Anderson v. Krupsak

353 N.E.2d 822, 40 N.Y.2d 397, 386 N.Y.S.2d 859, 1976 N.Y. LEXIS 2898
CourtNew York Court of Appeals
DecidedJuly 6, 1976
StatusPublished
Cited by36 cases

This text of 353 N.E.2d 822 (Anderson v. Krupsak) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Anderson v. Krupsak, 353 N.E.2d 822, 40 N.Y.2d 397, 386 N.Y.S.2d 859, 1976 N.Y. LEXIS 2898 (N.Y. 1976).

Opinions

Jasen, J.

Petitioners, Republican members of the New York State Senate and Assembly, commenced this article 78 proceeding to set aside the Legislature’s election of three Regents of the University of the State of New York. The Supreme Court granted the relief requested, annulling the determination of the Lieutenant Governor and the Speaker of the Assembly that Jorge L. Batista, Mary Alice Kendall and Louis E. Yavner were duly elected Regents of the University of the State of New York, annulling the certificates of election executed in conjunction with that determination, and enjoining the three from acting as Regents. Upon appeal, the Appellate Division, after converting the article 78 proceeding into an action for a declaratory judgment, modified the judgment, on the law. It reversed that portion of the judgment annulling the determination and the certificates and enjoining and prohibiting the three from acting as Regents; it dismissed so much of the petition as requested relief against the three Regents and Theodore Black, the Chancellor of the Board of Regents; and it declared that a quorum of the joint session had been present on March 11, 1975, but that the joint session had not been duly convened and was therefore invalid. Cross appeals from that order have been taken by the Lieutenant Govenor and the Speaker of the Assembly, by the three challenged Regents, and by the original petitioners. For the reasons which follow, we would reverse that order and dismiss the petition.

In 1975 there occurred three vacancies on the State Board of Regents. The Assembly and the Senate, each controlled by different political parties, were unable to fill the vacancies by concurrent resolution on or before March 4, 1975. Therefore, pursuant to section 202 of the Education Law, it became necessary for the two houses to meet in joint session at noon on March 11, 1975, to fill the vacancies by joint ballot.1 To this [401]*401end, on March 11 the Assembly adopted and referred to the Senate a resolution proposing a joint session at noon of that day.2 Upon receiving word that the Senate was not yet ready to meet to elect three Regents, the Assembly proceeded to consider other matters on its calendar. Meanwhile, the Senate was mired in debate over such procedural matters relative to the joint session as weighted voting, the order in which each vacant office should be considered, and the order in which members of the Senate and Assembly should vote. At approximately 1:30 p.m., the Lieutenant Governor, in her role as President of the Senate, ruled that the Senate would stand in recess. She then proceeded to the Assembly Chamber to participate in the joint session. However, after her departure there still remained a quorum in the Senate, and the Majority Leader appointed a fellow Senator to assume the chair. After some further debate, the Senate agreed upon a recess.

Upon her arrival in the Assembly Chamber, the Lieutenant Governor, at the invitation of the Assembly Speaker, called the joint session to order and dispatched a delegation to notify the Senate members that the Assembly was awaiting their presence. Apparently no Senators were in the Assembly Chamber at that time, and none arrived subsequently. Thus, after a short time, the joint session was recessed.

During this recess, at a time when the Senate also stood in recess, the leaders of both houses met to resolve this deadlock, but no progress was made. Following its recess, with the Lieutenant Governor still absent, the Senate adopted a resolution calling for adjournment of the joint session until 11:00 a.m. on the following day and also calling for the appointment [402]*402of a bipartisan committee to adopt rules of procedure for the joint session.3

This resolution was never considered by the Assembly. Instead, at approximately 5:40 p.m., the Lieutenant Governor reconvened the joint session in the Assembly Chamber. It was at this session that Jorge L. Batista, Mary Alice Kendall and Louis E. Yavner were nominated and elected Regents of the University of the State of New York. At all relevant times this joint session was attended by fewer than half of the 60 Senators but by more than half of the 150 Assemblymen.4 Candidates Batista and Kendall each received 113 votes, and candidate Yavner received 114 votes.

We are asked to determine whether this joint session was duly convened and whether a quorum was present at the time of the election. Preliminarily, however, we must decide a threshold question; that is, whether this case involves merely an internal administrative dispute- within the Legislature which the courts should refrain from entertaining. In urging this position, the three Regents place particular reliance upon Matter of Gottlieb v Duryea (38 AD2d 634, aifd without opn 30 NY2d 807, cert den 409 US 1008). In that case Gottlieb, a [403]*403member of the Assembly, challenged the refusal by the Speaker of the Assembly to permit expenditure of public funds for the mailing of a letter to 450 of Gottlieb’s constituents. In reversing a judgment of Special Term in which it ordered the mailing to be permitted, the Appellate Division held that judicial intervention would contravene the fundamental constitutional principle of separation of powers among the three branches of government. It stated that this dispute was "an internal matter to be handled within the procedures of the Legislature. The courts should not review every internal dispute between its members since, to do so, would frustrate the legislative process and violate said constitutional principle [of separation of powers]. This is not a case of an overriding constitutional question, as in Powell v. McCormack (395 U. S. 486) and Bond v. Floyd (385 U. S. 116), wherein the internal administration of a legislative body was not in issue.” (38 AD2d, at p 635.) In our view, Gottlieb lends no support to this argument. There can be little doubt that Gottlieb involved a purely internal matter properly left to the Legislature. This case, on the other hand, involves significant questions of law relative to section 202 of the Education Law. Moreover, this challenge to the election of these Regents not only placed a cloud over the legitimacy of the office each held, but also raised a question as to the validity of actions taken by the Board of Regents in which these three Regents participated. Thus, this case involves more than just a question of compliance with section 202 of the Education Law; it involves the more significant question whether these three persons legally held and exercised the powers of the important office of Regent of the University of the State of New York. Either of these considerations alone, and certainly both when taken together, make it clear that this is far more than a matter of internal administration within the Legislature.

The rule articulated in Powell v McCormack (supra), Matter of Gottlieb v Duryea (supra) and similar cases has come to be known as the "political question doctrine”, a regrettable misnomer to the extent that it implies that a case which involves a political question is not justiciable. We are constantly asked to decide cases with obvious political overtones. Legislative apportionment (e.g., Matter of Schneider v Rockefeller, 31 NY2d 420), legislative responses to New York City’s financial crisis (e.g., Sgaglione v Levitt, 37 NY2d 507;

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Bluebook (online)
353 N.E.2d 822, 40 N.Y.2d 397, 386 N.Y.S.2d 859, 1976 N.Y. LEXIS 2898, Counsel Stack Legal Research, https://law.counselstack.com/opinion/anderson-v-krupsak-ny-1976.