Aragon v. Vander Dussen

District Court, D. New Mexico·Decided December 12, 2023·No. 2:23-cv-00674·Unknown

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW MEXICO

PAUL ARAGON,

Plaintiff,

v. Case 2:23-cv-00674-MIS-KRS JANEMARIE VANDER DUSSEN, CURRY COUNTY, and ADMINISTRATIVE OFFICE OF THE COURTS,

Defendants.

ORDER DISMISSING CASE

THIS MATTER is before the Court on Plaintiff Paul Aragon’s Response to the Court’s Order to Show Cause, ECF No. 33, and Defendant Janemarie Vander Dussen’s Reply thereto, ECF No. 35. Upon due consideration of the Parties’ submissions, the record, and the relevant law, the Court will DISMISS the claims against Judge Vander Dussen and close the case. I. Background1 On January 19, 2021, Plaintiff pled guilty to a misdemeanor charge before Defendant Janemarie Vander Dussen, who is the Division One Magistrate Court Judge of Curry County, New Mexico. ECF No. 10 ¶¶ 2, 7. Judge Vander Dussen sentenced Plaintiff to 364 days of supervised probation, beginning January 19, 2021. Id. ¶ 8.

1 The Court accepts the truth of all well-pleaded factual allegations in Plaintiff’s Amended Complaint and draws all reasonable inferences in Plaintiff’s favor. Plaintiff apparently violated the terms of his probation, and on May 28, 2021, the court issued a bench warrant for Plaintiff’s arrest. Id. ¶ 9. On October 28, 2022, the warrant was served on Plaintiff, and he was held without bond. Id. ¶ 10. Prior to the probation violation hearing, Plaintiff’s attorney and Plaintiff’s probation officer reached an agreement that Plaintiff would be unsatisfactorily discharged from probation and released from custody. Id. ¶ 12. At the November 15, 2022, probation violation hearing, Judge Vander Dussen “refused to honor this agreement and did not discharge” Plaintiff. Id. ¶ 13. Judge

Vander Dussen “took no testimony on the probation violations, and heard no facts necessary to establish Petitioner’s absconder status – i.e. facts regarding the issuance of a warrant or any attempts to serve such warrant.” Id. ¶ 14. Ultimately, Judge Vander Dussen sentenced Plaintiff to an additional 26 days of incarceration, but later modified it to 21 days. Id. ¶ 15. Plaintiff was released on December 6, 2022. Id. On September 5, 2023, Plaintiff filed the operative First Amended Complaint against Judge Vander Dussen, the Board of County Commissioners of the County of Curry (“the County”), and the Administrative Office of the Court (“AOC”). ECF No. 10. Count One asserts a claim against Judge Vander Dussen for false imprisonment. Id. ¶¶ 16-20. Count Two alleges that Judge Vander Dussen incarcerated Plaintiff without due process in violation of the Fifth and Fourteenth

Amendments to the U.S. Constitution, and Article II, Section 18 of the New Mexico Constitution, and that the County and the AOC are subject to supervisory liability for those violations. Id. ¶¶ 21-24. Count Three alleges a claim for “Respondeat Superior” against the County and the AOC. Id. ¶¶ 25-28. On September 19, 2023, the County and the AOC filed separate Motions to Dismiss pursuant to Rule 12(b)(6). ECF Nos. 13, 14. The same date, Judge Vander Dussen filed an Answer which raises the affirmative defenses of absolute judicial immunity and sovereign immunity. ECF No. 15 ¶¶ 16-17. Judge Vander Dussen also filed a Motion for Judgment on the Pleadings. ECF No. 16. On September 26, 2023, the Court issued an Order denying without prejudice Judge Vander Dussen’s Motion for Judgment on the Pleadings, finding that because the County and the AOC had not yet filed an Answer to the Amended Complaint, the pleadings were not closed for purposes of Rule 12(c), and therefore the Motion for Judgment on the Pleadings was premature. ECF No. 24.

On November 8, 2023, the Court issued an Order granting the County’s Motion to Dismiss, granting the AOC’s Motion to Dismiss, and ordering Plaintiff to show cause why the claims against Judge Vander Dussen should not be dismissed. ECF No. 32. The Court’s Order made two findings relevant here. First, the Court found that the State of New Mexico has not waived Judge Vander Dussen’s sovereign immunity, and therefore the Court lacks subject matter jurisdiction over Count Two to the extent it alleges a violation of the New Mexico Constitution against the County and the AOC. Id. at 13-14. Specifically, the Court rejected Plaintiff’s argument that Judge Vander Dussen is a “law enforcement officer” for purposes of the waiver of immunity in N.M. Stat. Ann. § 41-4-12. Id. The Court further found that even if Judge Vander Dussen is a law enforcement officer for

purposes of Section 41-4-12, the Amended Complaint does not allege that Plaintiff suffered “personal injury, bodily injury, wrongful death or property damage” as a result of the alleged false imprisonment. Id. at 14. Because no specific waiver of immunity applies, the Court dismissed Count Two as to the County and AOC for lack of subject matter jurisdiction. Id. at 14-15. In a footnote, the Court stated: Of course, because Judge Vander Dussen is herself entitled to immunity, Count Two is subject to dismissal to the extent it alleges a claim under the New Mexico Constitution against her. However, because Judge Vander Dussen has not moved to dismiss Count Two (instead opting to wait to move for judgment on the pleadings), the Court does not currently reach that conclusion on the merits.

Id. at 14 n.6. Second, the Court found that Count Three fails to state a claim for respondeat superior liability against the County and the AOC because, inter alia, Judge Vander Dussen is entitled to sovereign immunity and absolute judicial immunity.2 Id. at 16-19. The Court concluded that “because there is no underlying tort liability, there is no respondeat superior liability.” Id. at 19 (citing Lymon v. Aramark Corp., 728 F. Supp. 2d 1222, 1271 (D.N.M. 2010)). Consequently, the Court dismissed Count Two as to the County and the AOC, dismissed Count Three in toto, and provided Plaintiff ten days to show cause “why the remaining claims against Judge Vander Dussen should not be dismissed for the reasons identified in this Order, and particularly on grounds of sovereign immunity and/or absolute judicial immunity.” Id. at 20. On November 20, 2023, Plaintiff filed his Response to the Court’s Order to Show Cause. ECF No. 33. On December 4, 2023, Judge Vander Dussen filed a Reply thereto. ECF No. 35. II. Legal Standards A. Rule 12(b)(1) “The defense of sovereign immunity is jurisdictional in nature, depriving courts of subject- matter jurisdiction where applicable.” Normandy Apartments, Ltd. v. U.S. Dep’t of Hous. & Urban Dev., 554 F.3d 1290, 1295 (10th Cir. 2009). Therefore, the Court considers the sovereign immunity argument under Rule 12(b)(1). See Ruiz v. McDonnell, 299 F.3d 1173, 1180–82 (10th

2 The Court further found that the Amended Complaint fails to plausibly allege that the County or the AOC had immediate supervisory responsibilities over Judge Vander Dussen. Cir. 2002) (analyzing whether defendant was entitled to sovereign immunity under Rule 12(b)(1), but analyzing whether defendant constituted a “person” within the meaning of § 1983 under Rule 12(b)(6)); Davis v. California, No. 17-2125-JAR-JPO, 2017 WL 4758928, at *1 (D. Kan. Oct. 20, 2017) (construing Rule 12(b)(6) motion seeking dismissal based on sovereign immunity as a Rule 12(b)(1) motion); Hibben v. Okla. ex rel. Dep’t of Veterans Affs., No. 16-cv-111-TLW, 2017 WL 1239146, at *4 (N.D. Okla. Mar. 31, 2017) (explaining that although defendants cited Rule 12(b)(6) in their motion, sovereign immunity is a “jurisdictional bar,” and plaintiff’s claim “should

be dismissed regardless of whether it is based on Rule 12(b)(1) or Rule 12(b)(6)”).

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