Architectural Models, Inc. v. Neklason

264 F. Supp. 312, 152 U.S.P.Q. (BNA) 724, 1967 U.S. Dist. LEXIS 11365
CourtDistrict Court, N.D. California
DecidedFebruary 24, 1967
DocketCiv. A. No. 42812
StatusPublished
Cited by3 cases

This text of 264 F. Supp. 312 (Architectural Models, Inc. v. Neklason) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Architectural Models, Inc. v. Neklason, 264 F. Supp. 312, 152 U.S.P.Q. (BNA) 724, 1967 U.S. Dist. LEXIS 11365 (N.D. Cal. 1967).

Opinion

MEMORANDUM OF DECISION AND ORDER

GEORGE B. HARRIS, Chief Judge.

This suit involves the validity and alleged infringement of U. S. Patent No. 3,137,209, a device for making topographical models. It is a combination patent involving some 14 separate claims, four of which are being sued upon by the plaintiff, those claims being Nos. 4, 5, 11 and 14. The plaintiff also charges the defendants, in a separate cause of action, with appropriation of a trade secret.

The defendants have denied infringement and challenged the validity of the patent on the grounds of prior art and obviousness, faulty inventorship, prior public use and failure of the plaintiff to comply with formal statutory requirements. Misuse is also asserted as a defense to the patent infringement claim. Defendants have filed two counterclaims. The first is for declaratory judgment that the patent sued upon is invalid, to include all 14 claims, and the second charges the plaintiff with unfair competition.

REGARDING THE ALLEGED INFRINGEMENT, WITH PARTICULAR REFERENCE TO CLAIMS 4, 5, 11 and 14:

These four claims, of the 14 encompassed by the patent, are the only ones to which the infringement suit is directed and the only ones about which plaintiff has presented evidence. It follows then that the remaining specifications are not in issue as to the infringement suit.

Mindful of the advice of the United States Supreme Court that usually the better practice is to inquire fully into the validity of a patent, Sinclair & Carroll Co. v. Interchemical Corp., 325 U.S. 327, 330, 65 S.Ct. 1143, 89 L.Ed. 1644 (1944), this court concludes that the circumstances and factual background of the case dictate a disposition on the ground of non-infringement without deciding the question of validity of the patent.

The above statement in Sinclair in the words of Judge Learned Hand “was certainly not put in the form of a peremptory direction, but rather of a cautionary admonition, to be followed when that is the more convenient course * * *.

There are good reasons for allowing some latitude of choice. A decision resting upon non-infringement is generally much more secure than one on invalidity, * * *. That issue is as fugitive, impalpable, wayward, and vague a phantom as exists in the whole paraphernalia of legal concepts. * * * A declaration of invalidity may therefore prove an ignis fatuus, as fictitious a security to those who wish to infringe the claim, as a declaration of validity may be a fictitious menace.” Harries v. Air King Products Co., 183 F.2d 158, 162, 163 (2nd Cir. 1950). See also, Electrical Fittings Corp. v. Thomas & Betts Co., 307 U.S. 241, 59 S.Ct. 860, 83 L.Ed. 1263 (1938); Altvater v. Freeman, 319 U.S. 359, 63 S.Ct. 1115, 87 L.Ed. 1450 (1942); Cover v. Schwartz, 133 F.2d 541 (2nd Cir. 1943); Lockwood v. Langendorf, 324 F.2d 82, 91 (9th Cir. 1963).

Claims 4 and 5 define in substance the frame used to support the material, a table adapted to support a reverse print of a topographical map, and a free moving tool carrier with an electric motor mounted thereon. These claims were at first rejected in the patent office because of the Shaver patent, but were amended to incorporate the use of a reverse print as a distinguishing feature. Based upon this amendment, the claims were approved.

Defendants do not employ such a reverse print. Instead, they use a light table and a rightside print. However, it is plaintiff’s contention that the accused machine functions on the print in exactly the same way plaintiff’s machine functions on a reverse print, that is, either the same result is achieved by a different means, or both processes are the same or substantially the equivalent [316]*316of each other. Both procedures, in effect, are adopted to support a reverse print.

This was not the argument made to the patent office. There, plaintiff urged that the use of a reverse print distinguished its device from the Shaver reference. “If a man skilled in the art did not conceive of applicants’ method of using a reverse print, he would have to conceive of some other unobvious modification of Shaver, such as making the table 14 and map 10 transparent, in order to permit the Woody structure to be used in the Shaver apparatus.” Defs’. Exh. 2, pp. 61, 62, 63 of the file wrapper.

Plaintiff therefore takes inconsistent positions. To the patent office, it was claimed that the use of a reverse print was critical; to the court, it is suggested that the use of a reverse print is either not essential or that it should be given a broad construction. “ * * * a party cannot take inconsistent positions concerning the same subject matter in different transactions. Hence, a patentee cannot argue a narrow construction of his claims when speaking to the Patent Office and then argue a broad construction to ensnare an infringer * * *. A claim, having been narrowed in order to obtain allowance thereof by distinguishing it from a prior patent cited by the Patent Office, cannot be broadened in an infringement suit to make the claim read on a structure identical with that of such prior patent.” Deller’s Walker on Patent, Volume 4, § 234.

The Ninth Circuit in Lockwood v. Langendorf, 9 Cir., 324 F.2d 82, 88 (1963), supports this position: “Also where, as in this case, an applicant has been required to narrow his claim in order to distinguish it, any contention of the applicant that such claim is not essential or that it is infringed by an equivalent in the accused article, should be considered with care and subjected to a narrow rather than a liberal construction.”

Claim 11 is directed solely at the definition of vertical adjustment in the router assembly. It is limited to an internally threaded sleeve and an electric motor threadedly received in said sleeve. Defendants do not however use this exact method. Rather, they employ a rack and pinion to accomplish a vertical sliding motion. In order then to establish infringement, this claim must be given the benefit of the doctrine of equivalents. In a combination patent such as this, every element of the claim or its functional equivalent must be found in the accused device. Q-Tips v. Johnson & Johnson, 207 F.2d 509 (3rd Cir. 1953).

In this regard it should be noted that plaintiff has never incorporated the principle of vertical adjustment in the router assembly in a working model. The existence of plaintiff’s device does not extend beyond a paper sketch. It is no more than a paper patent, and its claims should be given the most meager range of equivalents. Richard Irvin & Co., Inc. v. Westinghouse Air Brake Co., et al., 121 F.2d 429 (2nd Circuit 1941). A paper patent must be strictly construed. Modern Prod. Supply Co. v. Drachenberg, 152 F.2d 203 (6th Cir. 1945) cert. den. 327 U.S. 806, 66 S.Ct. 964, 90 L.Ed. 1030 (1946).

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264 F. Supp. 312, 152 U.S.P.Q. (BNA) 724, 1967 U.S. Dist. LEXIS 11365, Counsel Stack Legal Research, https://law.counselstack.com/opinion/architectural-models-inc-v-neklason-cand-1967.