Attorney Grievance Commission v. Wallace

793 A.2d 535, 368 Md. 277, 2002 Md. LEXIS 94
CourtCourt of Appeals of Maryland
DecidedMarch 7, 2002
DocketMisc. AG No. 6, Sept. Term, 2001
StatusPublished
Cited by58 cases

This text of 793 A.2d 535 (Attorney Grievance Commission v. Wallace) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Attorney Grievance Commission v. Wallace, 793 A.2d 535, 368 Md. 277, 2002 Md. LEXIS 94 (Md. 2002).

Opinion

CATHELL, J.

On April 12, 2001, the Attorney Grievance Commission, petitioner, by Bar Counsel and Deputy Bar Counsel, filed a Petition for Disciplinary Action against Brian L. Wallace, respondent. The petition, based on six complaints filed against respondent, alleged that respondent had violated Maryland Rules of Professional Conduct (MRPC) 1.1, 1.3, 1.4(a) and (b), 1.5(a), 1.15(a) and (b), 1.16(a)(2) and (d), 3.2, 8.1(b), and 8.4(c) and (d). 1 Pursuant to Maryland Rule 16-752, 2 we *280 transmitted the matter to Judge Nancy Davis-Loomis of the Circuit Court for Anne Arundel County for her to conduct a hearing and to make findings of fact and conclusions of law.

On July 31,-2001, an evidentiary hearing was held before the hearing judge. Neither respondent nor a representative of respondent appeared at the hearing. On October 4, 2001, Judge Davis-Loomis filed her Findings of Fact and Conclusions of Law. The record was then transferred from the hearing judge to our Court for oral argument.

I. Facts

Respondent was admitted to the Bar of Maryland on December 8, 1987. The Petition for Disciplinary Action filed in this case was based on six complaints. Respondent was served with the Petition, Interrogatories, and a Request for Admission of Facts and Genuineness of Documents. Respondent failed to answer all three. 3 Respondent also did not *282 appear for the evidentiary hearing before the hearing judge and for oral argument before this Court.

BC Docket No. 2000-428-4-2

Complaint of Herbert Miller, Esquire

Mr. Miller represented a client in a case involving a party being represented by respondent. Mr. Miller sent a letter to respondent with allegations that respondent, or respondent’s client, was engaged in delaying tactics and deceitful conduct in an attempt to prejudice Mr. Miller’s client. Respondent failed to respond to Mr. Miller’s letter and also failed, on several occasions, to respond to petitioner’s investigator about the allegation.

The hearing judge found by clear and convincing evidence that respondent’s failure to respond to petitioner was a violation of MRPC 8.1(b).

BC Docket No. 2001-132-4-2

Complaint of Ida M. Oxford

Ms. Oxford was the personal representative of the estate of Ralph Clayton Smith, Jr., and she had retained respondent in February of 2000 as the estate’s attorney. In the course of his representation of the estate, respondent, after already obtaining a time extension, failed to file a timely administration account or to seek a further time extension within which to submit the administration account. Respondent also failed to take any further substantive action with respect to the estate and to respond to Ms. Oxford’s requests for information.

Ms. Oxford repeatedly tried to obtain her file from respondent and, despite his obligation to release the file, respondent failed to respond to Ms. Oxford’s requests. It was not until after an Inquiry Panel hearing was held regarding Ms. Oxford’s complaint that respondent released her file. Respondent also failed to respond to petitioner’s requests for information concerning Ms. Oxford’s complaint. At the inquiry panel hearing, respondent indicated that he was unable to properly *283 represent Ms. Oxford because he was suffering from personal and psychological problems.

The hearing judge found by clear and convincing evidence that respondent had violated MRPC 1.1, 1.3, 1.4(a) and (b), 1.16(a)(2) and (d), and 8.1(b). Specifically, she made the following findings in support of the violation: respondent did not have the legal knowledge or skill to represent Ms. Oxford, respondent did not exercise the requisite thoroughness or preparation in his representation, respondent failed to act with reasonable diligence in representing Ms. Oxford, respondent failed to keep Ms. Oxford informed about the status of her case or to reply to her phone calls and written correspondence, respondent failed to properly explain the proceedings in her case to Ms. Oxford in a manner that would allow her to make informed decisions about her case, respondent failed to withdraw from his representation when he realized that his personal problems were interfering with his ability to represent Ms. Oxford, respondent failed to reasonably attempt to protect Ms. Oxford’s interests and to provide Ms. Oxford with her file when it was requested, and respondent failed to respond to inquiries from petitioner.

BC Docket No. 2001-86-4-2

Complaint of Jacqueline O. Uzzell

Ms. Uzzell was the personal representative of the estate of Mamie L. Gibson and she retained respondent at the end of 1997 as the estate’s attorney. In February of 1998 Ms. Uzzell paid respondent $790.00 and in March of 1999 she paid him an additional $1,000.00. The only asset of the estate was a house with an appraised value of $49,000.00.

In the course of his representation of Ms. Uzzell, respondent failed to timely file appraisals, an inventory of the estate, and accountings. He also failed to respond to delinquency notices issued by the Register of Wills lor Baltimore City. Respondent also made misrepresentations to Ms. Uzzell about the work he was allegedly completing on her case and, when he was not making misrepresentations, he failed to respond to *284 a majority of Ms. Uzzell’s phone calls. Respondent failed to respond to petitioner’s inquiries concerning Ms. Uzzell’s complaint.

The hearing judge found by clear and convincing evidence that in the course of his representation of the estate respondent had violated MRPC 1.1, 1.3, 1.4(a) and (b), 8.1(b), and 8.4(c). 4 Specifically, she made the following findings in support of the violations: respondent did not have the legal knowledge to represent Ms. Uzzell, respondent did not exercise the proper preparation and thoroughness in the course of his representation, respondent failed to act with reasonable diligence as evidenced by the filing of delinquent notices by the Register of Wills for Baltimore City, respondent failed to keep Ms. Uzzell informed about the status of her case, respondent made misrepresentations to Ms. Uzzell about the status of her case, his misrepresentations and failure to adequately explain the status of her case left Ms. Uzzell unable to make informed decisions about her case, and respondent failed to respond when petitioner requested information about Ms. Uzzell’s complaint.

BC Docket No. 2001-133-4-2

Complaint of Diane Kent

Ms. Kent hired respondent to represent her in an employment discrimination case. She paid the respondent $1,000.00; respondent stated that he placed these funds in his trust account. Respondent filed suit on behalf of Ms. Kent in the United States District Court for the District of Maryland. Prior to filing suit, respondent did not obtain any information about the case as he failed to make any contact with the defendant, its employees, agents, or attorneys.

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Bluebook (online)
793 A.2d 535, 368 Md. 277, 2002 Md. LEXIS 94, Counsel Stack Legal Research, https://law.counselstack.com/opinion/attorney-grievance-commission-v-wallace-md-2002.