Andrews v. Cervantes

CourtCourt of Appeals for the Ninth Circuit
DecidedJune 25, 2007
Docket04-17459
StatusPublished

This text of Andrews v. Cervantes (Andrews v. Cervantes) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Andrews v. Cervantes, (9th Cir. 2007).

Opinion

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

ANTOLIN ANDREWS,  Plaintiff-Appellant, v. SANTOS CERVANTES, Appeals Coordinator; TOM L. CAREY, Warden; JAMES E. TILTON,* No. 04-17459 Director of the California Department of Corrections and  D.C. No. CV-03-01218-WBS Rehabilitation; TREVINO, Sergeant; H. KOSHER, Librarian; THERESA OPINION RICE, Supervisor of Adult Instruction; M. VALDEZ, Correctional Officer at CSP Solano; MILLS, Correctional Officer at CSP Solano, Defendants-Appellees.  Appeal from the United States District Court for the Eastern District of California William B. Shubb, Chief District Judge, Presiding Argued and Submitted December 8, 2006—San Francisco, California

Filed June 26, 2007

Before: Dorothy W. Nelson, Robert E. Cowen,** and Marsha S. Berzon, Circuit Judges. *James E. Tilton is substituted for his predecessor, Ed Alameida, as Director of the California Department of Corrections and Rehabilitation. Fed R. App. P. 43(c)(2). **The Honorable Robert E. Cowen, Senior United States Circuit Judge for the Third Circuit, sitting by designation.

7621 7622 ANDREWS v. CERVANTES Opinion by Judge Berzon ANDREWS v. CERVANTES 7625

COUNSEL

Paul T. Friedman, Morrison & Foerster, LLP, San Francisco, California, and Melissa Ann Jones, Morrison & Foerster, LLP, Sacramento, California, for the plaintiff-appellant.

Megan R. O’Carroll, Deputy Attorney General, Sacramento, California, for defendant-appellee James E. Tilton.

OPINION

BERZON, Circuit Judge:

Antolin Andrews is a prisoner who has filed several dozen lawsuits in federal court during his confinement. Although he has become as adept as the best attorney at accessing the courthouse clerk’s office, his success rate on the merits of his cases is much less enviable. And therein lies Andrews’s prob- lem.

Since the 1996 passage of the Prison Litigation Reform Act (“PLRA”), an inmate like Andrews who has filed numerous unsuccessful lawsuits can become ineligible to file additional lawsuits in federal court without paying the ordinary $350 fee upon filing, even if the inmate is indigent. The PLRA pro- vides for such a limitation on filing suit through its rule, nick- 7626 ANDREWS v. CERVANTES named the “three-strikes rule,” making in forma pauperis (“IFP”) status unavailable to prisoners who have “on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a claim upon which relief may be granted.” 28 U.S.C. § 1915(g); see also Andrews v. King, 398 F.3d 1113, 1116 n.1 (9th Cir. 2005) (noting the “three strikes” terminology). When Andrews filed the lawsuit underlying this appeal, the district court found that the three-strikes rule applied to Andrews, refused Andrews’s request to proceed IFP, and ordered the case closed.

There is, however, an exception to the PLRA’s three-strikes rule, allowing for filing without prepaying the $350 fee when “the prisoner is under imminent danger of serious physical injury.” 28 U.S.C. § 1915(g). Andrews’s complaint alleged a cause of action under 42 U.S.C. § 1983 for cruel and unusual punishment premised on the danger of contracting various communicable diseases. The California Department of Cor- rections and Rehabilitation (“DCR”), Andrews alleged, had an ongoing policy of not screening inmates for such diseases and instead housing contagious inmates with others without regard to the risk they pose.

We hold that the district court should have allowed Andrews’s lawsuit to proceed IFP because he sufficiently alleged an “imminent danger of serious physical injury.” Our holding is quite narrow: We hold only that the district court should have accepted Andrews’s lawsuit without demanding an upfront $350 payment based on the allegations appearing on the face of the complaint. We express no opinion on the proper treatment of the complaint once it is docketed — and quite properly so, because the three-strikes rule is a screening device that does not judge the merits of prisoners’ lawsuits. ANDREWS v. CERVANTES 7627 I.

On June 6, 2003, Andrews filed the pro se complaint under- lying this appeal. At that time he was incarcerated at the Cali- fornia State Prison, Solano (“Solano”).

As Claims One and Two of the complaint, Andrews alleged that the threat he faced from contagious diseases at Solano violated the Eighth Amendment prohibition against cruel and unusual punishment. Specifically, his complaint asserted that DCR “has no policy in place to screen . . . inmates for conta- gious diseases upon the reception of . . . inmates into the prison system.” This meant, Andrews went on to allege, that during his time at Solano he had been “placed in close prox- imity with inmates that the institution knew or should have known would or could infect me with disease.” Andrews detailed that during the previous six months, he had been housed with five inmates with contagious diseases — two infected with HIV/AIDS, two infected with Hepatitis C, and one infected with Heliobacter pylori. He noted that “[c]urrently, there is an epidemic of hepatitis C at CSP Solano yet there are no steps taken to prevent further spread of the disease.” And he alleged that prison officials failed to act after he raised these health concerns.

The complaint recounted in detail the reason why these contagious inmates posed a danger: The very close quarters in prison cells, the communal toilets, and the fact that inmates, even without permission, use their cellmates’ personal hygiene items, including toothbrushes and razors, mean that “it is quite possible,” according to Andrews, that communica- ble diseases can be transferred to non-infected inmates if inmates with communicable diseases are not segregated. Andrews also alleged that Solano’s staff doctor had confirmed these means of transmission. In support of his assertions Andrews noted that he had contracted tuberculosis while incarcerated in another California prison in 1987 and likely had contracted some disease while in Solano that caused pain- 7628 ANDREWS v. CERVANTES ful lumps to develop on his thighs. Based on his ongoing proximity to diseased inmates and the possibility of transmis- sion between cellmates, Andrews alleged that “I have been subjected to harm in the past and I will be subjected to harm in the future.” Andrews asked for injunctive relief requiring DCR “to test every inmate currently in the Department for contagious diseases and to house and treat each inmate for the infections that they are found to have appropriately” or, alter- natively, requiring that Andrews be placed in a single-inmate cell.

Andrews’s complaint also contained five causes of action not related to infectious diseases. These alleged causes of action raised various due process, equal protection, and First Amendment challenges to the operation of Solano’s grievance system and to its practices for assigning employment to inmates.

When he filed his complaint Andrews sought leave to pro- ceed IFP. A magistrate judge found that Andrews had filed while incarcerated three lawsuits later dismissed for failing to state a claim, and that the PLRA’s three-strikes rule barred Andrews from proceeding IFP unless he was “under imminent danger of serious physical injury.” The magistrate judge granted Andrews leave to make such a showing.

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Andrews v. Cervantes, Counsel Stack Legal Research, https://law.counselstack.com/opinion/andrews-v-cervantes-ca9-2007.