Attorney Grievance Commission v. Mandel

451 A.2d 910, 294 Md. 560, 1982 Md. LEXIS 333
CourtCourt of Appeals of Maryland
DecidedOctober 28, 1982
Docket[Misc. (BV) No. 16, September Term, 1977.]
StatusPublished
Cited by21 cases

This text of 451 A.2d 910 (Attorney Grievance Commission v. Mandel) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Attorney Grievance Commission v. Mandel, 451 A.2d 910, 294 Md. 560, 1982 Md. LEXIS 333 (Md. 1982).

Opinions

Smith, J.,

delivered the opinion of the Court. Garrity, J., [562]*562concurs in the result, and filed a concurring opinion at page 589 infra.

We shall impose the ultimate sanction of disbarment in this attorney disciplinary matter based upon a mail fraud conviction.

I

Marvin Mandel was admitted to the bar of this Court on October 8, 1942. On November 2, 1977, Bar Counsel, acting on behalf of the Attorney Grievance Commission of Maryland, filed a petition pursuant to Maryland Rule BV16 in which he requested that we suspend Mandel from the practice of law until the further order of this Court.1 This [563]*563petition was based upon Mandel’s conviction by a jury in the United States District Court for the District of Maryland of violation of 18 U.S.C. § 1341 (mail fraud — fifteen counts) and 18 U.S.C. § 1961 et seq. (racketeering — one count). In response to that petition, Mandel prayed that we "pass an order deferring a determination of the merits of the Petition ..., including the question of moral turpitude” and that we also pass an order suspending him "from the further practice of law until four] further order or until such time as the respondent’s conviction ... is reversed on appeal, whichever is the earlier to occur ... .” Accordingly, we suspended Mandel on December 1, 1977, "effective immediately . ...” The suspension was "without prejudice to [his right] to raise the issue of moral turpitude in further proceedings ....”

Mandel’s conviction was affirmed on appeal. See United States v. Mandel, 591 F.2d 1347 (Mandel I), 602 F.2d 653 (Mandel II), 609 F.2d 1076 (4th Cir. 1979), cert. denied 445 U.S. 961 (1980). We shall have more to say about that affirmance since it is a significant part of Mandel’s contentions here. He continues to stand suspended from the practice of law in this State. He was disbarred in the United [564]*564States District Court for the District of Maryland on July 9, 1980.

Mandel was sent to prison. Under Rule BV16 c, in the absence of a request from the attorney, further disciplinary action is postponed until a reasonable time after completion of incarceration. See Attorney Griev. Comm’n v. Andresen, 279 Md. 250, 253-54, 367 A.2d 1251 (1977).

II

Promptly after Mandel was released from prison Bar Counsel, acting on behalf of the Attorney Grievance Commission, filed a petition seeking disciplinary action against Mandel upon the basis of this conviction. He alleged that Mandel had violated Disciplinary Rules 1-102 (A)(1), (3), (4), (5), and (6).2

Pursuant to Rule BV9, we designated the Honorable J. Harold Grady, Chief Judge of the Eighth Judicial Circuit of Maryland, to hear the charges. He filed a report with us which states in pertinent part:

"In his Answer to Charges, the Respondent admits all of the facts above stated, but denies that he is subject to disbarment contending that the crimes of which he was convicted do not constitute misconduct violative of Disciplinary Rule 1-102 .... In particular the Respondent contends that the crimes of which he was convicted do not involve [565]*565moral turpitude and that to so find unconstitutionally deprives the Respondent of due process under both the United States Constitution and the Maryland Constitution.”

After a discussion of cases in this Court such as Attorney Griev. Comm’n v. Pine, 291 Md. 319, 435 A.2d 419 (1981); Attorney Griev. Comm’n v. Klauber, 289 Md. 446, 423 A.2d 578 (1981) (Klauber III); and Maryland St. Bar Ass’n v. Rosenberg, 273 Md. 351, 329 A.2d 106 (1974), Judge Grady quoted from Rule BV 10 e 1 which states in pertinent part:

"In a hearing of charges pursuant to this Rule, a final judgment by a judicial tribunal in another proceeding convicting an attorney of a crime shall be conclusive proof of the guilt of the attorney of that crime.”

He then said:

"The provisions of this Rule in conjunction with the decisions in Klauber III and Pine, supra, compel the conclusion that this court may not examine the factual underpinnings of the Respondent’s federal conviction and must find that he has been convicted of a crime involving moral turpitude.”

Judge Grady rejected Mandel’s contention that the posture of his case in the United States Court of Appeals rendered his conviction devoid of precedential value or any substance in these proceedings and thus that due process precluded the use of this conviction as conclusive proof of guilt of a crime involving moral turpitude. In so doing, the trial judge quoted from Rosenberg, 273 Md. 351. He then made the following findings of fact and conclusions of law:

"FINDINGS OF FACT

"Respondent was convicted, after a jury trial in the United States District Court for the District of Maryland, of violations of the United States Code, Title 18, Sections 1341 and 2 (mail fraud, aiding [566]*566and abetting), Sections 1961, 1962(b) and (c), 1963 and 2 (prohibited activities; aiding and abetting) and thereafter was sentenced to concurrent terms of imprisonment for three years.
"CONCLUSIONS OF LAW
"1. The federal crime of mail fraud is a crime involving moral turpitude.
"2. By virtue of his conviction of federal mail fraud, Respondent has violated the following Disciplinary Rules:
DR 102(A) (1)
DR 102(A) (3)
DR 102(A) (4)
DR 102(A) (5)

DR 102(A) (6)”

III

Mandel excepted to Judge Grady’s findings of fact and conclusions of law. The exceptions may be summarized: (1) since "[t]he only federal appellate majority opinion” relative to his conviction called for a reversal, the subsequent affirmance of his conviction by a tie vote "should not be sufficient to allow the conviction, ipso facto, to be used to disbar since an en banc federal appellate tie is without precedential value” and thus in this instance should not be considered as a final judgment under Rule BV10 e 1; (2) the mail fraud statute was improperly applied "to a scheme to defraud a sovereign State and its citizens of the faithful services of their Governor”; (3) a code of ethics not applicable by its terms to the Governor of Maryland was impermissibly permitted to be used by the jury as a standard for judging him; (4) "[t]he federal court admitted a vast quantity of unwashed hearsay which the Government offered as 'the central part of its case.’ 591 F.2d at 1367”; and (5) he does not stand convicted of a crime involving moral turpitude [567]*567because his case is distinguishable from Klauber III, 289 Md. 446. He opened his memorandum in support of his exceptions by stating, "There is no doubt that Respondent was convicted of mail fraud and incarcerated therefor. The sole question, now, is whether Respondent should be disbarred therefor.”

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Bluebook (online)
451 A.2d 910, 294 Md. 560, 1982 Md. LEXIS 333, Counsel Stack Legal Research, https://law.counselstack.com/opinion/attorney-grievance-commission-v-mandel-md-1982.