Andrew J. Wagner v. Daewoo Heavy Industries

314 F.3d 541
Court of Appeals for the Eleventh Circuit·Decided April 23, 2002·No. 01-11998·Published·Cited by 1 cases

Opinion

[PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT FILED U.S. COURT OF APPEALS

ELEVENTH CIRCUIT

______________________ APRIL 23, 2002 THOMAS K. KAHN

No. 01-11998 CLERK

D. C. Docket No. 00-00797 CV-ODE-1

ANDREW J. WAGNER,

Plaintiff-Appellant,

versus

DAEWOO HEAVY INDUSTRIES AMERICA CORPORATION, JACK MOSLER, et al.

Defendants-Appellees.

Appeal from the United States District Court for the Northern District of Georgia

(April 23, 2002)

Before EDMONDSON, DUBINA and COX, Circuit Judges.

PER CURIAM:

Appellant/Plaintiff Andrew Wagner filed suit against Appellee/Defendants Daewoo Heavy Industries, Jack Mosler, George Valencia, David O’Dell, Donald Adams, and Kevin Ho,1 alleging that Defendants “entered into a conspiracy to intimidate, harass, punish, and deter” him from testifying before a federal grand jury, in violation of 42 U.S.C. § 1985. The district court granted Defendants’ 12(b)(6) motions to dismiss for failure to state a claim. We vacate the district court’s dismissal and instruct the district court to allow Plaintiff leave to amend his complaint.

BACKGROUND

According to Plaintiff’s complaint2, Defendants were engaged in the shipping of heavy machinery to Cuba, in violation of a U.S. trade embargo. When customs officials discovered the illegal shipments, the federal government

1 All individual defendants, except Adams and Valencia, are Daewoo executives. Although the complaint does not explicitly identify Valencia’s position, it appears from the complaint that he is a Daewoo employee with some supervisory power over Plaintiff. Adams is an official with the company that Daewoo hired to transport the equipment involved in this case and from which Plaintiff was accused of accepting bribes.

2 Because this case comes to us on a motion to dismiss, we accept all well-pleaded allegations of Plaintiff’s complaint as true.

launched an investigation. Because of Plaintiff’s role in arranging transportation for the equipment and filling out required Customs Invoice forms, Defendants were aware that Plaintiff would eventually be a witness, either at grand jury proceedings or at trial.

Plaintiff alleges that Defendants conspired to terminate him from his employment with Daewoo to deter him from testifying. Defendants, Plaintiff says, falsely accused Plaintiff of soliciting bribes from the trucking company owned by defendant Adams; Plaintiff was later fired -- before he was to testify -- for violating Daewoo work rules. Plaintiff claims that the reasons given for his termination were false and pretextual. Despite the alleged intimidation, Plaintiff eventually testified before a federal grand jury.

Plaintiff then filed this suit, alleging that Defendants had violated 42 U.S.C.

§ 1985. The district court granted the Defendants’ motions to dismiss for failure to state a claim.

A copy of the complaint is appended to this opinion.

DISCUSSION

I. Defendants’ 12(b)(6) motion

A district court’s dismissal for failure to state a claim under Rule 12(b)(6) is reviewed de novo. All factual allegations in the complaint must be accepted as true, and all reasonable inferences are construed in the light most favorable to the plaintiff. See Bryant v. Avado Brands, Inc., 187 F.3d 1271, 1273 n.1 (11th Cir. 1999). “A motion to dismiss is only granted when the movant demonstrates beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.” Harper v. Blockbuster Entm’t Corp., 139 F.3d 1385, 1387 (11th Cir. 1998) (internal quotations omitted).

Although a plaintiff is not held to a very high standard in a motion to dismiss for failure to state a claim, some minimal pleading standard does exist. The federal rules require “a short and plain statement of the claim that will give the defendant fair notice of what the plaintiff’s claim is and the grounds upon which it rests.” Roe v. Aware Woman Center for Choice, Inc., 253 F.3d 678, 683 (11th Cir. 2001) (quoting Conley v. Gibson, 78 S. Ct. 99, 103 (1957)); see also Fed. R. Civ. P. 8(a)(2). “Pleadings must be something more than an ingenious academic

exercise in the conceivable.” Marsh v. Butler County, 268 F.3d 1014, 1037 (11th Cir. 2001) (en banc) (quoting United States v. Students Challenging Regulatory Ag. Proc., 93 S. Ct. 2405, 2416 (1973)) (internal marks omitted). In addition, unsupported conclusions of law or of mixed law and fact are not sufficient to withstand a dismissal under Rule 12(b)(6). See Marsh, 268 F.3d at 1036 n.16; see also South Florida Water Mgmt. Dist. v. Montalvo, 84 F.3d 402, 408 n.10 (11th Cir. 1996) (stating, in dicta, that “as a general rule, conclusory allegations and unwarranted deductions of fact are not admitted as true in a motion to dismiss”).

We agree with the district court’s conclusion that Plaintiff’s complaint failed to state a claim. Section 1985(2), in relevant part, forbids conspiracies to “deter, by force, intimidation, or theat, any party or witness in any court of the United States from attending such court, or from testifying to any matter pending therein, freely, fully, and truthfully . . . .” 42 U.S.C. § 1985(2). Section 1985(3) provides that a party injured by such a conspiracy shall have a cause of action against the conspirators. The elements of a claim under Section 1985(2) are: 1) a conspiracy; 2) to deter a witness by force, intimidation or threat from attending or testifying before a United States court; 3) that results in injury to the plaintiff. See, e.g., Chahal v. Paine Webber, Inc., 725 F.2d 20, 23 (2d Cir. 1984); see also Morast v.

Lance, 807 F.2d 926, 929-30 (11th Cir. 1987). Plaintiff’s allegations are insufficient to establish -- even by inference -- the second of the elements.3 Although we accept Plaintiff’s complaint is sufficient to state that some kind of conspiracy existed, that showing alone is not enough to allow the complaint to withstand a 12(b)(6) motion. For Plaintiff to plead facts suggesting that he was fired for an undetermined improper reason is not enough; instead, the act Defendants agreed to take must constitute the use of force, intimidation, or threat to deter him from testifying.4 One cannot reasonably infer that, simply making false allegations against Plaintiff and by firing Plaintiff from his job -- before he was to testify -- Defendants had entered into a conspiracy to deter (that is, to discourage or to frighten) him from testifying. It is not to be expected that a group of conspirators would act to deter someone from testifying by just cutting off, in advance of his

3 We recognize that a plaintiff need not “allege a ‘specific fact’ to cover every element or allege ‘with precision’ each element of a claim.” Aware Woman Center for Choice, 253 F.3d at 683. Still, “enough data must be pleaded so that each element of the alleged . . . violation can be properly identified.” Id. (quoting (Quality Foods v. Latin Am. Agribusiness Dev. Corp., 711 F.2d 989, 995 (11th Cir. 1983)).

4 The language of section 1985(2) supports a claim for retaliating against someone testifying in a federal proceeding. And, at one point, Plaintiff uses the phrase “to punish” to describe Defendants’ acts. But, Plaintiff expressly disavowed a retaliation claim in his response to Defendants’ motions to dismiss. In that response, Plaintiff stated that he was not pursuing a retaliation claim and stressed that his “claim arises solely from Defendants’ behavior in attempting to deter him from testifying in a federal grand jury proceeding.” (emphasis added). Plaintiff has asserted no retaliation arguments on appeal.

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Andrew J. Wagner v. Daewoo Heavy Industries, 314 F.3d 541 (11th Cir. 2002).

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