Bach v. Pataki

408 F.3d 75, 2005 WL 1052565
Court of Appeals for the Second Circuit·Decided May 6, 2005·No. Docket No. 03-9123·Published·Cited by 44 cases

Opinion

WESLEY, Circuit Judge:

“The powers delegated by the ... constitution to the federal government!] are few and defined. Those which are to remain in the state governments are numerous and indefinite.” 1 This case concerns whether the Constitution requires New York to offer handgun licenses to visitors.

I

David Bach, a Virginia resident and domiciliary, wants to carry his Ruger P-85 9mm pistol while visiting his parents in New York.2 He has a permit from the Commonwealth of Virginia to carry a concealed weapon. Bach is a model citizen— he holds a Department of Defense top secret security clearance, is a commissioned officer in the United States Naval Reserve, a veteran Navy SEAL, a lawyer employed by the Navy’s Office of the General Counsel, a father of three, and, perhaps most laudably, a son who regularly visits his parents in upstate New York. [77] “During the ten-hour drive between Virginia and Upstate New York, [his] family and [he] travel on dimly lit rural roads and busy streets and highways!,] some of which are in densely populated areas that have extremely high violent crimes rates.”3 Bach has read “about unarmed, law-abiding citizens being slain by sadistic predators despite the exceptional efforts of law enforcement” and believes that carrying a pistol will help him protect his family-

However, as a nonresident without New York State employment, Bach is not eligible for a New York firearms license. The State Police informed Bach that “no exemption exists which would enable [him] to possess a handgun in New York State” and that “[t]here are no provisions for the issuance of a carry permit, temporary or otherwise, to anyone not a permanent resident of New York State nor does New York State recognize pistol permits issued by other states.” The State Police further explained that persons “who maintain seasonal residence] in New York State likewise are not eligible for a New York State Pistol Permit” and warned Bach that if he were found in possession of his pistol in New York he “would be subject to automatic forfeiture of the firearm in question and criminal prosecution.”

Bach filed this action against State and local officials to contest his exclusion from New York’s licensing scheme. His complaint requests that the district court declare New York’s licensing laws unconstitutional, facially and as applied, in violation of both the “right to keep and bear arms” set out in the Second Amendment and the Privileges and Immunities Clause of Article IV of the United States Constitution.

Defendants moved to dismiss, and the district court granted the motion. The court concluded Bach had standing because he “ha[d] made a substantial showing that application for the permit would have been futile.” Bach v. Pataki, 289 F.Supp.2d 217, 223 (N.D.N.Y.2003), (citing Jackson-Bey v. Hanslmaier, 115 F.3d 1091, 1096 (2d Cir.1997)). The court held that Bach could “prove no set of facts which would entitle him to relief.” Id. at 229 (citing Valmonte v. Bane, 18 F.3d 992, 998 (2d Cir.1994)). Specifically, the court explained that Bach could allege no constitutional “right to bear arms” because “the Second Amendment is not a source of individual rights,” id. at 225-26, and that New York’s licensing scheme did not violate the Privileges and Immunities Clause of Article IV because “the factor of residence has a substantial and legitimate connection with the purposes of the permit scheme such that the disparate treatment of nonresidents is justifiable,” id. at 228 (citing People v. Perez, 67 Misc.2d 911, 912, 325 N.Y.S.2d 183 (Onondaga County Ct.1971)). The court rejected Bach’s remaining claims as meritless, id. at 228-29, and entered judgment for the State defendants. Bach seeks review of the dismissal of his Second Amendment and Article IV Privileges and Immunities Clause claims. We affirm.

II

A

New York State has regulated the possession of weapons sin^e 1849. That year, [78] the State criminalized possession of the “slung shot.”4 See 1849 Laws of N.Y., ch. 278, § 2, at 408-04 (repealed 1886). Thirty-five years later, New York instituted a statewide licensing requirement for minors carrying weapons in public, see 1884 Laws of N.Y., ch. 46, § 8, at 47,5 and soon after the turn of the century, the State expanded its licensing requirements to include all persons carrying concealed pistols, see 1905 Laws of N.Y., ch. 92, § 2, at 129-30. With the passage of the Sullivan Act in the spring of 1911, New York’s licensing requirement applied to all persons possessing pistols or any other firearm small enough to be carried concealed. See 1911 Laws of N.Y., ch. 195, § 1, at 443 (codifying N.Y. Penal Law § 1897, ¶ 3).

The State’s earliest firearms-licensing statutes delegated licensing to municipalities. See, e.g., 1884 Laws of N.Y., ch. 46, § 8; 1905 Laws of N.Y., ch. 92, § 2, at 242-43; 1908 Laws of N.Y., ch. 93, § 1. When the State first established statewide application requirements, it limited licenses to “have and carry concealed” to those “citizen[s] of and usually a resident in the state of New York,” but permitted the licensing official — -judges in most parts of the State, but the police commissioner in New York City — to make an exception, so long as the officer received certificates of good moral character regarding the applicant and the official “state[d] in such license the particular reason for the issuance thereof.” See N.Y. Penal Code § 1897(9) (1927).

In 1963, New York altered its statewide licensing procedures, making two significant and related changes. First, it granted licensing officers the authority to revoke licenses “at any time.” See 1963 Laws of N.Y., ch. 136, § 8 (codifying N.Y. Penal Code § 1903(11), now § 400.00(11)). Second, it limited carry licensees to New York residents and in-state employees. Id. (codifying N.Y. Penal Code § 1903(3), now § 400.00(3)). As explained below, the licensing officers’ revocation authority and the residency requirement remain features of the current statutory regime.

B

Today, New York regulates handguns primarily though Articles 265 and 400 of the Penal Law. Article 265 creates a general ban on handgun possession, see, e.g., N.Y. Penal Law §§ 265.01(1), 265.02(4), with specific exemptions thereto, see N.Y. Penal Law § 265.20. The exemption at issue here is a licensed use exemption defined in Article 400: “[the possession of a pistol or revolver by a person to whom a license therefor has been issued.” N.Y. Penal Law §§ 265.20(3) (referencing sections 400.00 and 400.01).

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Bach v. Pataki, 408 F.3d 75, 2005 WL 1052565 (2d Cir. 2005).

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