Badham v. United States District Court

721 F.2d 1170
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 26, 1983
DocketNo. 83-7487
StatusPublished
Cited by2 cases

This text of 721 F.2d 1170 (Badham v. United States District Court) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Badham v. United States District Court, 721 F.2d 1170 (9th Cir. 1983).

Opinion

WALLACE, Circuit Judge:

Registered Republican voters in several congressional districts in the State of California (the Republicans) challenge California Assembly Bill 2X, a congressional redistricting bill, on several state and federal constitutional grounds. A statement of the facts is contained in the district court’s disposition, which follows this opinion. Employing the doctrine of Railroad Commission v. Pullman Co., 312 U.S. 496, 61 S.Ct. 643, 85 L.Ed. 971 (1941) (Pullman), the three-judge district court stayed the action pending resolution of the state law issues in state court. The district court retained jurisdiction to resolve any federal claims remaining following the state court adjudication. See England v. Louisiana State Board of Medical Examiners, 375 U.S. 411, 415-17, 84 S.Ct. 461, 464-465, 11 L.Ed.2d 440 (1964). We affirm.

I

We are confronted initially with a question concerning the basis of our jurisdiction. The Republicans have filed both a notice of appeal under 28 U.S.C. § 1291 and a petition for mandamus under 28 U.S.C. § 1651. Determining which statute applies may be significant because on direct appeal we review the district court’s order under an “abuse of discretion” standard, C-Y Development Co. v. City of Redlands, 703 F.2d 375, 377 (9th Cir.1983) (C-Y Development), while under mandamus jurisdiction we employ a more stringent standard of review. See Moses H. Cone Memorial Hospital v. Mercury Construction Corp., — U.S. —, 103 S.Ct. 927, 933 n. 6, 74 L.Ed.2d 763 (1983); Will v. Calvert Fire Insurance Co., 437 U.S. 655, 661, 98 S.Ct. 2552, 2556, 57 L.Ed.2d 504 (1978). Furthermore, we may not exercise mandamus jurisdiction over an action which is subject to direct appeal. Moses H. Cone Memorial Hospital v. Mercury Construction Corp., 103 S.Ct. at 933 n. 6; Helstoski v. Meanor, 442 U.S. 500, 505-08, 99 S.Ct. 2445, 2448-2449, 61 L.Ed.2d 30 (1979); Diamond v. United States District Court, 661 F.2d 1198, 1198 (9th Cir.1981).

Under some circumstances, a Pullman abstention order may be deemed a final order subject to direct appeal under 28 U.S.C. § 1291. See, e.g., Moses H. Cone Memorial Hospital v. Mercury Construction Corp., 103 S.Ct. at 933-34 (case involving Colorado River abstention); Herrington v. County of Sonoma, 706 F.2d 938, 939 (9th Cir.1983); C-Y Development, 703 F.2d at 375 (assuming jurisdiction by direct appeal). Here, however, not only has the district court retained jurisdiction to resolve the remain[1172]*1172ing federal claims, but those federal claims are substantial and constitute the essential part of the Republicans’ case. The question thus arises whether an abstention order is final under these circumstances. In a recent decision, the Supreme Court touched upon but did not provide a definitive answer to this specific question. See Moses H. Cone Memorial Hospital v. Mercury Construction Corp., 103 S.Ct. at 933-34 & n. 11.

We need not resolve the issue in this case, however, because jurisdiction clearly exists under one of the two statutes and we would affirm the district court’s decision under either standard of review. We therefore proceed to the merits of the abstention issue.

II

To determine whether Pullman abstention is appropriate, the district court must apply a three-prong test:

(1) The complaint “touches a sensitive area of social policy upon which the federal courts ought not to enter unless no alternative to its adjudication is open.”
(2) “Such constitutional adjudication plainly can be avoided if a definitive ruling on the state issue would terminate the controversy.”
(3) The possibly determinative issue of state law is doubtful.

C-Y Development, 703 F.2d at 377, quoting Canton v. Spokane School District No. 81, 498 F.2d 840, 845 (9th Cir.1974), quoting Pullman, 312 U.S. at 498, 61 S.Ct. at 644.

Applying this test, the district court concluded that all three requirements have been met in this case. Essentially for the reasons stated by the district court, we agree. The primary dispute between the parties is whether the second Pullman requirement was met. Abstention under this requirement is appropriate if state court adjudication will obviate the need to decide all of the federal constitutional questions or “will substantially reduce the contours of such adjudication and place it in a different posture” as a result of which “the constitutional issues will have been substantially narrowed and refined.” C-Y Development, 703 F.2d at 380. We conclude that the district court’s decision should not be overturned on this issue.

In addition, however, the Republicans argue that Pullman abstention is not appropriate in a voting rights case, or in the alternative, that such cases require consideration of factors beyond the three basic requirements of Pullman. They stress that in this case, the congressional district boundaries must be established no later than December 15, 1983 in order to be in time for the 1984 elections. Thus, abstention and its attendant delay may here serve to invalidate the Republicans’ federal voting rights. Although we disagree that these circumstances require us to reverse the district court’s order, we agree that abstention orders in cases involving voting rights require special consideration.

We reject the Republicans’ contention that Pullman abstention may not be applied in voting rights cases. We have stated “that there is no per se civil rights exception to the abstention doctrine.” C-Y Development, 703 F.2d at 381; accord Duncan v. Poythress, 657 F.2d 691, 697 (5th Cir.1981) (“An alleged denial of voting rights does not, in itself, constitute a ‘special circumstance’ which automatically precludes federal court abstention.”), cert. granted, 455 U.S. 937, 102 S.Ct. 1426, 71 L.Ed.2d 647, cert. dismissed, — U.S. —, 103 S.Ct. 368, 74 L.Ed.2d 504 (1982). Thus, the district court was correct in applying the three-part Pullman test to the case before it.

On the other hand, “the Supreme Court has demonstrated a reluctance to order abstention in cases involving certain civil 'rights claims, such as voting rights, ... racial equality, ... and first amendment rights of expression .. .. ” C-Y Development, 703 F.2d at 381 (citing cases). Many courts have expressed concern that in some cases the delay caused by abstention may effectively deny plaintiffs their constitutional rights. See, e.g., Zwickler v. Koota, 389 U.S. 241, 252, 88 S.Ct. 391, 397, 19 L.Ed.2d 444 (1967); Baggett v. Bullitt, 377

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