Askey v. Pennsylvania, Department of Public Welfare (In Re Askey)

261 B.R. 160, 2001 Bankr. LEXIS 699, 2001 WL 395415
CourtUnited States Bankruptcy Court, W.D. Pennsylvania
DecidedFebruary 14, 2001
Docket19-70076
StatusPublished

This text of 261 B.R. 160 (Askey v. Pennsylvania, Department of Public Welfare (In Re Askey)) is published on Counsel Stack Legal Research, covering United States Bankruptcy Court, W.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Askey v. Pennsylvania, Department of Public Welfare (In Re Askey), 261 B.R. 160, 2001 Bankr. LEXIS 699, 2001 WL 395415 (Pa. 2001).

Opinion

MEMORANDUM OPINION

BERNARD MARKOVITZ, Bankruptcy Judge.

Commonwealth of Pennsylvania Department of Welfare (hereinafter “PADPW”), defendant in the above adversary action, has brought a motion to dismiss the above adversary action against it. PADPW maintains, among other things, that it is immune to debtors’ lawsuit under the Eleventh Amendment to the United States Constitution.

Debtors John and Barbara Askey oppose the motion of PADPW and have responded with a motion of their own to strike PADPW’s supplemental brief in support of its motion to dismiss.

We will dismiss debtors’ complaint in light of the Eleventh Amendment It will not be necessary for us to address debtors’ motion to strike in light of the resolution of PADPW’s motion to dismiss.

-FACTS-

Debtors are husband and wife and reside in Pennsylvania. They have three minor children.

PADPW is an agent or instrumentality of the Commonwealth of Pennsylvania.

Debtors separated in 1989 and reconciled at some unspecified time thereafter. Debtor Barbara Askey received welfare assistance for herself and their three children beginning in 1990 and until some time in 1993.

Some six years later, in April of 1999, the Court of Common Pleas of Westmore-land County, Pennsylvania, issued an order directing debtor John Askey to pay $50.00 per month to the Domestic Relations Section of the court and setting arrears for child support at $12,212.00. Both debtors consented to the order. His wages were attached and debtors’ 1998 and 1999 federal income tax refunds were intercepted and applied toward these obligations.

The court issued another order in February of 2000 in connection with the placement of one of debtors’ children in a youth detention camp for thirty days. It directed debtor John Askey to pay $25.00 per month to the Domestic Relations Section of the court and set arrears for child support at $132.00.

Debtors filed a voluntary joint chapter 13 petition on March 4, 2000. The bankruptcy schedules listed a disputed debt in the amount of $11,746.24 for child support owed by debtor John Askey to ‘Westmore-land County Community”.

Debtors initiated the above adversary action against the Commonwealth of Pennsylvania on June 26, 2000. Count I of the complaint seeks a determination that the above disputed debt for child support is not excepted from discharge by virtue of 11 U.S.C. § 523(a)(5) and thus, is dis-chargeable. Count 11 seeks, in accordance with 11 U.S.C. § 547(b), to avoid the above wage attachments and interceptions of debtors’ federal income tax refunds and to recover them in accordance with 11 U.S.C. § 550(a). It also seeks an injunction prohibiting the Commonwealth from taking further action to collect the debt for child support.

On July 26, 2000, the Commonwealth brought the present motion to dismiss the above adversary action debtors had brought against it.

Upon debtors’ own motion, their chapter 13 case was converted to a chapter 7 proceeding and a chapter 7 trustee was appointed on August 16, 2000. Both the underlying bankruptcy case and the present adversary action were reassigned to this member of the court that same day.

*162 Four creditors, but not PADPW, have filed proofs of claim in debtors’ bankruptcy case.

Debtors brought a motion on October 16, 2000, to amend the caption of their complaint in the above adversary action to reflect that PADPW was the proper defendant.

On November 30, 2000, debtors brought a motion to strike PADPW’s supplemental brief in support of its motion to dismiss.

After conducting the § 341 meeting subsequent to conversion of the case to a chapter 7 proceeding, the chapter 7 trustee reported on December 13, 2000, that it was a no-asset case.

A hearing on debtors’ motion to amend the caption of their complaint, on PADPW’s motion to dismiss, and debtors’ motion to strike were held on January 11, 2001. We granted the motion to amend the caption of the complaint and took the other matters under advisement.

- DISCUSSION-

PADPW asserts that the complaint against it should be dismissed because, among other reasons, it is immune to this adversary action under the Eleventh Amendment of the United States Constitution, which provides as follows:

The Judicial Power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.

Although its language does not expressly so provide, the Eleventh Amendment also applies to suits brought against a state by one of its own citizens. Edelman v. Jordan, 415 U.S. 651, 662-63, 94 S.Ct. 1347, 1355, 39 L.Ed.2d 662 (1974). Sovereign immunity is based on the theory that each state is a sovereign entity in our federal system and, as such, is not amenable to suit in a federal court by any person without its consent. Hans v. State of Louisiana, 134 U.S. 1, 13,10 S.Ct. 504, 506, 33 L.Ed. 842 (1890).

The phrase “against one of the United States” occurring in the Eleventh Amendment encompasses not only suits in which a state itself is named as a defendant, but also suits brought against an “arm of the state”. Regents of the University of California v. Doe, 519 U.S. 425, 429-30, 117 S.Ct. 900, 904, 137 L.Ed.2d 55 (1997). It is not disputed in this instance that PADPW is such an “arm” of the Commonwealth of Pennsylvania.

The type of relief sought by a plaintiff is not relevant to the question whether the Eleventh Amendment applies to a lawsuit. It applies even when no monetary relief is sought. Seminole Tribe of Florida v. Florida, 517 U.S. 44, 57, 116 S.Ct. 1114, 1124, 134 L.Ed.2d 252 (1996).

The Eleventh Amendment is not an absolute bar to the bringing of a suit against a state in federal court. A state may, for instance, waive its Eleventh Amendment sovereign immunity and consent to a suit against it in federal court. Atascadero State Hospital v. Scanlon, 473 U.S. 234, 238, 105 S.Ct. 3142, 3145, 87 L.Ed.2d 171 (1985). PADPW has neither waived its sovereign immunity nor consented in any way to the present lawsuit. It has not, for instance, filed a proof of claim in the underlying bankruptcy case even though debtors listed its claim as disputed.

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Related

Hans v. Louisiana
134 U.S. 1 (Supreme Court, 1890)
Edelman v. Jordan
415 U.S. 651 (Supreme Court, 1974)
Fitzpatrick v. Bitzer
427 U.S. 445 (Supreme Court, 1976)
Pennhurst State School and Hospital v. Halderman
465 U.S. 89 (Supreme Court, 1984)
Atascadero State Hospital v. Scanlon
473 U.S. 234 (Supreme Court, 1985)
Pennsylvania v. Union Gas Co.
491 U.S. 1 (Supreme Court, 1989)
Seminole Tribe of Florida v. Florida
517 U.S. 44 (Supreme Court, 1996)
Regents of University of California v. Doe
519 U.S. 425 (Supreme Court, 1997)

Cite This Page — Counsel Stack

Bluebook (online)
261 B.R. 160, 2001 Bankr. LEXIS 699, 2001 WL 395415, Counsel Stack Legal Research, https://law.counselstack.com/opinion/askey-v-pennsylvania-department-of-public-welfare-in-re-askey-pawb-2001.