaking to another human being in that way.”

After learning of the incident with Joiner, defendant Roberts discussed the situation with VALIC’s Eastern Divisional Manager Tom Lange and, at Lange’s request, prepared and sent him a memorandum on November 2, 1999, entitled “Brief Documentation of Aberrant Behavior Relevant to Pat Bates.” The memo summarized the King, Duffy, and Joiner incidents, as well as previous similar incidents going back as far as 1983.

After sending his memo to Lange, Roberts received a memorandum from Bates in which Bates recounted the incident with Joiner, as well as Roberts’ investigation of the incident. The memo concluded that “during the short time that you have been regional manager, you have repeatedly used any excuse to criticize my performance and these tactics can only be interpreted as harassment and discrimination.” Roberts did not share Bates’ memo with anyone else at VALIC.

Meanwhile, Lange, Steven Mueller, VALIC’s Director of Human Resources, and Rebecca Campbell, VALIC’s Senior Vice President for Human Resources, reviewed Roberts’ memo regarding Bates. After some further discussion with Roberts, they decided to terminate Bates’ contract. Bates was informed of his termination on December 14,1999.

On December 27, 1999, Lange sent an email to various VALIC managers. The email stated: “Last week a top producing representative was terminated due to abusive behavior (foul and abusive language and/or physical threats towards other representatives and employees). Upper management has confirmed that this type of behavior will not be tolerated, i.e., zero tolerance. Be sure to talk to your representatives and managers. I would hate to lose a good manager or representative be *1379 cause they were unable to control their emotional outbursts or anger. Please call with any questions.”

Summary Judgment Standard

Under Rule 56(c) of the Federal Rules of Civil Procedure, summary judgment is appropriate when “there is no genuine issue as to any material fact ... and the moving party is entitled to judgment as a matter of law.” In Celotex Corp. v. Catrett, 477 U.S. 317, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986), the Supreme Court held that this burden could be met if the moving party demonstrates that there is “an absence of evidence to support the non-moving party’s case.” Id. at 325, 106 S.Ct. 2548. At that point, the burden shifts to the non-moving party to go beyond the pleadings and present specific evidence giving rise to a triable issue. Id. at 324, 106 S.Ct. 2548.

In reviewing a motion for summary judgment, the Court must construe the evidence and all inferences drawn from the evidence in the light most favorable to the non-moving party. WSB-TV v. Lee, 842 F.2d 1266, 1270 (11th Cir.1988). Nevertheless, “the mere existence of some alleged factual dispute between the parties will not defeat an otherwise properly supported motion for summary judgment; the requirement is that there be no genuine issue of material fact.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986).

Discussion

I. Age Discrimination Claim

VALIC contends that it is entitled to summary judgment on Bates’ age discrimination claim for two reasons. First, VAL-IC argues that Bates is not entitled to relief under the ADEA because he was an independent contractor and not an employee.

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200 F. Supp. 2d 1375, 2002 U.S. Dist. LEXIS 9686, 2002 WL 999895, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bates-v-variable-annuity-life-insurance-gand-2002.