LaValle v. Hayden

182 Misc. 2d 409, 696 N.Y.S.2d 782, 1999 N.Y. Misc. LEXIS 438
CourtNew York Supreme Court
DecidedSeptember 30, 1999
StatusPublished
Cited by1 cases

This text of 182 Misc. 2d 409 (LaValle v. Hayden) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
LaValle v. Hayden, 182 Misc. 2d 409, 696 N.Y.S.2d 782, 1999 N.Y. Misc. LEXIS 438 (N.Y. Super. Ct. 1999).

Opinion

OPINION OF THE COURT

Alan D. Oshrin, J.

In this action for declaratory and injunctive relief, the plaintiffs maintain that the manner in which members of the Board of Regents are elected pursuant to the alternative joint ballot provision of section 202 (1) and (2) of the Education Law violates their right to a bicameral legislative system as established by the State Constitution which vests the Legislature with nondelegable appointment authority over the Board of Regents; eviscerates the voting power of State Senators, depriving the plaintiffs of their State and Federal constitutional rights to be heard and to participate in government through their duly elected representatives; violates the plaintiffs’ rights to proportional representation by permitting a malapportioned joint body of the Legislature to control State educational policy; violates the rule of one-person one-vote; and violates the Guarantee Clause of the United States Constitution. The plaintiffs seek judgment declaring as unconstitutional under the State and/or Federal Constitutions that portion of section 202 (1) and (2) of the Education Law which permits the election of Regents by joint ballot, as violative of the plaintiffs’ right to a bicameral Legislature, as violative of the plaintiffs’ rights to be heard and to participate in the formulation and ef-fectuation of State educational policy through elected representatives to the Senate, as violative of the plaintiffs’ right to one-person one-vote and to proportional representation, and as violative of the plaintiffs’ right to a republican form of government; declaring null and void the election of the defendants Carl T. Hayden, Edward J. Meyer, Carlos R. Carballada, Diane O’Neill McGivern, Saul B. Cohen, Robert M. Bennett, Robert M. Johnson, Peter M. Pryor, Anthony S. Bottar, Merryl H. Tisch, Harold O. Levy, Ena L. Farley, Geraldine Chapey, and Ricardo Enrique Oquendo as Regents to the Board of Regents, as well as any other Regent hereinafter elected by “joint ballot” pursuant to section 202 (1) and (2) of the Education Law; prohibiting the defendant, Alexander F. Treadwell, from accepting and filing the oath of office required to be taken by [411]*411Geraldine Chapey and Ricardo Enrique Oquendo, or any other Regent elected by “joint ballot” pursuant to section 202 (1) and (2) of the Education Law before they may enter their duties; and prohibiting the defendants Carl T. Hayden, Edward J. Meyer, Carlos R. Carballada, Diane O’Neill McGivern, Saul B. Cohen, Robert M. Bennett, Robert M. Johnson, Peter M. Pryor, Anthony S. Bottar, Merryl H. Tisch, Harold O. Levy, Ena L. Farley, Geraldine Chapey, and Ricardo Enrique Oquendo from assuming the office or continuing to serve in the office of the Board of Regents.

The defendants, Alexander F. Treadwell, as Secretary of State, and the State of New York, have moved pursuant to CPLR 3211 (a) (7) to dismiss the complaint as to such defendants for failure to state a cause of action. The defendants Carl T. Hayden, Edward J. Meyer, Carlos R. Carballada, Diane O’Neill McGivern, Saul B. Cohen, Robert M. Bennett, Robert M. Johnson, Peter M. Pryor, Anthony S. Bottar, Merryl H. Tisch, Harold O. Levy, Ena L. Farley, Geraldine Chapey, and Ricardo Enrique Oquendo, as Regents of the Board of Regents of the University of the State of New York, and for the Board of Regents of the University of the State of New York have moved pursuant to CPLR 3211 (a) (3) and (7) to dismiss the complaint as to such defendants. The plaintiffs have moved pursuant to CPLR 3211 (c) to treat the motions to dismiss as motions for summary judgment and for summary judgment. Upon the January 5, 1999 oral argument the parties consented to the court’s treating the various motions as for summary judgment.

At the oral argument, the-court expressed its concerns that the Assembly and the Senate were necessary parties to this action and invited counsel to submit papers on the issue. By decision dated March 22, 1999, the court directed that a copy of the order, together with the summons and second amended complaint, were to be served by the plaintiffs upon the presiding officer of the Senate of the State of New York, and the presiding officer of the Assembly of the State of New York; that each body would be afforded a period of 30 days from the date of service to inform the court, upon notice to all counsel who have appeared, as to the intention of each body concerning the question of whether that body wishes to participate in this litigation. By letter dated April 12, 1999, William F. Collins, counsel to the Majority, advised the court that the Assembly declines the court’s invitation to participate in the proceeding. By affirmation dated April 28, 1999, Kenneth E. Riddett, exec[412]*412utive counsel to the Majority, states that the Senate declines to participate as a party but, on behalf of the Senate Majority, joins the plaintiffs in their request for relief.

At the outset the court notes that this court, as a separate but equal partner in our democratic process, has a defined role in reviewing the actions of the legislative branch of government (see, Methodist Hosp. v State Ins. Fund, 117 Misc 2d 178 [1983], affd 102 AD2d 367 [1984], affd 64 NY2d 365 [1985], appeal dismissed 474 US 801 [1985]). This role is limited by the simple but well-founded presumption that an act of the Legislature is constitutional and that this presumption can be upset only by proof persuasive beyond a reasonable doubt (see, People v Tichenor, 89 NY2d 769 [1997]; Hotel Dorset Co. v Trust for Cultural Resources, 46 NY2d 358 [1978]; Methodist Hosp. v State Ins. Fund, 102 AD2d 367, supra). The presumption of constitutionality that favors all legislative enactments is a strong one (see, Paterson v University of State of N. Y., 14 NY2d 432 [1964]; Methodist Hosp. v State Ins. Fund, 102 AD2d 367, supra). As was cogently stated by Judge Cooke in his dissent in Sgaglione v Levitt (37 NY2d 507, 515 [1975]): “Initially, we must recognize that this constitutional challenge, as all others, must be weighed with full recognition of certain thoroughly settled principles. Every legislative enactment is clothed with an exceedingly strong presumption of constitutionality [citations omitted], accompanied by a further presumption that the Legislature has investigated and found facts necessary to support the legislation [citations omitted]. The party alleging unconstitutionality has a heavy burden, one of demonstrating the infirmity beyond a reasonable doubt, and only as a last resort will courts strike down legislative enactments on the ground of unconstitutionality [citations omitted].” Finally, the court notes that in accord with the presumption of constitutionality, courts are required to avoid interpreting a statute in a way that would render it unconstitutional if such construction can be avoided and to uphold the legislation if any uncertainty about its validity exists (see, National Assn. of Ind. Insurers v State of New York, 89 NY2d 950 [1997]; Alliance of Am. Insurers v Chu, 77 NY2d 573 [1991]).

The court will now set forth the statutory provisions at issue. Section 202 (1) of the Education Law provides in pertinent part that “Each regent shall be elected by the legislature by concurrent resolution in the preceding March, on or before the first Tuesday of such month. If, however, the legislature fails to agree on such concurrent resolution by the first Tuesday of [413]

Free access — add to your briefcase to read the full text and ask questions with AI

Related

La Valle v. Hayden
282 A.D.2d 716 (Appellate Division of the Supreme Court of New York, 2001)

Cite This Page — Counsel Stack

Bluebook (online)
182 Misc. 2d 409, 696 N.Y.S.2d 782, 1999 N.Y. Misc. LEXIS 438, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lavalle-v-hayden-nysupct-1999.