Arent v. Shalala

866 F. Supp. 6, 1994 U.S. Dist. LEXIS 12765, 1994 WL 487852
CourtDistrict Court, District of Columbia
DecidedAugust 11, 1994
DocketCiv. A. 92-0148 (JLG)
StatusPublished
Cited by4 cases

This text of 866 F. Supp. 6 (Arent v. Shalala) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Arent v. Shalala, 866 F. Supp. 6, 1994 U.S. Dist. LEXIS 12765, 1994 WL 487852 (D.D.C. 1994).

Opinion

MEMORANDUM

JUNE L. GREEN, District Judge.

I. INTRODUCTION

In this case, an individual consumer and two public interest organizations challenge final regulations promulgated by the U.S. Food and Drug Administration (FDA) to implement the Nutrition Labeling and Education Act of 1990 (NLEA). This matter is before the Court on the Plaintiffs’ Motion for Summary Judgment and the Defendant’s Motion to Dismiss. The Court holds that the regulations are not arbitrary and capricious and therefore, the Defendant’s Motion to Dismiss is GRANTED.

II. FACTS

On November 8, 1990, Congress enacted the Nutrition Labeling and Education Act of 1990, 21 U.S.C. § 343(q) (1990). The Act contains various nutritional labeling require *9 ments for foods that are intended for human consumption. Food sold for human consumption that is not in compliance with the NLEA will be considered misbranded, and persons selling such food are subject to civil and criminal enforcement provisions of the Food, Drug and Cosmetic Act. 21 U.S.C. §§ 331, 332, 333(a)(l)-(2), 334.

The NLEA, however, treats differently the nutritional labeling of raw agricultural commodities and fish. The NLEA directed the Defendant to issue voluntary guidelines for grocery stores to provide nutrition information to consumers of the twenty most popular raw fruits, raw vegetables, and types of raw fish. 21 U.S.C. § 343(q)(4)(B). The guidelines would remain voluntary as long as the industry substantially complied with the statute. This arrangement differs from the mandatory nutritional information requirements which apply to other foods. 21 U.S.C. § 343(q)(4)(A).

Twelve months after November 8, 1990, the NLEA required the Defendant to issue a final regulation defining the circumstances that constitute “substantial compliance” by food retailers with the voluntary guidelines. 21 U.S.C. § 343(q)(4)(B)(ii). The statute states that there is not substantial compliance if a “significant” number of retailers have failed to comply with the guidelines. Id. The size of the retailers and the portion of the market served by retailers in compliance with the guidelines must be considered in determining whether or not the “substantial compliance” standard has been met. Id.

On November 27,1991, the FDA published a final regulation which defined “substantial compliance” and explained its methodology in making the determination. 56 Fed.Reg. 60886-60887, 60890. In making its determination, the FDA stated that it would survey 2,000 representative retailers, including all of the chain retailers and a representative sample of independent companies. 21 C.F.R. § 101.43(b). The regulations also state that “substantial compliance” with the regulations occurs if at least sixty percent of all stores in the FDA survey are in compliance with the voluntary guidelines. 21 C.F.R. § 101.43(c). The FDA also determined that any one store which sells produce or raw fish is in compliance with the voluntary guidelines if that store provides nutritional labeling for at least 90 percent of its raw fruits and raw vegetables and 90 percent of its raw fish. 21 C.F.R. § 101.43(a).

The NLEA required the Defendant to issue a report thirty months after May 8,1990, detailing her experience with the guidelines and determining whether there is “substantial compliance” with the guidelines. 21 U.S.C. § 343(q)(4)(C)(i). If the Defendant finds that there is “substantial compliance” with the guidelines, then the Secretary shall issue a report and make “substantial compliance” determinations every two years. 21 U.S.C. § 343(q)(4)(C)(ii). 1

It also directs the Defendant to issue mandatory regulations if, after a comprehensive survey, the Defendant determines that grocery stores are not in “substantial compliance” with the voluntary guidelines. If there is no “substantial compliance” with the guidelines, the Defendant is required to propose mandatory regulations of the type required for other foods. 21 U.S.C. § 343(q)(4)(D)(i).

The Plaintiffs argue that 21 C.F.R. § 101.43(c), which permits 40 percent of surveyed stores not to comply with the guidelines while finding “substantial compliance” in the industry, is arbitrary and capricious and violates § 343(q)(4)(B)(ii) of the NLEA. The Plaintiffs also claim that 21 C.F.R. § 101.43(a), which permits a retailer to be in compliance with the guidelines if that retailer complies with the guidelines for at least 90 percent of the raw agricultural commodities and 90 percent of the raw fish sold by that retailer, is arbitrary and capricious'and violates § 343(q)(4)(B)(ii) of the NLEA. Plaintiffs argue that these two regulations, therefore, are invalid under the Administrative Procedure Act, 5 U.S.C. § 706(2).

The Plaintiffs urge the Court, inter alia, to declare invalid 21 C.F.R. § 101.43(c) and 21 *10 C.F.R. § 101.43(a); enjoin the Defendant from using these regulations to make any “substantial compliance” determinations under 21 U.S.C. § 343(q)(4), and order the Defendant to promulgate mandatory nutritional labeling regulations for raw fruits and vegetables and raw fish as required under NLEA. In addition, the Plaintiffs ask the Court to invalidate the FDA’s Report of May 8, 1993, which finds that the surveyed retailers were in “substantial compliance” with the guidelines.

The Defendant filed a Motion to Dismiss the Plaintiffs’ complaint on the following grounds: 1) the Plaintiffs present no “case or controversy” because their allegation of injury is speculative; 2) this Court has no jurisdiction over the Plaintiffs’ claim since Congress committed this matter to the Defendant’s discretion; and 3) the interpretation of the statute is not arbitrary or capricious.

III. DISCUSSION

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Cite This Page — Counsel Stack

Bluebook (online)
866 F. Supp. 6, 1994 U.S. Dist. LEXIS 12765, 1994 WL 487852, Counsel Stack Legal Research, https://law.counselstack.com/opinion/arent-v-shalala-dcd-1994.