Appellate Case: 23-3102 Document: 010111063336 Date Filed: 06/11/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT June 11, 2024 _________________________________ Christopher M. Wolpert Clerk of Court ALBERT DEWAYNE BANKS,
Plaintiff - Appellant,
v. No. 23-3102 (D.C. No. 5:15-CV-03093-HLT) STEVEN L. OPAT, Former Geary (D. Kan.) County District Attorney in his individual capacity; GLEN F. VIRDEN, Senior Special Agent, Kansas Bureau of Investigation, in his individual capacity; TIMOTHY BROWN, Former Chief of Junction City Police Department, in his individual capacity.
Defendants - Appellees. ––––––––––––––––––––––––––––––––––– ANTHONY CARLYLE THOMPSON,
v. No. 23-3103 (D.C. Nos. 5:15-CV-03117-HLT & GLEN F. VIRDEN, Senior Special 5:15-CV-03093-HLT) Agent, Kansas Bureau of (D. Kan.) Investigation, in his individual capacity; TIMOTHY BROWN, Chief, Junction City Police Department, in his individual capacity; TONY WOLF, Sheriff, Geary County Sheriff’s Department, in his individual and official capacity,
Defendants - Appellees. Appellate Case: 23-3102 Document: 010111063336 Date Filed: 06/11/2024 Page: 2
_________________________________
ORDER AND JUDGMENT * _________________________________
Before BACHARACH, BALDOCK, and MORITZ, Circuit Judges. _________________________________
These appeals grew out of a state investigation involving Mr. Albert
Dewayne Banks and Mr. Anthony Carlyle Thompson. In the investigation,
a Kansas prosecutor obtained court orders authorizing wiretaps on
Mr. Banks and Mr. Thompson when they took their cellphones anywhere in
the United States. Based on these orders, Kansas law-enforcement agents
conducted the wiretaps and the federal government indicted the individuals
on drug charges. A federal district court suppressed evidence from the
wiretaps, concluding that the state court’s authority over the wiretaps was
limited to the court’s own district.
Mr. Banks and Mr. Thompson sued the prosecutor and three of the
law-enforcement agents who allegedly conducted the wiretaps. The district
court granted summary judgment to the defendants, relying on
* Oral argument would not help us decide the appeal, so we have decided the appeal based on the briefing and the record. See Fed. R. App. P. 34(a)(2)(C); 10th Cir. R. 34.1(G).
This order and judgment does not constitute binding precedent except under the doctrines of law of the case, res judicata, and collateral estoppel. But the order and judgment may be cited for its persuasive value if otherwise appropriate. See Fed. R. App. P. 32.1(a); 10th Cir. R. 32.1(A).
2 Appellate Case: 23-3102 Document: 010111063336 Date Filed: 06/11/2024 Page: 3
absolute immunity for the prosecutor and a statutory good-faith exception for the three agents allegedly carrying out the wiretaps. We affirm the grants of summary judgment.
Standard for Review of Summary Judgment
For the summary-judgment rulings, we conduct de novo review,
applying the same standard that governed in district court. Dahl v. Charles
F. Dahl, M.D., P.C. Defined Benefit Pension Tr., 744 F.3d 623, 628
(10th Cir. 2014). Under that standard, the defendants needed to show a
right to judgment as a matter of law and the absence of a genuine dispute
of material fact. Fed. R. Civ. P. 56(a). For this determination, we draw all
reasonable inferences in favor of the non-moving party. Georgelas v.
Desert Hill Ventures, Inc., 45 F.4th 1193, 1197 (10th Cir. 2022).
The Claim Against the Prosecutor
Mr. Banks argues that the prosecutor wasn’t entitled to absolute
immunity because
he vouched for the warrants and
wasn’t acting as an advocate when he referred the case for federal prosecution. But Mr. Banks forfeited both arguments by failing to make them in district
court. See Anderson v. Spirit Aerosystems Holdings, Inc., 827 F.3d 1229,
1238 (10th Cir. 2016). In district court, Mr. Banks mentioned that the
prosecutor had signed the orders and had disclosed information to federal
3 Appellate Case: 23-3102 Document: 010111063336 Date Filed: 06/11/2024 Page: 4
agents. But Mr. Banks didn’t argue in district court that these actions had
stripped the prosecutor of absolute immunity.
The Claims Against the Three Agents
Mr. Banks and Mr. Thompson also challenge the district court’s
ruling of good faith for the three law-enforcement agents who allegedly
carried out the wiretaps.
In the criminal proceedings, the federal district court ultimately
concluded that the orders had exceeded the state court’s authority. But in
the civil proceedings, defenses exist for law-enforcement agents acting in
good faith. 18 U.S.C. § 2520(d)(1); Kan. Stat. Ann. § 22-2518(2). The
court applied these defenses here, concluding that the agents’ reliance on
the orders had been objectively reasonable. So the district court properly
concluded that the undisputed evidence had shown good faith in carrying
out the orders.
The federal district court ultimately excluded evidence of some calls
because the wiretaps had intercepted calls outside the state court’s district.
But this ruling doesn’t negate the good faith of the law-enforcement
officers when making the same mistake that the state court had made.
We addressed a similar issue in United States v. Workman, 863 F.3d
1313 (10th Cir. 2017). There we considered criminal proceedings growing
out of a federal magistrate judge’s warrant authorizing installation of
software to identify individuals using a site to access child pornography.
4 Appellate Case: 23-3102 Document: 010111063336 Date Filed: 06/11/2024 Page: 5
Id. at 1316. A user in another district accessed the website and argued that
the magistrate judge had lacked authority to authorize software that would
identify users in other districts. Id. at 1316–17. We assumed for the sake of
argument that the magistrate judge had exceeded his geographic authority.
Id. at 1317–18. But we held that the evidence would have been admissible
anyway because agents had acted in good faith when relying on the
magistrate judge’s order. Id. at 1320–21.
Here the state court exceeded its authority by issuing orders
authorizing interception of information outside of the court’s area of
authority. In Workman, however, we concluded that the nuances of the
court’s geographic jurisdictional limits wouldn’t have been readily
apparent to law-enforcement officers. Id. The same is true here.
Mr. Banks and Mr. Thompson disagree, arguing that Workman is
distinguishable because the sources of geographic authority differ here and
the nuances were subtler in Workman. Though differences exist, they don’t
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Appellate Case: 23-3102 Document: 010111063336 Date Filed: 06/11/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT June 11, 2024 _________________________________ Christopher M. Wolpert Clerk of Court ALBERT DEWAYNE BANKS,
Plaintiff - Appellant,
v. No. 23-3102 (D.C. No. 5:15-CV-03093-HLT) STEVEN L. OPAT, Former Geary (D. Kan.) County District Attorney in his individual capacity; GLEN F. VIRDEN, Senior Special Agent, Kansas Bureau of Investigation, in his individual capacity; TIMOTHY BROWN, Former Chief of Junction City Police Department, in his individual capacity.
Defendants - Appellees. ––––––––––––––––––––––––––––––––––– ANTHONY CARLYLE THOMPSON,
v. No. 23-3103 (D.C. Nos. 5:15-CV-03117-HLT & GLEN F. VIRDEN, Senior Special 5:15-CV-03093-HLT) Agent, Kansas Bureau of (D. Kan.) Investigation, in his individual capacity; TIMOTHY BROWN, Chief, Junction City Police Department, in his individual capacity; TONY WOLF, Sheriff, Geary County Sheriff’s Department, in his individual and official capacity,
Defendants - Appellees. Appellate Case: 23-3102 Document: 010111063336 Date Filed: 06/11/2024 Page: 2
_________________________________
ORDER AND JUDGMENT * _________________________________
Before BACHARACH, BALDOCK, and MORITZ, Circuit Judges. _________________________________
These appeals grew out of a state investigation involving Mr. Albert
Dewayne Banks and Mr. Anthony Carlyle Thompson. In the investigation,
a Kansas prosecutor obtained court orders authorizing wiretaps on
Mr. Banks and Mr. Thompson when they took their cellphones anywhere in
the United States. Based on these orders, Kansas law-enforcement agents
conducted the wiretaps and the federal government indicted the individuals
on drug charges. A federal district court suppressed evidence from the
wiretaps, concluding that the state court’s authority over the wiretaps was
limited to the court’s own district.
Mr. Banks and Mr. Thompson sued the prosecutor and three of the
law-enforcement agents who allegedly conducted the wiretaps. The district
court granted summary judgment to the defendants, relying on
* Oral argument would not help us decide the appeal, so we have decided the appeal based on the briefing and the record. See Fed. R. App. P. 34(a)(2)(C); 10th Cir. R. 34.1(G).
This order and judgment does not constitute binding precedent except under the doctrines of law of the case, res judicata, and collateral estoppel. But the order and judgment may be cited for its persuasive value if otherwise appropriate. See Fed. R. App. P. 32.1(a); 10th Cir. R. 32.1(A).
2 Appellate Case: 23-3102 Document: 010111063336 Date Filed: 06/11/2024 Page: 3
absolute immunity for the prosecutor and a statutory good-faith exception for the three agents allegedly carrying out the wiretaps. We affirm the grants of summary judgment.
Standard for Review of Summary Judgment
For the summary-judgment rulings, we conduct de novo review,
applying the same standard that governed in district court. Dahl v. Charles
F. Dahl, M.D., P.C. Defined Benefit Pension Tr., 744 F.3d 623, 628
(10th Cir. 2014). Under that standard, the defendants needed to show a
right to judgment as a matter of law and the absence of a genuine dispute
of material fact. Fed. R. Civ. P. 56(a). For this determination, we draw all
reasonable inferences in favor of the non-moving party. Georgelas v.
Desert Hill Ventures, Inc., 45 F.4th 1193, 1197 (10th Cir. 2022).
The Claim Against the Prosecutor
Mr. Banks argues that the prosecutor wasn’t entitled to absolute
immunity because
he vouched for the warrants and
wasn’t acting as an advocate when he referred the case for federal prosecution. But Mr. Banks forfeited both arguments by failing to make them in district
court. See Anderson v. Spirit Aerosystems Holdings, Inc., 827 F.3d 1229,
1238 (10th Cir. 2016). In district court, Mr. Banks mentioned that the
prosecutor had signed the orders and had disclosed information to federal
3 Appellate Case: 23-3102 Document: 010111063336 Date Filed: 06/11/2024 Page: 4
agents. But Mr. Banks didn’t argue in district court that these actions had
stripped the prosecutor of absolute immunity.
The Claims Against the Three Agents
Mr. Banks and Mr. Thompson also challenge the district court’s
ruling of good faith for the three law-enforcement agents who allegedly
carried out the wiretaps.
In the criminal proceedings, the federal district court ultimately
concluded that the orders had exceeded the state court’s authority. But in
the civil proceedings, defenses exist for law-enforcement agents acting in
good faith. 18 U.S.C. § 2520(d)(1); Kan. Stat. Ann. § 22-2518(2). The
court applied these defenses here, concluding that the agents’ reliance on
the orders had been objectively reasonable. So the district court properly
concluded that the undisputed evidence had shown good faith in carrying
out the orders.
The federal district court ultimately excluded evidence of some calls
because the wiretaps had intercepted calls outside the state court’s district.
But this ruling doesn’t negate the good faith of the law-enforcement
officers when making the same mistake that the state court had made.
We addressed a similar issue in United States v. Workman, 863 F.3d
1313 (10th Cir. 2017). There we considered criminal proceedings growing
out of a federal magistrate judge’s warrant authorizing installation of
software to identify individuals using a site to access child pornography.
4 Appellate Case: 23-3102 Document: 010111063336 Date Filed: 06/11/2024 Page: 5
Id. at 1316. A user in another district accessed the website and argued that
the magistrate judge had lacked authority to authorize software that would
identify users in other districts. Id. at 1316–17. We assumed for the sake of
argument that the magistrate judge had exceeded his geographic authority.
Id. at 1317–18. But we held that the evidence would have been admissible
anyway because agents had acted in good faith when relying on the
magistrate judge’s order. Id. at 1320–21.
Here the state court exceeded its authority by issuing orders
authorizing interception of information outside of the court’s area of
authority. In Workman, however, we concluded that the nuances of the
court’s geographic jurisdictional limits wouldn’t have been readily
apparent to law-enforcement officers. Id. The same is true here.
Mr. Banks and Mr. Thompson disagree, arguing that Workman is
distinguishable because the sources of geographic authority differ here and
the nuances were subtler in Workman. Though differences exist, they don’t
cast doubt on the objective reasonableness of the law-enforcement officers’
reliance on the wiretap orders.
Granted, the sources of geographic authority differ here and in
Workman. There the magistrate judge’s geographic limits appeared in a
federal rule of criminal procedure (Rule 41); here the limit appears in state
law. But Mr. Banks and Mr. Thompson don’t explain why this difference
would matter. In both cases, the law-enforcement officers could reasonably
5 Appellate Case: 23-3102 Document: 010111063336 Date Filed: 06/11/2024 Page: 6
assume that the court would correctly apply the geographic limits when
authorizing the interception of data. See United States v. Pemberton,
94 F.4th 1130, 1137–40 (10th Cir. 2024) (applying Workman to uphold the
denial of a motion to suppress a state court’s warrant even though the state
court lacked authority over the region specified in the warrant).
Mr. Banks and Mr. Thompson also point out that
the magistrate judge in Workman had authorized installation of software onto a server within his own district and
here the state court authorized wiretaps anywhere in the United States.
Again, the difference doesn’t cast doubt on the objective reasonableness of
the agents’ actions. In Workman, the court had authorized installation of
malware that would identify users anywhere in the United States. See
United States v. Workman, 863 F.3d 1313, 1315–16 (10th Cir. 2017). But
we concluded in Workman that law-enforcement agents could reasonably
rely on a magistrate judge’s application of the geographic limits on his
authority. Id. at 1319–21. The same is true here as to the agents’ reliance
on the state court’s application of its geographic limits.
Finally, Mr. Banks and Mr. Thompson argue that even if Workman
otherwise applied, there’s no good-faith defense for mistakes of law. For
this argument, Mr. Banks and Mr. Thompson rely on Heggy v. Heggy,
944 F.2d 1537 (10th Cir. 1991). There we concluded that a defendant
6 Appellate Case: 23-3102 Document: 010111063336 Date Filed: 06/11/2024 Page: 7
couldn’t avoid liability based on his subjective belief that he could put a
wiretap on his own home phone. Id. at 1541–42.
But Heggy didn’t involve an order authorizing a wiretap, and we
observed that the law provided a good-faith defense when someone relies
on a court order. Id. at 1542. Here we have federal and state statutes
expressly providing a defense based on good-faith reliance on a court
order. So Heggy doesn’t undermine the applicability of the good-faith
defenses.
Affirmed.
Entered for the Court
Robert E. Bacharach Circuit Judge