A.R. Peter Lafond v. General Physics Services Corporation

50 F.3d 165, 1995 U.S. App. LEXIS 5751, 1995 WL 116524
CourtCourt of Appeals for the Second Circuit
DecidedMarch 17, 1995
Docket228, Docket 94-7222
StatusPublished
Cited by178 cases

This text of 50 F.3d 165 (A.R. Peter Lafond v. General Physics Services Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
A.R. Peter Lafond v. General Physics Services Corporation, 50 F.3d 165, 1995 U.S. App. LEXIS 5751, 1995 WL 116524 (2d Cir. 1995).

Opinion

PIERCE, Senior Circuit Judge:

Plaintiff A.R. Peter LaFond appeals from a judgment entered on February 17, 1994 in the United States District Court for the District of Connecticut (Alfred V. Covello, Judge), granting summary judgment in favor of defendant General Physics Services Corporation (“General Physics”). LaFond brought this action under Conn.Gen.Stat. § 31-51m, Connecticut’s whistleblower protection statute, alleging that he was wrongfully terminated from his employment at General Physics for reporting suspected violations of federal law to state and federal agencies. Section 31-51m provides in pertinent part:

(b) No employer shall discharge ... any employee because the employee ... reports, verbally or in writing, a violation or a suspected violation of any state or federal law or regulation ... to a public body.... The provisions of this subsection shall not be applicable when the employee knows that such report is false.

The district court, applying the analytical framework set forth in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973), granted summary judgment in favor of General Physics on the grounds that: (1) LaFond failed to make out a prima facie case of retaliatory discharge under § 31-51m(b); (2) assuming, arguendo, a prima facie case was made out, General Physics articulated a legitimate, non-retaliatory reason for LaFond’s discharge; and (3) LaFond failed to establish that General Physics’ stated reason for discharging him was a pretext concealing a retaliatory motive. Alternatively, the court found that LaFond was not entitled to whistleblower protection because § 31-51m(b) imposes a requirement *168 of good faith, which it concluded LaFond lacked. On appeal, LaFond argues that summary judgment was inappropriate because, first, the court did not evaluate the evidence in accordance with the proper standards for deciding summary judgment motions because the court made findings of fact and drew inferences from the evidence in favor of the moving party, rather than determining whether genuine issues of material fact had been raised; second, the court erred in applying the analytical framework set forth in McDonnell Douglas instead of the standards enunciated in Price Waterhouse v. Hopkins, 490 U.S. 228, 109 S.Ct. 1775, 104 L.Ed.2d 268 (1989), since there was direct evidence of a retaliatory motive; and third, the court erred by imposing a requirement of good faith under § 31-51m(b). For the reasons below, we conclude that summary judgment was improperly granted, and we vacate the judgment and remand for further proceedings.

BACKGROUND

General Physics is a consulting firm that provides training, engineering and technical support services to clients in industry and the federal government, primarily federal agencies involved in defense. LaFond was discharged from his position as a program manager at General Physics’ Groton, Connecticut facility effective April 30, 1992. 1 The events precipitating his discharge are as follows.

On March 17,1992, the president of General Physics, David L. Thames, received an anonymous letter dated March 6, 1992, in which several allegations of improper conduct were made against a department head at General Physics’ Groton facility, Robert F. Urso. 2 The letter, which LaFond later admitted was sent by him, purported to be from “a group of concerned employees” who wished to inform Thames of “illegal, immoral, and unethical activities” allegedly engaged in by Urso. It characterized Urso as “a thief, a lier [sic],- a cheat, and a man who commits crimes,” and levelled several specific claims of wrongdoing and criminal misconduct against him, including charges of theft of government documents, theft of personal correspondence, a security violation, equal employment opportunity and company policy violations, sexual harassment, conflict of interest, and illegal contract charges. The names of several present and former employees were listed as having personal knowledge of the allegations. The letter also stated that if Urso was removed from his position or a similar action was taken against him within twenty-four hours, the authors would drop the matter entirely. It further threatened that if action was not taken, the authors would report Urso’s alleged improprieties to a number of government authorities and valued clients that were listed in the letter. 3

Thames took no action against Urso within twenty-four hours, and assumed that by not doing so, the authors had sent copies of the letter to the stated government authorities. Thames immediately launched an investigation into the claims to determine if there was any validity to the charges of wrongdoing by Urso. On March 19,1992, Thames and Dennis R. Bunty, a vice-president at General Physics, met with Urso, who denied the charges. Thames then directed Bunty to meet with several current employees who were identified in the letter to determine if they could provide support for any of the claims.

On March 20,1992, Bunty interviewed several current employees, including LaFond. He instructed each employee to complete a questionnaire that asked whether the employee knew anything concerning any of the *169 allegations set forth in the letter. LaFond answered “no” to each question, and provided no supporting evidence in support of any of the claims against Urso. The other employees answered “no” to virtually every question, with the exception of a few positive responses concerning alleged sexual harassment by another employee not mentioned in the letter; and two positive responses by employees Cheryl Galloway and Rocky Stone regarding a request to shred a secret document made by either Urso or by an ex-employee mentioned in the letter, Bob Rose. LaFond’s allegation regarding a security violation concerned this “secret” document.

On March 23,1992, after speaking with his attorney, LaFond mailed copies of the letter to the Naval Underwater Systems Center (“NUSC”) and the Connecticut Department of Labor (“CDOL”), at least in part for the purpose of obtaining whistleblower status. 4 On March 24, 1992, LaFond informed Bunty that he was the sole author of the letter and had mailed copies to the NUSC and CDOL. Thames and Bunty then met with LaFond to discuss the charges. LaFond proceeded to iterate several of the facts upon which he premised his claims and the names of several present and former employees whom he alleged had knowledge of the events. He also stated that he possessed a document that had been faxed to him by Urso directing him to destroy a secret document; he refused, however, to hand it over.

Interviews were subsequently scheduled with several current employees whom La-Fond had indicated would corroborate some of his allegations. Each employee was presented with verbatim excerpts of the claims contained in the letter.

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50 F.3d 165, 1995 U.S. App. LEXIS 5751, 1995 WL 116524, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ar-peter-lafond-v-general-physics-services-corporation-ca2-1995.