Attorney Grievance Commission v. Theriault

888 A.2d 292, 390 Md. 202, 2005 Md. LEXIS 746
CourtCourt of Appeals of Maryland
DecidedDecember 15, 2005
DocketMisc. Docket AG No. 48
StatusPublished
Cited by1 cases

This text of 888 A.2d 292 (Attorney Grievance Commission v. Theriault) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Attorney Grievance Commission v. Theriault, 888 A.2d 292, 390 Md. 202, 2005 Md. LEXIS 746 (Md. 2005).

Opinion

BELL, C.J.

In a Petition For Disciplinary Action, filed pursuant to Maryland Rule 16-751,1 Bar Counsel, acting at the direction of the Attorney Grievance Commission Of Maryland, the petitioner, alleged that Michael John Theriault, the respondent, engaged in misconduct as reflected in his violation of certain of the Rules of Professional Conduct, as adopted by Maryland Rule 16-812, other Maryland rules and statutes, including criminal statutes. Most of the allegations, pertaining to the alleged commingling and misappropriation of trust funds, were the result of an investigation, prompted by Bar Counsel’s receipt of a report from the respondent’s bank that a check drawn on the respondent’s IOLTA Attorney Trust Account had been returned for insufficient funds. They included: [204]*204theft,2 misuse of trust money,3 violation of Rule 16-609, Prohibited Transactions,4 and violation of Rules of Professional Conduct 1.15, Safekeeping Property,5 and 8.4, Misconduct.6 [205]*205The other allegation related to a domestic violence charge brought by the respondent’s spouse and the resultant protective order entered in the case. It was that the respondent assaulted her in the second degree and, in so doing, violated Maryland Code (2002) § 3-203 of the criminal Law Article.7

We referred the case, pursuant to Rules 16-752(a),8 to the Honorable Maurice W. Baldwin, Jr., of the Circuit Court for Harford County, for hearing pursuant to Rule 16-757(c).9 Although he was served, the respondent did not file a response, resulting in the entry of an order of default. Rather than move to vacate order of default, the respondent filed an untimely answer to the Petition, which prompted the petitioner to file a Motion to Strike Respondent’s Answer. Following a hearing on that motion, at which the respondent appeared, in proper person, and participated, the hearing court granted the petitioner’s motion and, proceeding to the default hearing, [206]*206accepted the petitioner’s proposed findings of fact and conclusions of law and adopted them as its own. They are:

“[I]t is the finding of this court, as being established by clear an[d] convincing evidence that Michael John Theriault was admitted to the Bar of this Court on December 14, 1995 and presently stands decertified by order of the Court of Appeals dated April 4, 2005 for non payment of his mandatory bar dues.10

“BC DOCKET NO. 2003-252-3-6 COMPLAINANT: BAR COUNSEL

“The court finds that on December 27, 2002 the Petitioner received notice from First Union National Bank, pursuant to Maryland Rule 16-610 b 1(B) and Rule 16-610 b 1(C). That notice indicated the account in the name of Michael J. Theriault, Esquire, IOLTA Attorney Trust Account No. 2044004481812 was charged with a check drawn against insufficient funds in the amount of $ 8,000 when the available balance was only $ 5, 829.

“The check, number 162 was drawn on December 14, 2002 payable to the order of Baltimore Sun, Inc. and Marshall Grier in the amount of $ 8, 000 bearing the signature of the account holder, and Respondent herein, Michael J. Theriault, Esquire.

“The Respondent was placed upon notice by letter dated January 8, 2003 and was asked to provide a full explanation for the overdraft as well as to provide copies of his client ledger cards, deposit slips, canceled checks, and monthly bank statements for the period beginning July, 2002 through and including December, 2002. By letter dated January 16, 2003 the Respondent provided a response and documents which, upon review precipitated a docketed disciplinary file being [207]*207opened against Respondent bearing BC Docket No. 2003-253-03-6. In connection with that disciplinary investigation a notice letter was sent to the Respondent dated January 27, 2003 stating a review of his previously provided financial records indicated the possibility of commingling in his fiduciary account as well as a possibility of misuse of fiduciary funds entrusted to him. He was asked to provide an explanation for each of the payees noted on the checks provided with his earlier January 16th response and specifically asked to address payments made to an individual as payee, namely Coy Condon, which appeared to be for personal purposes. By response dated February 5, 2003 the Respondent provided further documents and explanation.

“An analysis of Respondent’s explanations, response, and records of his fiduciary account revealed the Respondent received funds in his fiduciary account, by December 16, 2002, on behalf of the Estate of Ethel Brenner totaling $ 2, 750 but made no disbursement attributable to that estate during the time within which he held these funds in a fiduciary capacity. On December 31, 2002 the balance in Respondent’s trust account was reduced to only $ 211.44 which constituted an out of balance position in his fiduciary account in excess of $ 2,500 attributed to that client alone.

“Further analysis of Respondent’s response and financial records revealed he received a settlement of $ 8, 000 on behalf of the Emkay Distributors Account on October 23, 2002. By check number 162, on December 31, 2002 he made full distribution of that amount but the balance in his escrow account had diminished on December 10, 2002 to the amount of $ 4, 611.44. This constituted a misappropriation of fiduciary funds in the approximate amount of $ 3, 388.56 attributed to that client alone.

“Also disclosed upon analysis of Respondent’s financial records was that he received an insurance settlement in the amount of $1, 642 on behalf of his client Thuy Ta on August 21, 2002. For the period within which financial records were reviewed there was no distribution of these funds on behalf of [208]*208the client. Nonetheless, the balance reflected on his account statement on December 31, 2002 was diminished to only $ 211.44 thereby evidencing an out of balance position of more than $ 1,400 attributed to that client alone. The Respondent was, by letter dated July 7, 2003 asked to respond to the result of this analysis evidencing apparent misappropriation of fiduciary funds.

“The court finds that upon further explanation from the Respondent dated July 20, 2003 an additional request for information and explanation was forwarded to Respondent by letter dated July 31, 2003. That request was responded to by letter dated August 14, 2003 and Respondent provided additional information on the matter of his client Thuy Ta and the Estate of Ethel Brenner. Subsequently a meeting between the Respondent, Assistant Bar Counsel and a paralegal of the Petitioner, was scheduled to take place on September 24, 2003.

“At the meeting scheduled for September 24, 2003 the Respondent was requested to provide additional documentation and explanation in connection with the matters addressed in the earlier correspondence of July 31, 2003 representing the inquir[i]es into three different areas of his handling of fiduciary funds. During that meeting Respondent admitted and acknowledged he did not handle fiduciary funds properly and misappropriated, at least, the estate funds entrusted to him in the matter of the Estate of Ethel Brenner.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Attorney Grievance Commission v. Joseph
31 A.3d 137 (Court of Appeals of Maryland, 2011)

Cite This Page — Counsel Stack

Bluebook (online)
888 A.2d 292, 390 Md. 202, 2005 Md. LEXIS 746, Counsel Stack Legal Research, https://law.counselstack.com/opinion/attorney-grievance-commission-v-theriault-md-2005.