Baker v. Owen

395 F. Supp. 294, 1975 U.S. Dist. LEXIS 12716
CourtDistrict Court, M.D. North Carolina
DecidedApril 23, 1975
DocketC-74-46-G
StatusPublished
Cited by24 cases

This text of 395 F. Supp. 294 (Baker v. Owen) is published on Counsel Stack Legal Research, covering District Court, M.D. North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baker v. Owen, 395 F. Supp. 294, 1975 U.S. Dist. LEXIS 12716 (M.D.N.C. 1975).

Opinion

CRAVEN, Circuit Judge:

This three-judge court was convened to consider the claims of Russell Carl Baker and his mother that their constitutional rights were violated when Russell Carl was corporally punished by his teacher over his mother’s objections and without procedural due process. Russell Carl, a sixth-grader, was paddled on December *296 6, 1973, for allegedly violating his teacher’s announced rule against throwing kickballs except during designated play periods. Mrs. Baker had previously requested of Russell Carl’s principal and certain teachers that Russell Carl not be corporally punished, because she opposed it on principle. Nevertheless, shortly after his alleged misconduct her son received two licks in the presence of a second teacher and in view of other students.

Mrs. Baker alleges that the administration of corporal punishment after her objections violated her parental right to determine disciplinary methods for her child. Russell Carl charges that the circumstances in which the punishment was administered violated his right to procedural due process, and that the punishment itself in this instance amounted to cruel and unusual punishment. This special court was convened because both Mrs. Baker in her claim and Russell Carl in his procedural due process claim have challenged the constitutionality of North Carolina General Statutes § 115-146. They claim that this statute, which empowers school officials to “use reasonable force in the exercise of lawful authority to restrain or correct pupils and to maintain order,” 1 is unconstitutional insofar as it allows corporal punishment over parental objection and absent adequate procedural safeguards.

We hold that fourteenth amendment liberty embraces the right of parents generally to control means of discipline of their children, but that the state has a countervailing interest in the maintenance of order in the schools, in this case sufficient to sustain the right of teachers and school officials to administer reasonable corporal punishment for disciplinary purposes. We also hold that teachers and school officials must accord to students minimal procedural due process in the course of inflicting such punishment. We further hold that the spanking of Russell Carl in this case did not amount to cruel and unusual punishment.

I.

Defendants contend that this court was improperly convened because plaintiffs do not mount a substantial attack on the constitutionality of the statute. Defendants argue, first, that plaintiffs’ claims present no substantial constitutional question; and second, that even if authorities need parental consent and certain procedures before punishing students corporally, section 115-146 would stand unscathed because it could be reinterpreted as requiring parental consent and procedural safeguards for force to be “reasonable” and authority to be “lawful.”

*297 It is true that a three-judge court is not required when a constitutional attack upon a state statute is insubstantial. Ex parte Poresky, 290 U.S. 30, 54 S.Ct. 3, 78 L.Ed. 152 (1933); see Gonzalez v. Automatic Employees Credit Union, 419 U.S. 90, 95 S.Ct. 289, 42 L.Ed.2d 249 (1974). Goosby v. Osser, 409 U.S. 512, 93 S.Ct. 854, 35 L.Ed.2d 36 (1973), states the insubstantiality standard:

“Constitutional insubstantiality” for this purpose has been equated with such concepts as “essentially fictitious,” . . . “wholly insubstantial,” “obviously frivolous,” . and “obviously without merit,” . The limiting words “wholly” and “obviously” have cogent legal significance. . A claim is insubstantial only if “ ‘its unsoundness so clearly results from the previous decisions of this court as to foreclose the subject and leave no room for the inference that the questions sought to be raised can be the subject of controversy.’ ”

409 U.S. at 518, 93 S.Ct. at 858 (citations omitted). Plaintiffs’ claims in this suit are certainly not “wholly insubstantial” or “obviously frivolous.” No Supreme Court decision forecloses them — quite the contrary, it is upon several such decisions that plaintiffs base their attack against the North Carolina practice. Moreover, lower federal courts that have considered claims similar to plaintiffs’ have not found their disposition self-evident, see, e. g., Glaser v. Marietta, 351 F.Supp. 555 (W.D.Pa.1972), nor do we. We therefore reject defendants’ first argument.

Defendants’ second argument is elusive. They would have us see the questioned statute as infinitely malleable, its phrases “reasonable force” and “lawful authority” capable of connoting whatever constitutional restrictions a court might impose on the infliction of corporal punishment. Viewed this way the statute appears beyond constitutional reproach: a decision that parental consent or certain procedures are prerequisites to corporal punishment would simply pour new meaning into the statutory adjectives “reasonable” and “lawful.” Thus, they argue, plaintiffs’ real contention is that the defendant school officials have used ««reasonable force and exercised ««lawful authority in inflicting physical punishment over parental consent and without adequate procedural safeguards.

In their statutory context, however, the words “reasonable” and “lawful” do not seem intended to perform the function assigned them by defendants. Defendants would liken them to the Due Process and Equal Protection Clauses of the Constitution, whose words embody an ever greater number of concepts as courts constantly revise their ideas of what process is “due” and what application of the laws “equal.” But the statute’s words are, of course, not in a constitution. Instead, they seem to us to embody no more than the traditional tort concepts that a person privileged to use force can use only the force necessary under the circumstances, i. e., reasonable force, and that he can use force only for the purpose for which he is granted the privilege, i. e., pursuant to his lawful authority. Viewed this way, the statute can be paraphrased to say that school officials in North Carolina are empowered by the legislature to use whatever force necessary under the circumstances for the limited purposes of correcting their pupils and maintaining order.

With the statute so construed, it is clearly subject to the attack made by plaintiffs. Indeed, defendants argue in their briefs and oral argument that school officials can corporally punish pupils over parental objections and without antecedent procedural safeguards. They have alluded to the statute as authority for their position, and have cited us to state court cases and an eminent North Carolina treatise as evidence that state policy under this statute has long given school officials such power. Thus there is no disputing that the statute allows the practices that plaintiffs chai *298 lenge, or that school officials acting pursuant to their authority under the statute engage in those practices.

Thus this case differs from Phillips v. United States, 312 U.S. 246, 61 S.Ct. 480, 85 L.Ed.

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Bluebook (online)
395 F. Supp. 294, 1975 U.S. Dist. LEXIS 12716, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baker-v-owen-ncmd-1975.