American Tort Reform Ass'n v. Occupational Safety & Health Administration

738 F.3d 387, 407 U.S. App. D.C. 398, 2014 CCH OSHD 33,349, 2013 WL 6818711, 24 OSHC (BNA) 1297, 2013 U.S. App. LEXIS 25714
CourtCourt of Appeals for the D.C. Circuit
DecidedDecember 27, 2013
Docket12-1229
StatusPublished
Cited by29 cases

This text of 738 F.3d 387 (American Tort Reform Ass'n v. Occupational Safety & Health Administration) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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American Tort Reform Ass'n v. Occupational Safety & Health Administration, 738 F.3d 387, 407 U.S. App. D.C. 398, 2014 CCH OSHD 33,349, 2013 WL 6818711, 24 OSHC (BNA) 1297, 2013 U.S. App. LEXIS 25714 (D.C. Cir. 2013).

Opinion

EDWARDS, Senior Circuit Judge:

The petition for review in this case, filed by the American Tort Reform Association (“ATRA”), challenges revisions made by the Occupational Safety and Health Administration (“OSHA” or “the agency”) to the wording of paragraph (a)(2) of OSHA’s hazard communication (“HazCom”) standard, 29 C.F.R. § 1910.1200. HazCom establishes labeling requirements for chemicals used in the workplace. The disputed changes appear in an introductory paragraph that describes the preemptive scope of HazCom. Id. § 1910.1200(a)(2) (“Paragraph (a)(2)”). These changes reflect the agency’s view that HazCom preempts state legislative and regulatory requirements, but not state tort claims. Id.

ATRA challenges these modifications on two grounds. First, ATRA contests the substance of Paragraph (a)(2), arguing that OSHA exceeded its authority under the Occupational Safety and Health Act (“OSH Act”), 29 U.S.C. §§ 651-678, by purporting to “limit the scope of preemption from that established by Congress.” Br. of Pet’r at 40. Second, ATRA contends that OSHA’s adoption of the modifications was procedurally flawed because the agency failed to follow the requirements of notice and comment rulemaking pursuant to the Administrative Procedures Act (“APA”), 5 U.S.C. § 558(b). We can find no merit in ATRA’s claims.

The parties agree that OSHA lacks legal authority to determine the preemptive effect of the OSH Act. It is thus clear that Paragraph (a)(2) is not a legislative rule, both because OSHA has no authority to speak with the force of law on preemption and, in addition, because the agency never meant for the disputed paragraph to have this effect. Paragraph (a)(2) is nothing more than an interpretative statement that “advise[s] the public of the agency’s construction of the statute[ ] ... it administers.” Shalala v. Guernsey Mem’l Hosp., 514 U.S. 87, 99, 115 S.Ct. 1232, 131 L.Ed.2d 106 (1995) (quotations omitted). Because Paragraph (a)(2) is merely interpretative, it is not subject to notice and comment rulemaking under the APA, id., and it is not subject to judicial review unless it is relied upon or applied to support an agency action in a particular case, see Edwards, Elliott, & Levy, Federal Standards of Review 161 (2d ed.2013). In light of the foregoing, ATRA’s challenge to Paragraph (a)(2) is unripe for review. See Texas v. United States, 523 U.S. 296, 300, 118 S.Ct. 1257, 140 L.Ed.2d 406 (1998) (“A claim is not ripe for adjudication if it rests upon contingent future events that may not occur as anticipated, or indeed may not occur at all.” (quotation and citation omitted)).

I. Background

The OSH Act vests OSHA with authority to promulgate “Occupational Safety and Health Standards,” 29 U.S.C. § 655, which are conditions “reasonably necessary or appropriate to provide for safe or healthful places of employment,” id. § 652(8). The OSH Act is not to be “construed to supersede or in any manner affect any workmen’s compensation law or ... the common law or statutory rights, duties or *391 liabilities of employers and employees ... with respect to injuries, diseases, or death of employees arising out of, or in the course of employment.” Id. § 653(b)(4). The Act also allows states to establish their own workplace regulation in place of OSHA regulations. To do so, states must submit for OSHA’s approval a plan demonstrating, among other requirements, that the state will establish safety standards at least as effective as OSHA’s, and designate an enforcement agency to administer these rules. Id. § 667.

In 1983, OSHA observed that states and localities were adopting an increasing number of “different and potentially conflicting regulations ” pertaining to the labeling of hazardous chemicals. 48 Fed. Reg. 53,280, 53,283 (Nov. 25, 1983) (emphasis added). OSHA explained that by promulgating a federal standard, it was “in a position to reduce the regulatory burden posed by multiple State laws.” Id. at 53,-284 (emphasis added). Accordingly, the original Paragraph (a)(2) provided that the HazCom standard “is intended ... to preempt any state law pertaining to this subject.” Id. at 53,340. In 1987, OSHA amended Paragraph (a)(2) to provide that the HazCom standard preempts local, as well as state, laws pertaining to hazard communication. 52 Fed.Reg. 31,852, 31,-877 (Aug. 24, 1987). In 1994, OSHA amended the substantive requirements of the HazCom standard, and its accompanying discussion states that “product liability concerns separate and apart from any regulatory requirements” will motivate product manufacturers to make certain information available to users. 59 Fed.Reg. 6126, 6161 (Feb. 9,1994).

In three letters between 1992 and 2007, OSHA voiced the position that its standards do not supersede state tort law. Letter from Dorothy L. Strunk, Acting Assistant Secretary of OSHA, to Senator J. Bennett Johnston (June 9, 1992) (“If an employer has his/her employees exposed to a hazard, then that employer is .responsible for their safety under the OSH Act (liability in tort is a matter of state law).”); 1 Letter from Joseph A. Dear, Assistant Secretary of OSHA, to Congressman Cass Ballenger (Oct. 23, 1996) (“As a matter of federal law, therefore, nothing in health or safety standards issued by OSHA under Section 6 of the Act ... determines the tort remedies available to injured workers. That matter is determined by the laws of the individual states. It is not our role at OSHA either to foster or to foil the efforts of plaintiffs’ lawyers in state court proceedings.”); 2 Letter from Richard E. Fairfax, Director of Enforcement Programs at OSHA, to Robert M. Sklar (May 14, 2007) (“OSHA cannot determine liability under state workers’ compensation law.”). 3

In December 2008, OSHA issued a letter stating that “OSHA believes that the principles of conflict preemption preclude state courts from finding OSHA-required ... respirators are defective when such respirators comply with [OSHA’s certification] requirements.” Letter from Thomas M. *392 Stohler, Acting Assistant Secretary of OSHA, to Daniel K. Shipp at 3 (Dec. 31, 2008), reprinted in Reply Br. of Pet’r Add. 1. However, in February 2010, OSHA issued another letter rescinding the opinion put forth in the December 2008 letter because “it is not consistent with sound prin-cipies of preemption law.” Letter from Deborah Greenfield, Acting Deputy Solicitor of OSHA, to Les Weisbrod (Feb. 3, 2010) (“February 2010 Letter”). 4

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738 F.3d 387, 407 U.S. App. D.C. 398, 2014 CCH OSHD 33,349, 2013 WL 6818711, 24 OSHC (BNA) 1297, 2013 U.S. App. LEXIS 25714, Counsel Stack Legal Research, https://law.counselstack.com/opinion/american-tort-reform-assn-v-occupational-safety-health-administration-cadc-2013.