Application of Frederick K. Kirchner

305 F.2d 897, 49 C.C.P.A. 1234
CourtCourt of Customs and Patent Appeals
DecidedJuly 25, 1962
DocketPatent Appeal 6794
StatusPublished
Cited by16 cases

This text of 305 F.2d 897 (Application of Frederick K. Kirchner) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Application of Frederick K. Kirchner, 305 F.2d 897, 49 C.C.P.A. 1234 (ccpa 1962).

Opinions

RICH, Judge.

This appeal is from the affirmance of the rejection of claims 1, 5, 7, 9 and 13 of appellant’s patent application Ser. No. 581,356, filed April 30, 1956, for chemical compounds of the class N,N'Bis (di-lower-alkylamino-lower-alkyl) diearboxylic acid amides. Certain claims have been allowed. The appealed claims all describe compounds per se, with no reference to their use. It is unnecessary to consider either the technical details of the compounds or the differences between the claims, which all stand or fall together according to the decision of a question of law.

There is a reference1 which describes one compound falling within all of the appealed claims which appellant admits is a statutory bar to the granting of a patent on the above claims, having been published more than a year before the filing date of the application at bar, unless that application is entitled, as to the appealed claims, to the filing date of a parent application, of which it is stated to be a continuation-in-part, application Ser. No. 369,836, filed June 10, 1953, a date earlier than that of the reference. That application was allowed to become abandoned.

Appellant’s claim of right to rely on the parent application filing date, and thus dispose of the sole reference relied on,2 is made under 35 U.S.C. § 120 which reads, in pertinent part:

“An application for patent for cm invention disclosed in the manner provided by the first paragraph of [899]*899section 112 of this title in an application previously filed in the United States by the same inventor shall have the same effect, as to such invention, as though filed on the date of the prior application * * [Emphasis ours.]

The argument here centers on the italicized words, there being no issue as to compliance with the omitted portion of the statute.

The first paragraph of section 112 reads:

“The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention.” [Emphasis ours.]

Comparing these two statutory provisions, it seems evident that appellant is entitled to the filing date of the parent application if the parent describes the invention defined by the appealed claims “in the manner provided by the first paragraph of section 112,” above quoted.

The debate in this case has nothing to do with the description of the compounds themselves or the manner of making them. It has to do only with the recitations in the parent and the present applications which pertain to the utility of the compounds. All other matters have been eliminated from the case by admissions that the application at bar is properly designated a continuation-in-part application and, to quote the brief for the Patent Office, “that the compounds defined by the appealed claims are identified by name, structure and method of making in the parent application.”

It has never been questioned in this case, so far as we are aware, that the claimed compounds are actually “useful” within the meaning of 35 U.S.C. § 101. Nor was any question raised as to either application being deficient in not pointing out or indicating a utility sufficient to comply with that section. In fact, if the sole reference is disposed of as a statutory bar, then the Patent Office is in the position of not now presenting any objection whatsoever to patentability of the claimed compounds on the application before us. As an indication of this position, one of the principal points in the board’s opinion is that if the statement of utility which it found in the parent case had been “carried over” into the application at bar, then “there would have been basis for reversing the rejection of the appealed claims.” The clear implication of that statement is that the statement of utility in the parent case was an adequate statement there, and would have been an adequate statement in the continuation-in-part application but for an allegedly inconsistent statement therein.

Let us then work back through the situation to see whether appellant appears on the face of things to have a statutory right to rely on the filing date of the parent application. The statement of utility in the parent case was an adequate statement to show utility of the corn-compounds claimed. This would show compliance with the requirement of 35 U.S.C. § 101 that the invention be useful, which is the only statutory requirement mentioned by the board. It would also show compliance with In re Bremner et al., 37 CCPA 1032, 182 F.2d 216, a decision relied on by the Patent Office for the proposition that an application must include an indication of intended use. The Patent Office admits that the parent case disclosure sufficiently describes how to make the compounds and also that it [900]*900sufficiently describes the compounds themselves. It has raised no question about disclosure of how to use. Now, if it be that the compounds are “the invention,” then it would seem that the invention is one which was “disclosed in the manner provided by the first paragraph of section 112” in the parent application, and that section 120 has been literally complied with, giving appellant the right to rely on the filing date of the parent application.

It is elementary patent law that one looks to the claims to find out what “the invention” is. As we stated at the beginning, all of the appealed claims define compounds per se. They make no mention of use and are in standard chemical terminology and of varying scope. As an example, we quote the shortest one:

“13. NjN'-Bis (2-diethylamino-ethyl) oxamide bis (2-methoxyben-zohalide).”

That compound is the invention defined by that claim. Claim 15 of the parent application was identical. There is no contention that the supporting disclosure of the parent case for it, and for the other appealed claims, did not comply in every respect with section 112, including the disclosure of utility. Nor has the Patent Office contended that the claimed compounds do not have the utility stated for them in the parent application.

On this state of facts there appears to have been full compliance with the requirements of section 120, and of section 112 incorporated therein by reference, and appellant appears to be entitled, by virtue of the statute, to the filing date of the parent application which overcomes the Arnold et al. reference. In the light of what is hereinafter stated, that is our decision.

We shall now examine the arguments of the board and of the solicitor as to why this should not be so and explain why we believe they are untenable.

The Disclosures of “Utility”

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Bluebook (online)
305 F.2d 897, 49 C.C.P.A. 1234, Counsel Stack Legal Research, https://law.counselstack.com/opinion/application-of-frederick-k-kirchner-ccpa-1962.