Baker v. Birnbaum

202 Cal. App. 3d 288, 248 Cal. Rptr. 336, 1988 Cal. App. LEXIS 564
CourtCalifornia Court of Appeal
DecidedJune 21, 1988
DocketB024880
StatusPublished
Cited by14 cases

This text of 202 Cal. App. 3d 288 (Baker v. Birnbaum) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baker v. Birnbaum, 202 Cal. App. 3d 288, 248 Cal. Rptr. 336, 1988 Cal. App. LEXIS 564 (Cal. Ct. App. 1988).

Opinions

[290]*290Opinion

WOODS, P. J.

This is an appeal from an order denying a motion to compel arbitration. The motion was brought by Lawrence Birnbaum, a physician, named as a defendant in a complaint filed by B. H. Baker, for professional negligence, and by her husband, respondent, W. J. Baker, for loss of consortium. The motion was based on an agreement to arbitrate signed by Mrs. Baker which appellant contends also bound Mr. Baker, a nonsignatory. The motion was granted as to Mrs. Baker but denied as to Mr. Baker.

Few substantive facts appear in the record. It seems, however, that in November 1984, Mrs. Baker underwent surgery by appellant to replace breast implants which appellant had previously placed in her breasts. Prior to the 1984 surgery, Mrs. Baker signed an agreement to arbitrate “any dispute as to medical malpractice . . . .” The agreement purported to bind Mrs. Baker and “anyone else who may have a right to assert a claim on [her] behalf. . .” as well as other persons for whom she had responsibility, such as her spouse and any children.

Mrs. Baker was subsequently diagnosed as having cancer. In 1986, she filed the instant action against appellant. She alleged professional negligence in the medical care rendered by Dr. Birnbaum from November 1984 through December 1985. Additionally, Mr. Baker alleged a claim for loss of consortium. Only Mr. Baker is involved in this appeal.

Appellant answered and raised 12 affirmative defenses. The 12th alleged that Mrs. Baker was barred from bringing her action by virtue of the 1984 agreement to arbitrate. No comparable defense was explicitly raised with respect to Mr. Baker’s claim.

Based on admissions by Mrs. Baker that she had signed agreements to arbitrate in both 1977 and 1984, appellant moved to compel arbitration as to both the Bakers.1 The motion was granted as to Mrs. Baker but denied as to Mr. Baker, the court concluding, “Mr. Baker is not bound by an agreement he did not sign.”

This appeal followed. We affirm the order of the trial court.

[291]*291We are asked to decide whether a spouse who signs an agreement to arbitrate her medical malpractice claims thereby binds a nonsignatory spouse to arbitration when the medical services for which the signatory spouse contracted were for herself only. On this question, we follow the holding of our decision in Rhodes v. California Hospital Medical Center (1978) 76 Cal.App.3d 606 [143 Cal.Rptr. 59], that the “policy [in favor of arbitration] does not extend to those who are not parties to an arbitration agreement or who have not authorized anyone to act for them in executing such an agreement.” (Id., at p. 609.)

As Rhodes suggests, public policy favors arbitration as an expeditious and economical method of dispute resolution which relieves crowded civil court calendars. (Madden v. Kaiser Foundation Hospitals (1976) 17 Cal.3d 699, 706-707 [131 Cal.Rptr. 882, 552 P.2d 1178].) Arbitration assumes, however, an election by the parties involved to use it as an alternative to the judicial process. A party cannot be compelled to arbitrate a dispute it has not elected to submit. (Wheeler v. St. Joseph Hospital (1976) 63 Cal.App.3d 345, 355 [133 Cal.Rptr. 775, 84 A.L.R.3d 343].)

Both these considerations are reflected in Code of Civil Procedure section 1295, which authorizes arbitration in medical malpractice disputes. “In general, section 1295 insulates certain medical service contracts containing arbitration clauses against attack on grounds they are adhesive, unconscionable, or otherwise improper. In order to be so insulated, the contract must contain prominent notice, in statutory language, of the arbitration clause. Its purpose is to give people signing such agreements the forewarning that they are relinquishing the right to a jury or court trial if a malpractice issue arises. [Citation.]” (Dinong v. Superior Court (1980) 102 Cal.App.3d 845, 849 [162 Cal.Rptr. 606].)

Section 1295 does not discuss whether claimants other than signatories may be bound by the agreement to arbitrate. A line of cases has held that, in some circumstances, a person who has authority to contract for medical services on behalf of another may, in the exercise of that authority, bind that person to an agreement to arbitrate his or her medical malpractice claims. This line of cases had its genesis in Doyle v. Giuliucci (1965) 62 Cal.2d 606 [43 Cal.Rptr. 697, 401 P.2d 1], There the Supreme Court held that implicit in a parent’s duty to provide for the care of a child is the power to enter into a contract for medical care which binds the child to arbitrate a malpractice claim. This holding has been extended to a variety of other relationships. (Madden v. Kaiser Foundation Hospitals, supra, 17 Cal.3d 699 [agent-principal]; Hawkins v. Superior Court (1979) 89 Cal.App.3d 413 [152 Cal.Rptr. 491] [husband-wife]; Wilson v. Kaiser Foundation Hospitals (1983) 141 Cal.App.3d 891 [190 Cal.Rptr. 649] [parent-child, for prenatal [292]*292injuries]; Harris v. Superior Court (1986) 188 Cal.App.3d 475 [233 Cal.Rptr. 186] [group health care provider’s agreement to arbitrate binds its employee].)

We find appellant’s reliance on the Hawkins decision as authority, in support of his argument that Ms. Baker had the implied authority to bind respondent to arbitrate, misplaced. In Hawkins, deceased husband had enrolled his wife and himself in a Kaiser health plan. The plan provided that the family would be bound by the master contract applicable to the type of coverage applied for. The master contract provided in pertinent part: “ ‘Any claim arising from the violation of a legal duty incident to this Agreement shall be submitted to binding arbitration, . . .’” (89 Cal.App.3d at p.415.) The Hawkins court concluded that these facts equated with Madden v. Kaiser Foundation Hospitals, supra, 17 Cal. 3d 699, in that husband was empowered to contract for wife in this situation and she was bound by the arbitration provision.

This, however, is not the situation before us. Mrs. Baker contracted for medical care solely on her own behalf, and the agreement to arbitrate related only to such services as would be provided to her under that contract.

The case before us is governed by Rhodes v. California Hospital Medical Center, supra, 76 Cal.App.3d 606, relied on by respondent. In Rhodes, a woman entering a hospital signed an agreement to arbitrate. A second such agreement was signed on her behalf by her husband, apparently because of some question about her competency. Later, when her husband and son brought a wrongful death action against the hospital, the hospital moved to compel arbitration based on these agreements. We affirmed the order of denial.

Our decision rested upon the simple proposition set forth at the outset of this opinion, that the policy favoring arbitration “does not extend to those who are not parties to an arbitration agreement or who have not authorized anyone to act for them in executing such an agreement.” (Id., at p. 609.) This holding applies with equal force to the case before us.

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Baker v. Birnbaum
202 Cal. App. 3d 288 (California Court of Appeal, 1988)

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Bluebook (online)
202 Cal. App. 3d 288, 248 Cal. Rptr. 336, 1988 Cal. App. LEXIS 564, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baker-v-birnbaum-calctapp-1988.