Augustin v. Nassau County Sheriff's Department

783 F.3d 414, 91 Fed. R. Serv. 3d 712, 2015 U.S. App. LEXIS 6317
CourtCourt of Appeals for the Second Circuit
DecidedApril 17, 2015
DocketDocket Nos. 14-1388(L); 14-1437(XAP)
StatusPublished
Cited by50 cases

This text of 783 F.3d 414 (Augustin v. Nassau County Sheriff's Department) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Augustin v. Nassau County Sheriff's Department, 783 F.3d 414, 91 Fed. R. Serv. 3d 712, 2015 U.S. App. LEXIS 6317 (2d Cir. 2015).

Opinion

PER CURIAM:

For more than a decade, the parties in this matter have litigated in the United States District Court for the Eastern District of New York the constitutionality of Nassau County’s blanket policy of strip searching individuals arrested for misdemeanors or non-criminal offenses. The defendants, Nassau County municipal employees and entities (collectively, “Nassau County”), conceded liability, and the district. court (Hurley, J.) entered summary judgment on that issue. In 2012, however, the Supreme Court held in Florence v. Bd. of Chosen Freeholders, - U.S. -, 132 S.Ct. 1510, 182 L.Ed.2d 566 (2012), that under certain circumstances, the Fourth Amendment does not prohibit such searches. In light of that decision, Nassau County moved to vacate the summary judgment order and to dismiss the case. The district court granted the motion as to the federal constitutional claim but denied the request as to the state constitutional claim and entered final judgment in favor of the plaintiffs.

After the parties filed cross-appeals, the district court, pursuant to Fed.R.Civ.P. 62(d), granted in part Nassau County’s motion to stay enforcement of the judgment; the court imposed, however, a 180-day deadline to deposit funds or to post a bond over Nassau County’s objections. Nassau County has moved to stay the district court’s judgment pending appeal without being required to post a bond or comply with other conditions. For the reasons that follow, we granted Nassau County’s motion by order dated December 23, 2014.

BACKGROUND

A. Concession of Liability and Judgment

In 1999, the plaintiffs brought three separate actions, later consolidated, alleging they had been arrested on misdemeanor charges and were strip searched, without individualized suspicion, in violation of their federal and state constitutional rights. Nassau County conceded liability “for all purposes” in light of our holding in Shain v. Ellison, 273 F.3d 56 (2d Cir.2001), that the strip search policy violated the Fourth Amendment. After the district court denied multiple motions for class certification, Nassau County entered into a settlement agreement with the ten named plaintiffs, who expressly retained the right to appeal the denial of certification on behalf of the putative class. On appeal, we instructed the district court to certify a class as to liability and to consider whether to certify a class as to damages. In re Nassau Cnty. Strip Search Cases, 461 F.3d 219, 230-31 (2d Cir.2006). The district court certified both classes, granted summary judgment on liability in favor of the plaintiffs in light of Nassau County’s concession, and held a bench trial on damages.

In 2012, before the district court entered final judgment, Nassau County moved to vacate the summary judgment order and to dismiss the action based on the Supreme Court’s decision in Florence, 132 S.Ct. at 1513 (holding that “every detainee who will be admitted to the general population [of a jail] may be required to undergo a close visual inspection while undressed”). The district court granted the motion as to the federal claim, holding that Florence constituted an intervening change in controlling law. As to the state law claim, however, the district court determined that Florence did not warrant vacatur of Nassau County’s concession of liability. The district court entered final judgment, awarding $11.5 million to the class on the state claim, and directed Nassau County to deposit the funds with the court within 30 days. The parties filed [417]*417cross-appeals from that judgment, which are currently pending.

B. Rule 62(d) Motion

Nassau County then moved in the district court, pursuant to Rule 62(d), to stay enforcement of the judgment pending appeal without requiring a bond. At a May 2014 hearing, the district court engaged in two analyses. First, the district court found that Nassau County had satisfied the traditional stay factors under Hilton v. Braunskill, 481 U.S. 770, 107 S.Ct. 2113, 95 L.Ed.2d 724 (1987); see Fed. R.App. P. 8(a). Second, the district court explained that its concern was not whether the plaintiffs would ultimately be paid if they prevailed on appeal (because Nassau County had ample resources), but whether they would be paid in a timely fashion. The district court ruled that Nassau County’s obligation to deposit the funds with the court would be stayed for 180 days, or indefinitely, if Nassau County posted a bond within that period. The district court also held that no funds would be disbursed to the class members qnless and until the plaintiffs prevailed on appeal.

DISCUSSION

The parties have filed their main briefs. Nassau County now moves “for a continuation of the temporary stay but without the depositing of monies or the posting of a bond or the requirement of any condition while the appeal to this Court is pending.” Nassau County argues, inter alia, that pursuant to the district court’s order, the plaintiffs “must wait anyway” to recover until the conclusion of the appeals process, and that it is essentially guaranteed that Nassau County, a government entity, will pay the judgment if the plaintiffs prevail. On December 23, 2014, we issued an order granting Nassau County’s motion to stay enforcement of the district court’s judgment, without the posting of a bond or other condition, noting that an opinion would follow in due course.

Rule 62(d) provides that an appellant is entitled to a stay pending appeal by posting a supersedeas bond. Fed.R.Civ.P. 62(d). The purpose of the rule is to ensure “that the prevailing party will recover in full, if the decision should be affirmed, while protecting the other side against the risk that payment cannot be recouped if the decision should be reversed.” Cleveland Hair Clinic, Inc. v. Puig, 104 F.3d 123, 125 (7th Cir.1997). A district court therefore may, in its discretion, waive the bond requirement “if the appellant provides an acceptable alternative means of securing the judgment.” FDIC v. Ann-High Assocs., No. 97-6095, 1997 WL 1877195, at *1 (2d Cir. Dec. 2, 1997) (per curiam); see Olympia Equip. Leasing Co. v. Western Union Tel. Co., 786 F.2d 794, 796 (7th Cir.1986) (“[A]n‘inflexible requirement of a bond would be inappropriate ... where the defendant’s ability to pay the judgment is so plain that the cost of the bond would be a waste of money.”).

This Court has not announced, in a reported decision, what factors a district court may consider in determining whether to waive the supersedeas bond requirement under Rule 62(d). The Seventh Circuit, however, has enumerated several criteria, which we now adopt as non-exclusive factors that a district court may consider:

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783 F.3d 414, 91 Fed. R. Serv. 3d 712, 2015 U.S. App. LEXIS 6317, Counsel Stack Legal Research, https://law.counselstack.com/opinion/augustin-v-nassau-county-sheriffs-department-ca2-2015.