Applicability of Executive Order No. 12674 to Personnel of Regional Fishery Management Councils

CourtDepartment of Justice Office of Legal Counsel
DecidedDecember 9, 1993
StatusPublished

This text of Applicability of Executive Order No. 12674 to Personnel of Regional Fishery Management Councils (Applicability of Executive Order No. 12674 to Personnel of Regional Fishery Management Councils) is published on Counsel Stack Legal Research, covering Department of Justice Office of Legal Counsel primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Applicability of Executive Order No. 12674 to Personnel of Regional Fishery Management Councils, (olc 1993).

Opinion

Applicability o f Executive Order No. 12674 to Personnel of Regional Fishery Management Councils

The ap p ointed m em bers o f Regional Fishery M anagem ent C ouncils established under the M agnuson Fishery C onservation and M anagem ent A ct and other personnel of those C ouncils are not executive branch em ployees for purposes of E xecutive O rder No. 12674 and its im plem enting regulations, and thus are not subject to that Order.

D ecem ber 9, 1993

M e m o r a n d u m O p in io n f o r t h e G e n e r a l C o u n s e l D epa rtm en t o f C o m m er c e

This memorandum responds to your request1 for our opinion whether Executive Order No. 12674, 3 C.F.R. 215 (1990) (“Order”), and the regulations implement­ ing it apply to officials of the Regional Fishery Management Councils (“Councils”) established under the Magnuson Fishery Conservation and Management Act, 16 U.S.C. §§ 1801-1882 (“Magnuson Act” or “FCMA”).2 The officials in question are the Council members appointed by the Secretary of Commerce (“Secretary”) and the Councils’ executive directors and administrative employees. We conclude that, under the unusual statutory scheme of the Magnuson Act, appointed Council members and the other Council personnel under consideration are not executive branch “employees” subject to the Order.

I.

The Magnuson Act created eight Councils from regional groupings of coastal States and gave them certain authority concerning ocean fisheries to the seaward of their member States. See 16 U.S.C. § 1852(a). The Secretary appoints a majority of the voting membership for three-year terms. Id. § 1852(a)-(b). The remaining members, voting and nonvoting, are State and Federal officials who serve ex offi­ cio. Id § 1852(b)-(c).3 The appointed Council members may be removed by the Secretary only “for cause . . . if the Council concerned first recommends removal

1 S e e L etter fo r T im o th y E. Flanigan, A ssistan t A ttorney G eneral, O ffice o f Legal C ounsel, D epartm ent of Ju stic e , from D epartm ent o f C om m erce (Ju ly 17, 1992) (“C om m erce L etter’ ). 2 T he O rd e r w as am en d ed by Exec O rd e r No. 12731, 3 C F.R 306 (1991), in respects not pertinent to this discu ssio n . T h e O ffice o f G overnm ent E th ic s ’ regulations im plem enting the O rder took effect on F ebru­ ary 3, 1993. S ee 57 Fed. Reg. 35,006 (1 9 9 2 ) (to be co d ified at 5 C .F R. pt. 2635). 1 T he Pacific C ouncil also h a s one n o n v o tin g m em ber appointed by, and serving at the pleasure of, the G o v ern o r o f A laska 16 U S.C. § 1852(c)(2). W e understand from discussions w ith your staff that the term “ m em b ers," as used in the C om m erce L etter, is lim ited to m em b ers of a C ouncil appointed by the Secretary. C o n seq u en tly , w e have focused our analysis on this category. W e use the term “appointed” C ouncil m em ­ bers to d istin g u ish such m em b ers from th o se w h o serve ex officio'.

150 A pplica b ility o f Executive O rder N o 12674 to P ersonnel o f R egional F ishery M anagem ent C ouncils

by not less than two-thirds of the members who are voting members.” Id. § 1852(b)(5). Each Council has the authority to appoint an executive director and such other administrative employees as the Secretary deems necessary. Id. § 1852(f)(1)- The Secretary pays appointed Council members “the daily rate for GS-16 of the Gen­ eral Schedule, when [such member is] engaged in the actual performance of duties for [a] Council.” Id. § 1852(d).4 The Secretary also pays “appropriate compensa­ tion” to the executive director and administrative employees. Id. § 1852(0(7). The Administrator of General Services furnishes the Councils with such offices and office supplies as any agency would receive. Id. § 1852(f)(4). The Councils advise the Secretary in formulating fishery management plans within their respective geographical areas. Id. § 1852(h). The management plans must conform to national standards, id. § 1851, with respect to which the Secretary has promulgated implementing guidelines. See 50 C.F.R. pt. 602 (1993). The Councils generally are required to open their proceedings to the public and must hold hearings to consider comments from interested persons during the develop­ ment of management plans. 16 U.S.C. § 1852(h)(3). After a management plan is prepared by a Council, it is submitted to the Secretary, who reviews it and either approves, disapproves, or partially disapproves it. Id. § 1854(a), (b). If a Council fails to develop and submit a management plan, or fails to change a plan that the Secretary has partially or completely disapproved, the Secretary may prepare a management plan for that region. Id. § 1854(c). However, “the Secretary may not include in any fishery management plan, or any amendment to any such plan, pre­ pared by him, a provision establishing a limited access system [with respect to a fishery] . . . unless such system is first approved by a majority of the voting mem­ bers, present and voting, of each appropriate Council.” Id. § 1854(c)(3). After a management plan has been prepared or approved by the Secretary, the Secretary promulgates implementing regulations. Id. § 1855(a). The Secretary is responsi­ ble for the enforcement of the FCMA and implementing regulations. See id. §§ 1858,1861. In the words of the FCMA’s principal sponsor, Senator Warren G. Magnuson, the Councils

are unique among institutions that manage natural resources. They are neither state nor federal in character, although they possess qualities of each. Their powers are derived from the constitutional authority of the federal government, yet the Councils are self­ determinant in their own affairs. Enforcement and administration of the Councils’ plans and regulations are carried out by the responsi­ ble federal agencies.

4 The G S-16 level in the G eneral Schedule no longer exists See Exec. O rder N o 12786, 3 C F R 376, 378 (1992).

151 Opinions o f th e O ffice o f L egal Counsel

* * *

Although the Councils are to be relatively independent, each Coun­ cil must operate within the uniform standards promulgated by the Secretary of Commerce that govern the administration of the Act. The principal function of the Councils is to formulate fishery man­ agement plans upon which management and conservation regula­ tions are to be based.

Warren G. Magnuson, The Fishery Conservation and Management Act o f 1976: First Step Toward Improved Management o f Marine Fisheries, 52 Wash. L. Rev. 427,436-37 (1977).

II.

The Order’s preamble recites that it is intended to set forth “standards of ethical conduct for all executive branch employees.”5 The term “employee” is defined only as follows: “any officer or employee of an agency, including a special Gov­ ernment employee.” Id. § 503(b).6 An “agency” means any “executive department . . ., Government corporation . . ., or an independent establishment in the executive branch,” as those terms are defined in 5 U.S.C. §§ 101, 103, and 104. Id. § 503(c).

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