IN THE
Court of Appeals of Indiana Arthur Moore, FILED Oct 01 2024, 8:46 am Appellant-Defendant CLERK Indiana Supreme Court Court of Appeals and Tax Court v.
State of Indiana, Appellee-Plaintiff
October 1, 2024 Court of Appeals Case No. 23A-CR-2189 Appeal from the Marion Superior Court The Honorable James Osborn, Judge Trial Court Cause No. 49D21-2212-CM-34124
Opinion by Judge Kenworthy Judge Felix concurs.
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 1 of 28 Judge Tavitas concurs with separate opinion.
Kenworthy, Judge.
Case Summary [1] Arthur Moore appeals his conviction for Class A misdemeanor unlawful
carrying of a handgun. 1 Moore contends Indiana Code Section 35-47-2-
1.5(b)(6) (“Subsection (b)(6)”)—which prohibits a “person under indictment”
from knowingly or intentionally carrying a handgun—violates his right to bear
arms under the Second Amendment to the United States Constitution and
Article 1, Section 32 of the Indiana Constitution. Concluding Subsection
(b)(6)—as applied to Moore—violates neither provision, we affirm.
Facts and Procedural History 2 [2] In December 2022, Moore wrecked his automobile in a wooded area near an
apartment complex. Only Moore was in the vehicle. As Moore exited the
wreckage, a firefighter on scene noticed a firearm in the car. The firefighter told
1 Ind. Code § 35-47-2-1.5(b), (e) (2022). Effective July 1, 2022, the General Assembly amended Indiana’s statute requiring a license to carry a handgun. See I.C. § 35-47-2-1 (2022). This effectively eliminated the criminal offense of carrying a handgun without a license. See Lawrence v. State, 214 N.E.3d 361, 362 (Ind. Ct. App. 2023). At the same time, the General Assembly added Indiana Code Section 35-47-2-1.5, outlining the new crime of “unlawful carrying of a handgun.” This statute makes it either a Class A misdemeanor or a Level 5 felony for certain categories of people to knowingly or intentionally carry a handgun. 2 We heard oral argument on June 11, 2024, at the JCC Indianapolis. We thank counsel for their able presentations and all those in attendance for their attentiveness, hospitality, and thoughtful questions.
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 2 of 28 police, who later located a handgun lying on the driver’s seat and a clip
containing live ammunition on the vehicle’s dashboard. At the time, Moore
had pending charges for Level 6 felony sexual battery, Level 6 felony dealing in
marijuana, and Level 6 felony maintaining a common nuisance. 3 A trial court
had found probable cause to support all three felony charges.
[3] Following Moore’s crash, the State charged him—as a person under
indictment—with Class A misdemeanor unlawful carrying of a handgun. 4
Moore moved to dismiss the information, alleging Subsection (b)(6) violates
both the United States and Indiana Constitutions. After the trial court denied
his motion, Moore proceeded to bench trial. The trial court found Moore guilty
as charged and sentenced him to one year with credit for time served and the
remainder suspended to probation.
Standard of Review [4] Moore lodges an as-applied challenge to Subsection (b)(6)’s constitutional
validity. 5 To prevail, Moore must “show the statute is unconstitutional on the
3 I.C. § 35-42-4-8(a)(1)(A) (2014) (sexual battery); I.C. § 35-48-4-10(a)(2) (2018) (dealing in marijuana); I.C. § 35-45-1-5(c) (2018) (maintaining a common nuisance). 4 In this context, “indictment” means “any formal accusation of a crime made by a prosecuting attorney in any court for a crime punishable by a term of imprisonment exceeding one (1) year.” I.C. § 35-47-2-1.5(a)(7). “A crime or offense ‘punishable by a term of imprisonment exceeding one (1) year,’” however, “does not include a federal or state crime or offense pertaining to antitrust violations, unfair trade practices, restraints of trade, or other similar offenses relating to the regulation of business practices.” I.C. § 35-47-2-1.5(a)(8). 5 In his briefing, Moore repeatedly noted he is challenging Subsection (b)(6) as applied to his case. See, e.g., Appellant’s Reply Br. at 8 (“Moore has not raised a facial challenge to the statute.”). And when fielding questions on the nature of his constitutional challenge at oral argument, Moore consistently asserted he is raising an as-applied challenge, not a facial one. See, e.g., Oral Argument at 14:53–15:15,
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 3 of 28 facts of [his] particular case.” State v. S.T., 82 N.E.3d 257, 259 (Ind. 2017)
(quoting State v. Zerbe, 50 N.E.3d 368, 369 (Ind. 2016)). The constitutionality of
an Indiana statute is a pure question of law we review de novo. See Morales v.
Rust, 228 N.E.3d 1025, 1033 (Ind. 2024).
1. Subsection (b)(6)—as applied to Moore—does not violate the Second Amendment to the United States Constitution. [5] The Second Amendment to the United States Constitution provides: “A well
regulated Militia, being necessary to the security of a free State, the right of the
people to keep and bear Arms, shall not be infringed.” U.S. Const. amend. II. 6
The right to keep and bear arms is among the “fundamental rights necessary to
our system of ordered liberty.” United States v. Rahimi, 144 S. Ct. 1889, 1897
(2024) (quoting McDonald, 561 U.S. at 778). But “[l]ike most rights, the right
secured by the Second Amendment is not unlimited.” District of Columbia v.
Heller, 554 U.S. 570, 626 (2008); see also Rahimi, 144 S. Ct. at 1897 (explaining
the right does not “sweep indiscriminately”). “From Blackstone through the
19th-century cases, commentators and courts routinely explained that the right
https://mycourts.in.gov/arguments/default.aspx?&id=2890&view=detail&yr=&when=&page=1&court=&s earch=&direction=%20ASC&future=False&sort=&judge=&county=&admin=False&pageSize=20 [https://perma.cc/XZZ9-Z3S7]. 6 The Second Amendment is “fully applicable” to the States through the Fourteenth Amendment. McDonald v. City of Chicago, 561 U.S. 742, 750 (2010). The Second Amendment therefore has the same scope against the States as it does against the Federal Government. See N.Y. State Rifle & Pistol Ass’n, Inc. v. Bruen, 597 U.S. 1, 37 (2022).
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 4 of 28 was not a right to keep and carry any weapon whatsoever in any manner
whatsoever and for whatever purpose.” Heller, 554 U.S. at 626.
[6] To “help delineate the contours” of the Second Amendment right, the Supreme
Court in Bruen directed courts to examine this Nation’s “historical tradition of
firearm regulation.” Rahimi, 144 S. Ct. at 1897 (quoting Bruen, 597 U.S. at 17).
In doing so, the Bruen Court refashioned the test for analyzing Second
Amendment challenges to firearm restrictions:
When the Second Amendment’s plain text covers an individual’s conduct, the Constitution presumptively protects that conduct. The government must then justify its regulation by demonstrating that it is consistent with the Nation’s historical tradition of firearm regulation.
Bruen, 597 U.S. at 24. 7 Under this test, the historical inquiry “will often involve
reasoning by analogy.” Id. at 28. “[D]etermining whether a historical
regulation is a proper analogue for a distinctly modern firearm regulation
requires a determination of whether the two regulations are ‘relevantly
similar.’” Id. at 28–29 (quoting Cass R. Sunstein, On Analogical Reasoning, 106
Harv. L. Rev. 741, 773 (1993)).
[7] “Why and how the regulation burdens the right are central to this inquiry.”
Rahimi, 144 S. Ct. at 1898. So, “if laws at the founding regulated firearm use to
7 Following Heller and McDonald, the Courts of Appeals “coalesced around a ‘two-step’ framework for analyzing Second Amendment challenges that combine[d] history with means-end scrutiny.” Id. at 17. In Bruen, the Supreme Court rejected this framework as being “one step too many.” Id. at 19.
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 5 of 28 address particular problems, that will be a strong indicator that contemporary
laws imposing similar restrictions for similar reasons fall within a permissible
category of regulations.” Id. But even a law regulating arms-bearing for a
permissible reason “may not be compatible with the right if it does so to an
extent beyond what was done at the founding.” Id.
[8] As the Supreme Court recently reminded us in Rahimi, courts should not read
Bruen too narrowly. A challenged regulation that does not precisely match its
historical precursors may still be “analogous enough to pass constitutional
muster.” Bruen, 597 U.S. at 30 (explaining “analogical reasoning under the
Second Amendment is neither a regulatory straightjacket nor a regulatory blank
check”). “The law must comport with the principles underlying the Second
Amendment, but it need not be a ‘dead ringer’ or a ‘historical twin.’” Rahimi,
144 S. Ct. at 1898 (quoting Bruen, 597 U.S. at 30) (emphasis omitted); see also id.
at 1925 (Barrett, J., concurring) (“‘Analogical reasoning’ under Bruen demands
a wider lens: Historical regulations reveal a principle, not a mold.”).
A. The Second Amendment’s plain text covers Moore’s conduct.
[9] Bruen’s first step requires us to assess whether the Second Amendment’s plain
text covers Moore’s conduct. This analysis asks three questions: (1) Is Moore
someone whom the Second Amendment protects? (2) Is the weapon Moore
carried in common use today? (3) Does the plain text of the Second
Amendment protect Moore’s specific conduct? See Bruen, 597 U.S. at 31–32.
Moore claims this “threshold inquiry is easily satisfied here,” Appellant’s Br. at
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 6 of 28 9, and the State does not contend otherwise, see Appellee’s Br. at 18. 8 With step
one satisfied, we now embark on the historical analysis mandated by Bruen’s
second step.
B. Subsection (b)(6) is consistent with the principles underpinning this Nation’s historical tradition of firearm regulation.
[10] Next, we must consider whether Subsection (b)(6) is “consistent with the
principles that underpin” this Nation’s historical tradition of firearm regulation.
Rahimi, 144 S. Ct. at 1898. In doing so, “we are not obligated to sift the
historical materials for evidence to sustain [the State’s] statute.” Bruen, 597
U.S. at 60. That is the State’s burden. Id. Instead, we decide cases based on
the historical record compiled by the parties. Here, the State offers historical
laws disarming criminal defendants facing serious pending charges as potential
analogues to Subsection (b)(6). 9 In our view, these historical analogues are
relevantly similar such that they show Subsection (b)(6) is consistent with the
principles underpinning this Nation’s historical tradition of firearm regulation.
8 More specifically, the State agrees “carrying handguns in public for self-defense is conduct that is covered by the plain text of the Second Amendment” and “a citizen who is ‘under indictment’ falls within ‘the people’ to whom the Second Amendment right presumptively applies.” Id. There is ongoing discussion among jurists and scholars concerning whether the Second Amendment protects only the rights of “law- abiding” citizens. See, e.g., Jacob D. Charles, Defeasible Second Amendment Rights: Conceptualizing Gun Laws That Dispossess Prohibited Persons, 83 Law & Contemp. Probs. 53 (2020) (summarizing debate about whether certain groups subject to disarmament fall outside the Second Amendment entirely or instead have defeasible gun rights). But based on the State’s concession, we need not stake our place in this debate. 9 In addition to what it labels “pretrial detention” laws, the State also points to the surety laws and laws providing for the disarmament of “dangerous” people to sustain Subsection (b)(6). Based on our conclusion, however, we need not address whether these categories of historical laws are sufficiently analogous to Subsection (b)(6).
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 7 of 28 [11] Since the Founding, the government has been empowered to detain criminal
defendants while they await trial. See U.S. Const. amend. V (providing that a
person may be “held to answer for a capital, or otherwise infamous crime . . .
on a presentment or indictment of a Grand Jury”); see also Act of Sep. 24, 1789,
ch. XX § 33, 1 Stat. 73, 91 (“[F]or any crime or offence against the United
States, the offender may . . . be arrested, and imprisoned.”). In the founding
era, pretrial detention involved complete disarmament. See, e.g., State v.
Buzzard, 4 Ark. 18, 21 (1842) (opinion of Ringo, C.J.) (recognizing “[p]ersons
accused of a crime, upon their arrest, have constantly been divested of their
arms, without the legality of the act having ever been questioned”); Don B.
Kates, Jr., Handgun Prohibition and the Original Meaning of the Second Amendment,
82 Mich. L. Rev. 204, 266 (1983) (“[The] law punished felons with automatic
forfeiture of all goods, usually accompanied by death. We may presume that
persons confined in gaols awaiting trial on criminal charges were also debarred
from the possession of arms.”).
[12] This is not to say all defendants facing criminal charges were subject to pretrial
detention. They were not. Bail, or pretrial release, has historical roots in the
founding era. See Kellen R. Funk & Sandra G. Mayson, Bail at the Founding,
137 Harv. L. Rev. 1816, 1832–45 (2024) (discussing the “common law” and
“dissenter” models of bail in the founding era). But pretrial release in the
founding era was much rarer than it is today because defendants facing capital
charges were not allowed to be released pending trial. See id. at 1892
(describing how even under the “dissenter model,” which became the
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 8 of 28 “dominant framework nationwide” and more strictly protected pretrial liberty,
those facing capital charges fell outside the right to bail); see also Act of Sep. 24,
1789, ch. XX, § 33, 1 Stat. 73, 91 (an act of the First Congress making bail
available in all criminal cases “except where the punishment may be death”); 4
William Blackstone, Commentaries on the Laws of England 294 (1770) (“[I]n
felonies, and other offences of a capital nature, no bail can be a security
equivalent to the actual custody of the person.”). Several early state
constitutions carved out a similar exception to bail for those accused of
“capital” crimes. See United States v. Perez-Garcia, 96 F.4th 1166, 1183 (9th Cir.
2024) (compiling early state constitutions). And early state court decisions
show this practice continued after the Second Amendment was ratified. See,
e.g., State v. Hill, 1 Tread. 242, 246 (S.C. Const. App. 1812) (opinion of Smith,
J.) (“The general rule is, not to admit to bail after bill found, in capital cases.”).
[13] Notably, “capital” crimes in the founding era encompassed a broad set of
offenses. See Medina v. Whitaker, 913 F.3d 152, 158 (D.C. Cir. 2019) (explaining
nonviolent crimes like forgery and horse theft were capital offenses at the time
of the Second Amendment’s ratification), cert. denied; see also Harmelin v.
Michigan, 501 U.S. 957, 980–81 (opinion of Scalia, J.) (describing an act of the
First Congress which “punished forgery of United States securities [and]
‘run[ning] away with [a] ship or vessel, or any goods or merchandise to the
value of fifty dollars’” with death) (quoting An Act for the Punishment of
Certain Crimes Against the United States, Chap. IX, § 8, 1 Stat. 112, 114
(1790)). Indeed, most serious crimes and felonies were eligible for capital
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 9 of 28 charges because “death was ‘the standard penalty for all serious crimes’ at the
time of the founding.” Bucklew v. Precythe, 587 U.S. 119, 129 (2019) (quoting
Stuart Banner, The Death Penalty: An American History 23 (2002)); see also Baez v.
Rees, 553 U.S. 35, 94 (2008) (Thomas, J., concurring) (highlighting the
“ubiquity of the death penalty in the founding era”); 4 Blackstone, Commentaries
at 98 (“The idea of felony is indeed so generally connected with that of capital
punishment, that we find it hard to separate them[.]”). Although the penalties
for many felonies became less severe in the decades after the Founding, see Will
Tress, Unintended Collateral Consequences: Defining Felony in the Early American
Republic, 57 Clev. St. L. Rev. 461, 468 (2009) (discussing penal reform in
decades following independence from England), this history reveals our
Nation’s historical tradition of completely disarming criminal defendants facing
serious or felony charges pending trial, see Perez-Garcia, 96 F.4th at 1182–84
(surveying the historical record supporting this tradition). 10
[14] Subsection (b)(6)’s restriction on Moore’s right to bear arms is “relevantly
similar” to the historical tradition set forth above as to “evince[] a comparable
tradition of regulation.” Bruen, 597 U.S. at 29, 27. Both Subsection (b)(6) and
its historical precursors burden the Second Amendment right in like manner—
the “how.” As explained, the historical tradition allowed for complete but
temporary disarmament of a specific and narrow subset of the general
10 This founding era practice can be broken down into three parts: “(1) most serious crimes were eligible for capital charges; (2) the government had the power to detain, and usually did detain, defendants indicted on capital charges; and (3) once detained, criminal defendants were completely disarmed.” Id. at 1182.
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 10 of 28 population. That is, the historical precursors applied only to criminal
defendants awaiting trial for alleged, serious crimes. Similarly, Subsection
(b)(6) targets only those “under indictment” for an offense punishable by a year
or more imprisonment. See I.C. § 35-47-2-1.5(b)(6), (e); I.C. § 35-47-2-1.5(a)(7).
Moreover, Subsection (b)(6)’s restriction is temporary—it applies only so long
as Moore is under indictment. And comparatively, Subsection (b)(6) is less
restrictive of Moore’s right to bear arms than the historical record surveyed
above. Instead of completely disarming Moore, Subsection (b)(6) strips only his
right to lawfully carry a handgun.
[15] Subsection (b)(6) and the historical laws surveyed above also burden the Second
Amendment right for similar reasons—the “why.” Pretrial detention in the late
18th century ensured “the safety of the people should be preserved against the
lawless depredations of atrocious offenders.” Perez-Garcia, 96 F.4th at 1184
(quoting A. Highmore, A Digest of the Doctrine of Bail: In Civil and Criminal Cases,
vii (1783)). In more modern parlance, one historical justification for pretrial
detention and disarmament was to protect the public from future criminal acts
by the accused. Subsection (b)(6) seeks to achieve the same protective function
by temporarily disarming individuals accused of serious wrongdoing to reduce
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 11 of 28 the risk he or she will harm the public, most prominently by misusing a
handgun. 11 In other words, the justifications match.
[16] Refocusing on Moore’s alleged misconduct, we have no trouble classifying his
pending felony charges as serious. Regardless of level, felonies were and
remain the most serious category of crime deemed by our legislature. See
Medina, 913 F.3d at 160 (“When the legislature designates a crime as a felony, it
signals to the world the highest degree of societal condemnation for the act, a
condemnation that a misdemeanor does not convey.”). This seriousness is
embodied in the slew of repercussions Moore could face if convicted of any of
his underlying felony charges. See, e.g., I.C. § 35-50-2-7(b) (2019) (providing a
sentencing range of six months to two and one-half years imprisonment for a
person who commits a Level 6 felony); 18 U.S.C. §§ 922(g)(1), 924(a)(8) (2022)
(federal law prohibiting convicted felons from possessing firearms); I.C. § 35-47-
2-1.5(b)(1) (Indiana law prohibiting convicted felons from knowingly or
intentionally carrying a handgun); Richardson v. Ramirez, 418 U.S. 24, 56 (1974)
(upholding state felon disenfranchisement). Certainly, Moore is presumed
innocent of these other charges unless and until the State can prove the
allegations beyond a reasonable doubt. McCowan v. State, 27 N.E.3d 760, 761–
62 (Ind. 2015). Still, Moore’s charges suggest potential serious wrongdoing.
11 In recognizing Subsection (b)(6)’s purpose, we pass no judgment on the legislature’s policy choices. See KS&E Sports v. Runnels, 72 N.E.3d 892, 907 (Ind. 2017) (recognizing courts “neither applaud the wisdom of such choices nor condemn their folly”).
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 12 of 28 [17] To be sure, Subsection (b)(6) is not identical to historical laws disarming
criminal defendants facing serious or felony charges pending trial. But to
require such would be misconstruing Bruen’s command. See Bruen, 597 U.S. at
29–30 (requiring the regulations be “relevantly similar,” not “historical
twin[s]”) (emphasis omitted). Subsection (b)(6)’s prohibition fits within this
Nation’s tradition of disarming criminal defendants facing serious pending
charges. It therefore does not violate Moore’s Second Amendment right. See
Rahimi, 144 S. Ct. at 1901 (upholding a federal statute that “fits neatly” within
this Nation’s historical tradition even though it was “by no means identical” to
founding era regimes).
2. Subsection (b)(6)—as applied to Moore—does not violate Article 1, Section 32 of the Indiana Constitution. [18] Moore also claims Subsection (b)(6) violates Article 1, Section 32 of Indiana’s
Constitution because it materially burdens his right to bear arms. When faced
with a question under Indiana’s Constitution, we examine “the language of the
text in the context of the history surrounding its drafting and ratification, the
purpose and structure of our Constitution, and case law interpreting the specific
provisions.” Holcomb v. Bray, 187 N.E.3d 1268, 1277 (Ind. 2022) (quoting
Hoagland v. Franklin Twp. Cmty. Sch. Corp., 27 N.E.3d 737, 741 (Ind. 2015)). We
treat the language in each provision with “deference, as though every word had
been hammered into place.” Id. (quoting Meredith v. Pence, 984 N.E.2d 1213,
1218 (Ind. 2013)). Ultimately, the challenger bears a high burden because all
laws come to us “cloaked with ‘the presumption of constitutionality until
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 13 of 28 clearly overcome by a contrary showing.’” Rust, 228 N.E.3d at 1033 (quoting
Horner v. Curry, 125 N.E.3d 584, 588 (Ind. 2019)).
[19] Section 32 guarantees: “The people shall have a right to bear arms, for the
defense of themselves and the State.” Ind. Const. art. 1, § 32. The “right for
law-abiding citizens to bear arms for self-defense” lies at the core of Section 32,
Lacy v. State, 903 N.E.2d 486, 490 (Ind. Ct. App. 2009), trans. denied, and
encompasses an interest in both liberty and property, see Kellogg v. City of Gary,
562 N.E.2d 685, 694 (Ind. 1990) (noting the interest “is one of liberty to the
extent that it enables law-abiding citizens to be free from the threat and danger
of violent crime”). But like the Second Amendment right, the right to bear
arms under Section 32 is not absolute. See id. Rather, under the State’s
affirmatively recognized police power, the State may, and does, regulate the
exercise of the Section 32 right. See, e.g., Matthews v. State, 148 N.E.2d 334, 338
(Ind. 1958) (“The Legislature has the power, in the interest of public safety and
welfare, to provide reasonable regulations for the use of firearms which may be
readily concealed, such as pistols.”); Ind. Const. art. 1, § 1 (declaring
government is “instituted for [the People’s] peace, safety, and well-being”).
[20] We analyze a Section 32 challenge to a firearm regulation under a two-part
framework. 12 First, we apply rational basis review to determine whether the
12 When asked to weigh in on a firearm restriction’s constitutionality, Indiana appellate courts have often upheld the restriction as constitutionally sound. See, e.g., State v. Stephens, 174 N.E.2d 51, 51 (Ind. 1961) (upholding law criminalizing carrying a pistol in a vehicle without a license); Matthews, 148 N.E.2d at 338 (rejecting a Section 32 challenge to handgun legislation); McIntire v. State, 83 N.E. 1005, 1005–06 (Ind. 1908)
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 14 of 28 firearm restriction is a valid exercise of the State’s “police power to promote
health, safety, comfort, morals, and welfare of the public.” Wilder, 91 N.E.3d
at 1027 (quoting Redington, 992 N.E.2d at 832). If the restriction passes rational
basis review, we must then determine whether it “materially burdens one of the
core values” embodied in Indiana’s Bill of Rights. Price v. State, 622 N.E.2d
954, 960 (Ind. 1993). On appeal, Moore does not dispute Subsection (b)(6)
passes rational basis review. See Appellant’s Br. at 16 n.4 (declining to argue
Subsection (b)(6) does not have a reasonable relation to or a tendency to
promote the state’s legitimate interest). We therefore proceed to step two of the
analysis.
Subsection (b)(6) does not materially burden Moore’s Article 1, Section 32 right to bear arms.
[21] Our material burden analysis recognizes that “in Indiana the police power is
limited by the existence of certain preserves of human endeavor, typically
denominated as interests not within the realm of the police power, upon which
the State must tread lightly, if at all.” Price, 622 N.E.2d at 960 (internal
(upholding legislation prohibiting the carrying of concealed weapons); State v. Mitchell, 3 Blackf. 229, 229 (Ind. 1833) (upholding statute prohibiting all persons, except travelers, from wearing or carrying concealed weapons); Wilder v. State, 91 N.E.3d 1016, 1028 (Ind. Ct. App. 2018) (upholding a probation condition prohibiting the defendant from possessing firearms); Redington v. State, 992 N.E.2d 823, 835 (Ind. Ct. App. 2013) (upholding an act allowing the State to seize, pursuant to a warrant, firearms of a person who the State proved by clear and convincing evidence met the statutory definition of “dangerous,” even when the defendant had never been convicted of a crime and claimed not to have a mental illness), trans. denied; Conrad v. State, 747 N.E.2d 575, 584–85 (Ind. Ct. App. 2001) (upholding constitutionality of Indiana’s unlawful possession of a firearm by a serious violent felon statute), trans. denied; see also Lacy, 903 N.E.2d at 492 (upholding restriction on a particular type of weapon, switchblades). Of course, not all these cases analyzed the restriction under the modern-day, material burden framework.
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 15 of 28 quotation and citation omitted). Said differently, each provision of our Bill of
Rights contains “a cluster of essential values which the legislature may qualify
but not alienate.” Id.
[22] “A right is impermissibly alienated when the State materially burdens one of
the core values which it embodies.” State v. Katz, 179 N.E.3d 431, 448 (Ind.
2022). Rather than weighing the impingement of a right against the public
health, welfare, and safety served or being influenced by the social utility of the
state action at issue, a material burden analysis looks “only at the magnitude of
the impairment.” Price, 622 N.E.2d at 960 n.7. “If the right, as impaired,
would no longer serve the purpose for which it was designed, it has been
materially impaired.” Id.; Clinic for Women, Inc. v. Brizzi, 837 N.E.2d 973, 984
(Ind. 2005) (holding “a state regulation creates a material burden if it imposes a
substantial obstacle on a core constitutional value serving the purpose for which
it was designed”). Often, however, “less than a substantial obstacle does not”
amount to a material burden. Brizzi, 837 N.E.2d at 984; State v. Econ. Freedom
Fund, 959 N.E.2d 794, 805 (Ind. 2011) (explaining without a “substantial
obstacle,” there is no material burden on the right).
[23] But, as our Supreme Court has explained, determining the magnitude of the
impairment is only one part of the material-burden inquiry. State action “does
not impose a material burden . . . if either the ‘magnitude of the impairment’ is
slight” or the exercise of the right “threatens to inflict ‘particularized harm’
analogous to tortious injury on readily identifiable private interests.” Econ.
Freedom Fund, 959 N.E.2d at 805 (quoting Whittington v. State, 669 N.E.2d 1363,
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 16 of 28 1370 (Ind. 1996)) (emphasis added); see also Redington, 992 N.E.2d at 834–35
(applying this two-part material burden framework to a Section 32 claim). If
there is a threat of “particularized harm,” then the state action does not impose
a material burden on the right to bear arms for self-defense. See Redington, 922
N.E.2d at 834–35.
[24] Even if we were to deem the magnitude of the impairment as substantial,
Subsection (b)(6) still does not materially burden Moore’s right to bear arms for
self-defense under Section 32. Gun violence, caused by handgun misuse more
specifically, threatens to inflict particularized harm on others. See id. at 834 n.4
(noting only a “threat” analogous to tortious injury on readily identifiable
interests is required under this part of the analysis). As common sense suggests,
individuals have an identifiable private interest in not being harmed by gun
violence committed by another who—there is probable cause to believe—
engaged in violent or anti-social behavior. The trial court found probable cause
to support charges against Moore for three Level 6 felonies, including an
allegation that Moore compelled a victim to submit to sexual touching by
force. 13 If Moore were permitted to carry a handgun while under indictment, he
13 Strictly speaking, Level 6 felony sexual battery is not a “crime of violence,” as defined by our legislature. See I.C. § 35-50-1-2(a) (2020) (listing twenty-one crimes of violence, but not including sexual battery); I.C. § 35-31.5-2-79 (2012). Battery and domestic battery are included as “crimes of violence,” but only as Level 5 felonies or higher. See I.C. §§ 35-50-1-2(a)(6) & (7). But Moore’s charge of Level 6 felony sexual battery does involve an allegation of force or threat of force. See I.C. § 35-42-4-8(a)(1)(A); Ex. Vol. 1 at 37. In this sense, it is a “forcible felony.” See I.C. § 35-31.5-2-138 (2012) (defining a “forcible felony”). Regardless of classification, the charges create a link to alleged violent or forceful conduct that is more than tenuous. See Hines v. State, 30 N.E.3d 1216, 1226 (Ind. 2015) (considering sexual battery a “violent crime[],” although not classified as such by our legislature).
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 17 of 28 would pose a further threat of violence. Because Moore’s exercise of his
Section 32 right to bear arms for self-defense while under indictment for
multiple felonies threatens to inflict particularized harm analogous to tortious
injury on readily identifiable private interests, his challenge to Subsection (b)(6)
under Indiana’s Constitution fails.
Conclusion [25] The State has satisfied its burden to show Subsection (b)(6) is consistent with
the principles underpinning this Nation’s historical tradition of firearm
regulation. And Moore has not shown Subsection (b)(6) imposes a material
burden on his right to bear arms under Indiana’s Constitution. Accordingly,
Subsection (b)(6)—as applied to Moore—violates neither the Second
Amendment nor Article 1, Section 32.
[26] Affirmed.
Felix, J., concurs.
Tavitas, J., concurs with separate opinion.
ATTORNEY FOR APPELLANT Joel M. Schumm Indianapolis, Indiana
ATTORNEYS FOR APPELLEE Theodore E. Rokita Indiana Attorney General
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 18 of 28 Ellen H. Meilaender Supervising Deputy Attorney General Indianapolis, Indiana
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 19 of 28 Tavitas, Judge, concurring.
[27] Moore claims that Indiana Code Section 35-47-2-1.5(b)(6)’s categorical
prohibition on carrying a handgun by a person “under indictment” for any
felony, including low-level, non-violent felonies, as applied to Moore, violates
his constitutional right to bear arms under both the Second Amendment to the
United States Constitution and Article 1, Section 32 of the Indiana
Constitution. I concur in the majority’s holding that Indiana Code Section 35-
47-2-1.5(b)(6), as applied to Moore, does not violate Moore’s right to bear arms
under either the Second Amendment or Article 1, Section 32. I write separately
to emphasize that: (1) under slightly different circumstances, Indiana Code
Section 35-47-2-1.5(b)(6) could run afoul of the constitutional right to bear
arms; and (2) Moore’s right to bear arms has not been materially burdened.
A. The Second Amendment
[28] The Second Amendment to the United States Constitution provides: “A well
regulated militia, being necessary for the security of a free state, the right of the
people to keep and bear arms shall not be infringed.” U.S. Const. amend. II
(capitalization modernized). In District of Columbia v. Heller, 554 U.S. 570, 628,
128 S. Ct. 2783, 2817 (2008), the United States Supreme Court held that the
Second Amendment protects the right of individuals to keep and bear arms for
the purpose of self-defense. Two years later, the Court held that the Second
Amendment applies to the states via the Fourteenth Amendment. McDonald v.
City of Chicago, 561 U.S. 742, 750, 130 S Ct. 3020, 3025 (2010). And in 2022,
the Court held that “the Second and Fourteenth Amendments protect an Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 20 of 28 individual’s right to carry a handgun for self-defense outside the home.” N.Y.
State Rifle & Pistol Ass’n, Inc. v. Bruen, 597 U.S. 1, 10, 142 S. Ct. 2111, 2122
(2022). The Court has emphasized, however, that its holdings do “not cast
doubt on such longstanding regulatory measures as ‘prohibitions on the
possession of firearms by felons and the mentally ill[.]’” McDonald, 561 U.S. at
786, 130 S. Ct. at 3047 (quoting Heller, 554 U.S. at 626, 128 S Ct. at 2816-17).
When a firearm regulation is challenged as violating the Second Amendment,
“the Government must show that the restriction ‘is consistent with the Nation’s
historical tradition of firearm regulation.’” United States v. Rahimi, 602 U.S.
___, ___, 144 S. Ct. 1889, 1891 (2024) (quoting Bruen, 597 U.S. at 24, 142 S. Ct.
2111, 2130).
B. Article 1, Section 32
[29] Article 1, Section 32 of the Indiana Constitution provides even more explicit
protections for the right to keep and bear arms. This provision states: “the
people have the right to bear arms, for the defense of themselves and the State.”
Ind. Const. art. 1, § 32. As early as 1980—decades before Heller and
McDonald—Indiana courts recognized that “our constitution provides our
citizenry the right to bear arms for their self-defense.” Schubert v. DeBard, 398
N.E.2d 1339, 1341 (Ind. Ct. App. 1980) (quoted in Kellog v. City of Gary, 562
N.E.2d 685, 964 (Ind. 1990)). Of course, this right is not absolute. Kellog, 562
N.E.2d at 694. When addressing claims that a restriction on this right is
contrary to Article 1, Section 32, we first apply rational basis review to
determine if the restriction “is a valid exercise of ‘police power to promote
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 21 of 28 health, safety, comfort, morals, and welfare of the public.’” Wilder v. State, 91
N.E.3d 1016, 1027 (Ind. Ct. App. 2018) (quoting Redington v. State, 992 N.E.2d
823, 832 (Ind. Ct. App. 2013)). If the restriction is a valid exercise of the police
power, we then determine whether the restriction “‘materially burdens’ a ‘core
value.’” Id. (quoting Redington, 992 N.E.2d at 833).
C. Indiana’s Handgun Statutes
[30] Prior to 2022, a person who wished to carry a handgun in Indiana was
generally required to obtain a handgun license. See Ind. Code § 35-47-2-3
(setting forth procedure for obtaining a license to carry a handgun); Ind. Code §
35-47-2-1 (defining the crime of carrying a handgun without a license). Certain
persons, however, were statutorily prohibited from obtaining a handgun license,
including those who: (1) had been convicted of a felony; (2) had their license to
carry suspended; (3) were under the age of eighteen; (4) were under the age of
twenty-three and had been adjudicated to be a delinquent child for an act that
would be a felony if committed by an adult; (5) “had been arrested for a Class A
or Class B felony for an offense committed before July 1, 2014,” or for a “Level
1, Level 2, Level 3, or Level 4 felony for an offense committed after June 30,
2014,” or for “any felony that was committed while armed with a deadly
weapon that involved the use of violence, if a court ha[d] found probable cause
to believe that the person committed the offense charged”; or (6) was prohibited
by federal law from receiving firearms. I.C. § 35-47-2-3(i) (2021).
[31] In 2022, our General Assembly flipped this scheme on its head. Instead of
requiring those who wished to carry a handgun to obtain a license, the statute Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 22 of 28 now generally permits “a person who is at least eighteen (18) years of age and is
not otherwise prohibited from carrying or possessing a handgun under state or
federal law” to carry a handgun in Indiana without obtaining a license or
permit from the State. I.C. § 35-47-2-3(a). 14
[32] At the same time, our General Assembly enacted Indiana Code Section 35-47-
2-1.5, which provides that certain persons are prohibited from carrying
handguns, specifically: (1) a person convicted of a state or federal offense
punishable by a term of imprisonment exceeding one year; (2) a fugitive from
justice; (3) an alien; (4) a person convicted of domestic violence, domestic
battery, or stalking; (5) a person restrained by a protection order; (6) a person
under “indictment”; (7) a person who has been adjudicated dangerous,
mentally defective, or committed to a mental institution; (8) a person
dishonorably discharged from the military; (9) a person who has renounced his
or her citizenship; and (10) a person who is under the age of eighteen or under
the age of twenty-three if the person has a juvenile adjudication for an offense
that would be a serious violent felony if committed by an adult. I.C. § 35-47-2-
1.5(b) (emphasis added).
[33] One notable difference between the prior scheme and the current scheme is
that, previously, a person who had been “arrested” for certain felonies could
not obtain a handgun license, but only “if a court ha[d] found probable cause to
14 “A person who wishes to carry a firearm in another state under a reciprocity agreement entered into by this state and another state may obtain a license to carry a handgun in Indiana . . . .” Ind. Code § 35-47-2-3(a).
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 23 of 28 believe that the person committed the offense charged.” I.C. § 35-47-2-3(i)(5)
(2021). Under the current scheme, however, a person convicted of, or under
“indictment” for any felony 15 cannot carry a handgun.
[34] Generally, an indictment is “‘an accusation in writing found and presented by a
grand jury, legally convoked and sworn, to the court in which it is impaneled,
charging that a person therein named has done some act, or been guilty of some
omission, which by law is a public offense, punishable on indictment.’” Ajabu v.
State, 677 N.E.2d 1035, 1040 (Ind. Ct. App. 1997) (quoting BLACK’S LAW
DICTIONARY 772 (6th ed. 1990)), trans. denied. Whereas an information is “a
formal criminal charge made by a prosecutor without a grand-jury indictment.”
Information, BLACK’S LAW DICTIONARY (11th ed. 2019).
[35] Here, however, Indiana Code Section 35-47-2-1.5(a)(7) defines “indictment” to
mean “any formal accusation of a crime made by a prosecuting attorney in any
court for a crime punishable by a term of imprisonment exceeding one (1)
year.” This broad definition includes an actual indictment by a grand jury or a
charging information. Notably, however, it does not require a judicial
determination of probable cause, unlike the prior version of Indiana Code
Section 35-47-2-3(i), which did require such a probable cause finding. Thus, for
15 The statute does not use the word felony, but instead uses the phrase “a federal or state offense punishable by a term of imprisonment exceeding one (1) year.” I.C. § 35-47-2-1.5(a)(7), (b)(1). All felonies in Indiana are punishable by a term of imprisonment exceeding one year. See Ind. Code §§ 35-50-2-3 through 35-50-2-7. And no misdemeanor offense is punishable by a term exceeding one year. See Ind. Code §§ 35-50-3-2 through 35-50-3-4. Accordingly, by referring to offenses punishable by a term exceeding one year, the statute refers only to felonies.
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 24 of 28 purposes of Indiana Code Section 35-47-2-1.5, it does not matter whether
someone has been convicted of a felony or whether the person has simply been
formally charged with a felony. In either case, the person is prohibited by
Indiana Code Section 35-47-2-1.5(b) from carrying a handgun.
[36] I am concerned that Indiana Code Section 35-47-2-1.5(b)(6) prohibits a person
from carrying a handgun based solely on the filing of a felony charge, without a
judicial finding of probable cause. In Indiana, “[a]ny crime may be charged by
indictment or information.” Ind. Code § 35-34-1-1(a). Although a prosecutor
has a professional and ethical duty not to file charges unless he or she is
satisfied that the charges are supported by probable cause, State v. Palmer, 496
N.E.2d 1337, 133 (Ind. Ct. App. 1986), “[a] probable cause determination is not
a constitutional prerequisite to the filing of [a charging] information itself,” Scott
v. State, 404 N.E.2d 1190, 1193 (Ind. Ct. App. 1980) (citing Gerstein v. Pugh, 420
U.S. 103, 125 n.26, 95 S. Ct. 854, 868 (1975)). A state must, however, “provide
for a determination of probable cause as a condition for any significant pre-trial
restraint of liberty.” Id. (citing Albrecht v. United States, 273 U.S. 1, 5, 47 S. Ct.
250, 251, (1927)). Thus, where a charging information is the basis of an arrest
warrant, a demonstration of probable cause is required. Id.
[37] Under the current language of Indiana Code Section 35-47-2-1.5(b)(6), a person
could be deprived of the right to carry a handgun based solely on the decision of
a prosecuting attorney to file a felony charge against the person, without any
judicial determination of probable cause. This would constitute a significant
pre-trial restraint of liberty, by depriving a defendant of the right to bear arms,
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 25 of 28 and trigger the constitutional requirement of a judicial finding of probable
cause. 16
[38] This potential constitutional problem, however, does not present itself in the
case before us. Here, the trial court in both cases in which Moore was charged
with Level 6 felonies made a finding of probable cause. Ex. Vol. pp. 16, 39.
Accordingly, I agree with the majority that, under the particular facts of the
present case, the statutory restriction on Moore’s ability to carry a handgun is
consistent with the principles underpinning the nation’s historical tradition of
firearm regulation.
[39] I also disagree with Moore’s characterization of his crimes. Although his
crimes are “low level” felonies, they are felonies nonetheless. As Heller and
McDonald recognized, longstanding regulatory measures prohibiting the
possession of firearms by felons are not prohibited by the Second Amendment.
McDonald, 561 U.S. at 786, 130 S. Ct. at 3047 (quoting Heller, 554 U.S. at 626,
128 S Ct. at 2816-17). And although dealing in marijuana is not necessarily a
violent crime, our casebooks are filled with marijuana deals that have turned
violent. See, e.g., Hardiman v. State, 222 N.E.3d 1049 (Ind. Ct. App. 2023), trans.
denied. Nor can I ignore that the sexual battery with which Moore was charged
16 This potential constitutional problem could be easily addressed by amending Indiana Code Section 35-47- 2-1.5(a)(7) to require a judicial finding of probable cause before a person under “indictment” is prohibited from carrying a handgun. That is, if the statute defined “indictment” to mean “any formal accusation of a crime made by a prosecuting attorney in any court for a crime punishable by a term of imprisonment exceeding one (1) year, if a court has found probable cause to believe that the person committed the offense charged,” then this potential constitutional infirmity may be eliminated.
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 26 of 28 alleged that the victim was compelled to submit to a touching by force or the
imminent threat of force. Ex. Vol. p. 14. Put simply, the offenses with which
Moore was charged are not non-violent, low-level crimes.
[40] Moreover, Moore is not completely disarmed by operation of Indiana Code
Section 35-47-2-1.5. Instead, this statute merely prevents him from carrying a
handgun; it does not prevent him from keeping a handgun in his home, nor
does it appear to prevent him from carrying a firearm that is not a handgun.
Accordingly, I conclude that—because Moore’s felony charges were supported
by a judicial finding of probable cause, which could support his total
disarmament and even incarceration—the restriction on Moore’s right to carry
a handgun is consistent with our nation’s historical tradition of firearms
regulation, and the restriction does not unconstitutionally deprive Moore of his
Second Amendment right to bear arms.
[41] I also concur with the majority’s conclusion that, under Article 1, Section 32,
the restriction at issue here—which prohibits someone charged with a felony
from carrying a handgun—is a valid exercise of the police power, at least when
an independent judicial magistrate has determined that the charge(s) are
supported by probable cause. Because such a probable cause finding was made
here, the restriction passes the first step of the analysis. As for the second part
of the analysis, I also agree that the restrictions imposed on Moore do not
materially burden a core value. As I noted above, Section 35-47-2-1.5 does not
prevent Moore from possessing a handgun at his home or place of business.
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 27 of 28 Nor does it prevent him from carrying a firearm that is not a handgun. Thus,
Moore’s rights under Article 1, Section 32 have not been materially burdened.
Summary
[42] In summary, I concur with the majority that Section 35-47-2-1.5 does not
violate the Second Amendment or Article 1, Section 32 as applied to Moore,
because, here, an independent judicial magistrate found that there was probable
cause to support the charges. Although the issue is not before us today, had
there not been such a probable cause finding, a possibility exists that the result
would be different.
Court of Appeals of Indiana | Opinion 23A-CR-2189 | October 1, 2024 Page 28 of 28