Baca v. Colo. Dep't of State

935 F.3d 887
CourtCourt of Appeals for the Tenth Circuit
DecidedAugust 20, 2019
DocketNo. 18-1173
StatusPublished
Cited by17 cases

This text of 935 F.3d 887 (Baca v. Colo. Dep't of State) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baca v. Colo. Dep't of State, 935 F.3d 887 (10th Cir. 2019).

Opinions

TABLE OF CONTENTS

I. INTRODUCTION ... 901

II. BACKGROUND ... 902

A. Legal Background ... 902

B. Factual History ... 902

C. Procedural History ... 904

III. DISCUSSION PART ONE: STANDING ... 905

A. Standard of Review and Burden of Proof ... 905

B. Political Subdivision Standing Doctrine ... 906

1. Legal Background ... 906

2. Application ... 906

C. General Standing Principles ... 908

1. Injury in Fact ... 908

a. Personal versus official interest ... 909

b. Prospective versus retrospective relief ... 909

i. Legal background ... 909

ii. Application ... 911 *9011) Prospective relief ... 911

2) Retrospective relief ... 912

a) Mr. Baca's removal from office and referral for prosecution ... 914

b) Threats against Ms. Baca and Mr. Nemanich ... 915

c. Legislator standing ... 917

i. Legal background ... 917

ii. Application ... 920

2. Traceability and Redressability ... 921

IV. DISCUSSION PART TWO: MOOTNESS ... 922

V. DISCUSSION PART THREE: FAILURE TO STATE A CLAIM ... 928

A. Standard of Review ... 928

B. "Person" Under § 1983 ... 928

C. Constitutional Violation ... 930

1. The Federal Constitution ... 931

2. Legal Precedent ... 933

3. Framing the Question ... 936

a. Supremacy clause ... 937

b. Tenth Amendment ... 938

4. Constitutional Text ... 939

a. Appointment power ... 939

b. Article II and the Twelfth Amendment ... 942

i. Role of the states after appointment 84 ... 942

ii. Use of "elector," "vote," and "ballot" ... 943

1) Contemporaneous dictionary definitions ... 943

2) Use of "elector" in the Constitution ... 945

5. Enactment of the Twelfth Amendment ... 947

6. Historical Practices ... 949

a. Elector pledges ... 949

b. Short-form ballots ... 950

7. Authoritative Sources ... 952

VI. CONCLUSION ... 956

I. INTRODUCTION

Micheal Baca, Polly Baca, and Robert Nemanich (collectively, the Presidential Electors) were appointed as three of Colorado's nine presidential electors for the 2016 general election. Colorado law requires the state's presidential electors to cast their votes for the winner of the popular vote in the state for President and Vice President. Although Colorado law required the Presidential Electors to cast their votes for Hillary Clinton, Mr. Baca cast his vote for John Kasich. In response, Colorado's Secretary of State removed Mr. Baca as an elector and discarded his vote. The state then replaced Mr. Baca with an elector who cast her vote for Hillary Clinton. After witnessing Mr. Baca's removal from office, Ms. Baca and Mr. Nemanich voted for Hillary Clinton despite their desire to vote for John Kasich.

After the vote, the Presidential Electors sued the Colorado Department of State (the Department), alleging a violation of 42 U.S.C. § 1983. The Department moved to dismiss the complaint. The district court granted the motion, concluding the Presidential Electors lacked standing, and, in the alternative, the Presidential Electors had failed to state a claim upon which relief could be granted. The Presidential Electors now appeal.

We conclude Mr. Baca has standing to challenge his personal injury-removal from office and cancellation of his vote-but that none of the Presidential Electors have standing to challenge the institutional injury-a general diminution of their power as electors. Therefore, we AFFIRM the district court's dismissal of Ms. Baca's and Mr. Nemanich's claims under rule 12(b)(1) for lack of standing but REVERSE the district court's standing determination as to Mr. Baca.

*902On the merits of Mr. Baca's claim, we conclude the state's removal of Mr. Baca and nullification of his vote were unconstitutional. As a result, Mr. Baca has stated a claim upon which relief can be granted, and we REVERSE the district court's dismissal of his claim under rule 12(b)(6). We therefore REMAND to the district court for further proceedings consistent with this opinion.

II. BACKGROUND

This opinion is divided in three parts. Our analysis begins, as it must, with our power to decide the issues raised by the parties. Thus, the first part of this opinion considers the standing of each of the Presidential Electors with respect to each of their claims for relief. After concluding that only Mr. Baca has standing, we next consider whether this case is moot. Because we conclude this case is not moot, we turn to the final part of our analysis: whether the state acted unconstitutionally in removing Mr. Baca from office, striking his vote for President, and preventing him from casting a vote for Vice President. But before we tackle these separate parts of the analysis, we place our discussion in context by providing a brief legal background and then setting forth a more detailed factual and procedural history.

A. Legal Background

The United States Constitution provides that "[e]ach State shall appoint, in such Manner as the Legislature thereof may direct, a Number of Electors, equal to the whole Number of Senators and Representatives to which the State may be entitled in the Congress." U.S. Const. art. II, § 1, cl. 2. These presidential electors convene in their respective states and "vote by [distinct] ballot for President and Vice-President." Id. amend. XII. The candidates receiving votes for President or Vice President constituting a majority of the electors appointed are elected to those respective offices. Id.

Colorado's presidential electors are appointed through the state's general election.

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935 F.3d 887, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baca-v-colo-dept-of-state-ca10-2019.