Anderson v. Babb

632 F.2d 300
CourtCourt of Appeals for the Fourth Circuit
DecidedSeptember 19, 1980
DocketNo. 80-1590
StatusPublished
Cited by35 cases

This text of 632 F.2d 300 (Anderson v. Babb) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Anderson v. Babb, 632 F.2d 300 (4th Cir. 1980).

Opinion

. PER CURIAM:

On this appeal the Democratic National Committee (DNC) as an intervening defendant 1 challenges the district court’s determination that the plaintiff John B. Anderson (Anderson) “did not participate in the presidential primary election in North Carolina” within the meaning of N.C.Gen. Stat. § 163-213.6, and that he is, therefore, entitled to have his name placed on the November 4, 1980 general election ballot as the presidential candidate of the political party, Independents for Anderson Party of North Carolina. Faced as it was with the cryptic wording of N.C.Gen.Stat. § 163-213.6 and the conflicting interpretations that had been placed upon that statute by the North Carolina State Board of Elections and its Executive Secretary-Director, we conclude that it was proper for the district court, exercising its pendent jurisdiction, to make its own interpretation of that statute. Concluding further that the district court’s ensuing interpretation of the statute was, as a matter of law, a valid one, we affirm its injunctive decree directing that Anderson’s name be placed on the general election ballot.

I

The factual background, essentially as recited by the district court in its memorandum opinion, is as follows. At its 1971 session the General Assembly of North Carolina enacted Article 18A of Chapter 163 of the General Statutes entitled “Presidential Preference Primary Act,” which provides for a primary election in which the voters of North Carolina are given an opportunity “to express their preference for the person to be the presidential candidate of their [303]*303political party,” the election to be held on the Tuesday after the first Monday in May of the year in which presidential elections are held. N.C.Gen.Stat. § 163-213.4 provides in pertinent part that the State Board of Elections shall convene on Tuesday following the first Monday in February preceding “the presidential preference primary election” and at that time nominate as presidential primary candidates all candidates affiliated with a political party recognized pursuant to other provisions of the election laws. N.C.Gen.Stat. § 163-213.6, the provision of the Presidential Preference Primary Act that is in controversy here, reads as follows:

§ 163-213.6. Notification to candidates.-The State Board of Elections shall forthwith contact each person who has been nominated by the Board or by petition and notify him in writing that, upon his written request, to be filed with the Board within 15 days of the notice to him by the Board, his name will be printed as a candidate of a specified political party on the North Carolina presidential preference primary ballot. A candidate who participates in the North Carolina presidential preference primary of a particular party shall have his name placed on the general election ballot only as a nominee of that political party. The board shall send a copy of the “Presidential Preference Primary Act” to each candidate with the notice specified above.

Acting pursuant to this statute, the Board on February 6, 1980 notified Anderson that he had been nominated as a candidate for the Republican presidential primary to be held in North Carolina on May 6, 1980. In a letter dated February 12, 1980, Anderson notified the Board that he accepted the nomination.

On April 24, 1980, Anderson publicly announced his intention to withdraw his name as a candidate for the Republican presidential nomination and to pursue an independent candidacy for the office of President of the United States. This announcement was widely publicized in the news media of North Carolina and throughout the nation. On that same day, Anderson mailed a notarized notice of withdrawal of his candidacy as a Republican presidential candidate to the Board and specifically revoked his previous acceptance of the Board’s nomination. He requested that his name be removed from the ballot for the primary election to be held on May 6, 1980, but his letter was not received by the Board until April 30, 1980, at which time the ballots had already been printed and distributed.

Between the date of his acceptance of the Board’s nomination on February 12, 1980 and his withdrawal as a candidate on the Republican ticket on April 24, 1980, Anderson’s campaign efforts in North Carolina were minimal. He made no visits to the state, opened no campaign offices and set up no campaign apparatus. A total of $2,411.30 was expended in North Carolina by the Anderson campaign to reimburse expenses incurred “to determine the political climate in North Carolina with respect to Anderson’s candidacy.”

Following his withdrawal from the primary election campaign on April 24, 1980, Anderson was faced with two options as to methods of having his name placed on the November general election ballot in North Carolina: he could have collected signatures on a petition from registered voters of ten percent of the number of votes cast in the last gubernatorial election, or he could have set up a new political party. Had he chosen the petition route, it would have been necessary for Anderson to produce over 166,000 signatures by April 25, 1980, one day after he had announced his candidacy as an independent, a practical impossibility. Anderson therefore chose the new party route.

There followed a series of discussions between Anderson’s attorneys and the Executive Secretary-Director of the State Board of Elections concerning procedures to be followed for establishing a new political party and nominating Anderson for President as the nominee of that party. A hand-delivered letter by Anderson’s attorneys to the Executive Secretary-Director of the Board dated May 5, 1980, stating counsel’s understanding of the manner in which [304]*304the Board interprets and applies the law pertaining to the formation of new political parties in North Carolina, was endorsed by Alex K. Brock, the Executive Secretary-Director of the Board, in a statement appended to the end of the letter providing that “I agree that the interpretations of North Carolina law set forth above are accurate.” Included in the letter was a paragraph reading as follows:

The fact that a person’s name appears on the North Carolina primary as a nominee for the office of President does preclude such person from having his name placed on the general election ballot as the nominee of a new political party for the same office in the same year.

Following the words “does” in the quoted paragraph, however, there appears an asterisk referring to a handwritten notation at the bottom of the letter, apparently made by Mr. Brock, which reads:

* Not in the case of John Anderson inasmuch as he “revoked” his nomination in the N. C. Primary prior to the date of the primary election. (S) AKB

As stated before, when the Board received Anderson’s letter withdrawing his candidacy and requesting that his name be removed from the primary ballot, the ballots had already been printed, and on the day of the election Anderson’s name remained on the ballot. In fact, absentee ballots containing his name had been distributed by the Board beginning on March 7, 1980, and in the May 6 election Anderson received 8,542 votes, which represented 5.07 percent of the votes cast in the Republican presidential preference primary. This figure included some absentee ballots.

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Bluebook (online)
632 F.2d 300, Counsel Stack Legal Research, https://law.counselstack.com/opinion/anderson-v-babb-ca4-1980.