Andrew Mullin v. Brown Chapa Fields Linden

CourtCourt of Appeals of Arizona
DecidedJune 30, 2005
Docket2 CA-CV 2003-0189
StatusPublished

This text of Andrew Mullin v. Brown Chapa Fields Linden (Andrew Mullin v. Brown Chapa Fields Linden) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Andrew Mullin v. Brown Chapa Fields Linden, (Ark. Ct. App. 2005).

Opinion

FILED BY CLERK IN THE COURT OF APPEALS JUN 30 2005 STATE OF ARIZONA COURT OF APPEALS DIVISION TWO DIVISION TWO

ANDREW MULLIN, a married man in ) his separate capacity, ) ) 2 CA-CV 2003-0189 Plaintiff/Appellee, ) DEPARTMENT B ) v. ) OPINION ) BRADFORD T. BROWN, ARTHUR A. ) CHAPA, RICHARD S. FIELDS, and ) EDWARD A. LINDEN, ) ) Defendants/Appellants. ) )

APPEAL FROM THE SUPERIOR COURT OF PIMA COUNTY

Cause No. C-330235

Honorable Kenneth L. Fields, Judge

AFFIRMED

Law Office of Ethan Steele, P.C. By Ethan Steele Tucson Attorney for Plaintiff/Appellee

Chandler & Udall, LLP By Edwin M. Gaines, Jr., and Kurt Kroese Tucson Attorneys for Defendants/Appellants

F L Ó R E Z, Presiding Judge. ¶1 This is a legal malpractice case. Defendants/appellants, Bradford Brown,

Arthur Chapa, Richard Fields, and Edward Linden, admitted they were negligent in having

failed to timely file a petition contesting the will and trust of Ralph Mullin, plaintiff Andrew

Mullin’s grandfather. The trial court denied appellants’ motions for directed verdict, made

at the close of Andrew’s case and at the close of evidence. The jury determined that Andrew

would have successfully contested the will and trust and awarded him $2,937,125 in

damages.1 Following the verdict, appellants moved alternatively for a judgment as a matter

of law, a new trial, or a remittitur. Those motions were denied as well, and this appeal

followed.

¶2 On appeal, appellants challenge the aforementioned rulings. We review the

denial of a motion for new trial and a motion for remittitur for an abuse of discretion.

Hutcherson v. City of Phoenix, 192 Ariz. 51, 961 P.2d 449 (1998). We review de novo the

trial court’s denial of a motion for judgment as a matter of law, see Roberson v. Wal-Mart

Stores, Inc., 202 Ariz. 286, 44 P.3d 164 (App. 2002); however, we view all facts in the light

most favorable to Andrew. See Hutcherson. “[I]f any substantial evidence could lead

1 [A] plaintiff asserting legal malpractice must prove the existence of a duty, breach of duty, that the defendant’s negligence was the actual and proximate cause of injury and . . . damages. A necessary part of the . . . plaintiff’s burden of proof . . . is to establish that “but for the attorney’s negligence, he would have been successful in the prosecution . . . of the original suit.”

Glaze v. Larsen, 207 Ariz. 26, ¶ 12, 83 P.3d 26, 29 (2004), quoting Phillips v. Clancy, 152 Ariz. 415, 418, 733 P.2d 300, 303 (App. 1986).

2 reasonable persons to find the ultimate facts sufficient to support the verdict, we will affirm

the judgment.” Gonzales v. City of Phoenix, 203 Ariz. 152, ¶ 2, 52 P.3d 184, 185 (2002).

Presumption of Undue Influence

¶3 Ralph Mullin died on August 3, 1995, leaving the bulk of his estate to

Andrew’s brother, Chris Jr., under the terms of a will and trust executed on June 10, 1995.

In previous wills, Ralph had provided equally for Andrew and Chris Jr. Andrew alleged that

the 1995 will and trust were the products of Chris Jr.’s undue influence on Ralph.

¶4 A presumption of undue influence arises when one occupies a confidential

relationship with the testator and is active in preparing or procuring the execution of a will

in which he or she is a principal beneficiary. See In re O’Connor’s Estate, 74 Ariz. 248,

246 P.2d 1063 (1952). Appellants concede that at the time Ralph executed the will and

trust in 1995, Chris Jr. stood in a confidential relationship with Ralph and that Chris Jr. was

the primary beneficiary of the will. But appellants argue that a presumption of undue

influence could not have arisen because there was insufficient evidence that Chris Jr. had

actively procured the 1995 will. We disagree.

¶5 Evidence was presented from which the jury could have determined that Chris

Jr. had instructed Ralph’s attorney to draft a new will and trust naming Chris Jr. as the

primary beneficiary and that he had communicated with the attorney during the drafting

process and suggested and/or dictated terms that were eventually included in the documents.

Although appellants presented evidence to the contrary, when viewed in the light most

3 favorable to Andrew, the evidence as a whole and reasonable inferences therefrom support

a finding that Chris Jr. had actively procured the execution of the will. See In re Estate of

Harber, 102 Ariz. 285, 428 P.2d 662 (1967) (collecting cases in which active preparation

or procurement of will was found when beneficiary had submitted contents of will to

preparer or provided terms to attorney drafting will).

¶6 Appellants present a much closer question in their argument on the effect of

the presumption once it arises and whether the trial court correctly instructed the jury on the

burden of proving undue influence. They rely on a substantial line of Arizona Supreme

Court decisions that have described the presumption of undue influence as one that shifts

the burden of production of evidence but not the burden of persuasion. The reasoning is

best expressed in Seiler v. Whiting, 52 Ariz. 542, 84 P.2d 452 (1938), on which the cases

appellants cite relied, and in In re Westfall’s Estate, 74 Ariz. 181, 245 P.2d 951 (1952).

¶7 In Seiler, the court discussed presumptions in general, stating:

There has been much erroneous thinking and more loose language in regard to presumptions. We read of presumptions of law and presumptions of fact, of conclusive presumptions and of disputable presumptions. In truth there is but one type of presumption in the strict legal meaning of the word, and that is merely a general rule of law that under some circumstances, in the absence of any evidence to the contrary, a jury is compelled to reach a certain conclusion of fact. . . . [W]henever evidence contradicting the presumption is offered the latter disappears entirely, and the triers of fact are bound to follow the usual rules of evidence in reaching their ultimate conclusion of fact. . . .

4 “A presumption is not evidence of anything, and only relates to a rule of law as to which party shall first go forward and produce evidence sustaining a matter in issue. . . . [A] presumption should never be placed in the scale to be weighed as evidence.”

52 Ariz. at 548-49, 84 P.2d at 454-55, quoting Peters v. Lohr, 124 N.W. 853, 855 (S.D.

1910). In Westfall’s Estate, the court applied this theory of presumptions to a will contest,

stating: “A presumption, in the strict legal meaning of the word, is a rule of law that in the

absence of any evidence to the contrary the trier of fact is compelled to reach.” 74 Ariz. at

186, 245 P.2d at 955.

¶8 The supreme court also applied this view of the presumption of undue

influence in subsequent cases. Estate of Harber (recognizing that presumption shifts only

burden of production and not burden of persuasion); In re Estate of Pitt, 88 Ariz. 312, 317,

356 P.2d 408

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Derendal v. Griffith
104 P.3d 147 (Arizona Supreme Court, 2005)
State v. Smyers
86 P.3d 370 (Arizona Supreme Court, 2004)
Glaze v. Larsen
83 P.3d 26 (Arizona Supreme Court, 2004)
Gonzales v. City of Phoenix
52 P.3d 184 (Arizona Supreme Court, 2002)
Reed v. Hinderland
660 P.2d 464 (Arizona Supreme Court, 1983)
Dunlap v. Jimmy GMC of Tucson, Inc.
666 P.2d 83 (Court of Appeals of Arizona, 1983)
Ontiveros v. Borak
667 P.2d 200 (Arizona Supreme Court, 1983)
In Re Estate of McCauley
415 P.2d 431 (Arizona Supreme Court, 1966)
Hutcherson v. City of Phoenix
961 P.2d 449 (Arizona Supreme Court, 1998)
Rothweiler v. Superior Court of Pima County
410 P.2d 479 (Arizona Supreme Court, 1966)
In Re O'Connor's Estate
246 P.2d 1063 (Arizona Supreme Court, 1952)
Town of Chino Valley v. City of Prescott
638 P.2d 1324 (Arizona Supreme Court, 1981)
Phillips v. Clancy
733 P.2d 300 (Court of Appeals of Arizona, 1986)
Reese v. Cradit
469 P.2d 467 (Court of Appeals of Arizona, 1970)
Durnin v. Karber Air Conditioning Co.
778 P.2d 1312 (Court of Appeals of Arizona, 1989)
In Re Westfall's Estate
245 P.2d 951 (Arizona Supreme Court, 1952)
In Re the Marriage of Thorlin
746 P.2d 929 (Court of Appeals of Arizona, 1987)
In Re Estate of Harber
428 P.2d 662 (Arizona Supreme Court, 1967)
In Re Pitt's Estate
356 P.2d 408 (Arizona Supreme Court, 1960)
Stewart v. Woodruff
505 P.2d 1081 (Court of Appeals of Arizona, 1973)

Cite This Page — Counsel Stack

Bluebook (online)
Andrew Mullin v. Brown Chapa Fields Linden, Counsel Stack Legal Research, https://law.counselstack.com/opinion/andrew-mullin-v-brown-chapa-fields-linden-arizctapp-2005.