American Standard, Inc. v. Bendix Corp.

71 F.R.D. 443, 23 Fed. R. Serv. 2d 1513, 1976 U.S. Dist. LEXIS 14809
CourtDistrict Court, W.D. Missouri
DecidedJune 2, 1976
DocketCiv. A. No. 73CV670-W-3
StatusPublished
Cited by14 cases

This text of 71 F.R.D. 443 (American Standard, Inc. v. Bendix Corp.) is published on Counsel Stack Legal Research, covering District Court, W.D. Missouri primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
American Standard, Inc. v. Bendix Corp., 71 F.R.D. 443, 23 Fed. R. Serv. 2d 1513, 1976 U.S. Dist. LEXIS 14809 (W.D. Mo. 1976).

Opinion

ORDER DIRECTING DEFENDANT TO PAY PLAINTIFF ONE-HALF OF THE REASONABLE EXPENSES INCURRED BY PLAINTIFF IN PREPARATION FOR, AND CONDUCT OF, INTERVIEWS WITH HERSCHEL WOLFE, JACK McINTEER, RICHARD CONWAY, AND EARL LONG, AND IN OBTAINING TRANSCRIPTS THEREOF, AND ORDER DIRECTING DEFENDANT TO PAY PLAINTIFF ITS EXPENSES IN SEEKING THIS PROTECTIVE ORDER

WILLIAM H. BECKER, Chief Judge.

Plaintiff has moved for a protective order against defendant’s continued possession and use of transcripts of four interviews conducted by plaintiff’s counsel with non-party witnesses. Plaintiff claims that the transcripts are part of its work product and that defendant wrongfully obtained them without notice and hearing under the discovery process.

I

The following material facts are substantially uncontroverted.1

This treble damage antitrust action arises out of the efforts of plaintiff and its predecessor in interest to produce the APX-72 Transponder under a government contract which obligated defendant to provide design and production assistance. On June 22, 1973, in connection with plaintiff’s investigation of its claim, one of plaintiff’s attorneys, Paul Walstad and a consultant, Richard Borden, entered the Wilcox Electric, Inc. (hereinafter “Wilcox”) plant in [445]*445Kansas City, Missouri, without permission, to conduct ex parte interviews with four Wilcox employees. These employees had knowledge pertaining to plaintiff’s claim because Wilcox was formerly a division of plaintiff, though it had been independent of plaintiff since 1971.

After being informed of their presence, Wilcox Vice-President Donald R. Egloff reprimanded Walstad and Borden for entering the plant without permission. However, he indicated that the interviews would be permitted upon several conditions, one of which was that the employees be provided with transcripts of the interviews so that they could verify the accuracy of the transcripts of their statements.

By telegram dated July 26, 1976, plaintiff’s counsel confirmed their agreement to the condition, but stated:

“We do not make copies of interviews available to opposing council (sic) or to representatives of the government and consider these interviews as part of our work product.” (Plaintiff’s Deposition of Donald R. Egloff, Exhibit No. 3)

On August 1 and 2, 1973, plaintiff’s counsel interviewed three of the four Wilcox employees, Jack Mclnteer, Herschel Wolfe, and Richard Conway.

By telegram dated August 29, 1973, plaintiff’s counsel requested an interview with the fourth employee, Earl Long, and reconfirmed its agreement to provide Long and other employees with a transcript of the interview, and again stated:

“Neither the tapes nor the transcription will be made available to opposing counsel or to the government and the interviews will be considered as part of our attorney’s work product.” (Plaintiff’s Deposition of Donald R. Egloff, Exhibit No. 4)

The interview with Long took place on September 18, 1973. The interviews and transcripts were in the form of questions and answers.

Following the interviews, in accordance with the agreement, plaintiff’s counsel delivered copies of the transcripts to Egloff for delivery to the employees whose statements had been taken. Before distributing the transcripts to the interviewees, without express permission Egloff made copies of each and placed them in his official files. Sometime prior to March 31, 1975, Egloff removed the Long and Wolfe transcripts and placed them in his individual files at his home.

On March 31,1975, Egloff was relieved of his duties as Vice-President of Wilcox, although he remained on the payroll until August 1975 because of accrued sick leave and earned vacation. On April 7, 1975, Egloff communicated with defendant’s general counsel and advised him that he, Egloff, was going into the consulting business and that he had background information which might be helpful in the defense of this action. Defendant’s general counsel stated that the Washington law firm representing defendant in this action would communicate with Egloff. Later on April 7, 1975, defendant’s Washington counsel communicated with Egloff to verify Egloff’s identity and then orally agreed to pay Egloff compensation for Egloff’s time and expenses as a consultant. No mention of the transcripts was made at that time.

On April 9, 1975, defendant’s counsel met with Egloff. During this meeting Egloff stated that he had in his possession transcripts of four interviews of Wilcox employees conducted by plaintiff’s counsel. Defendant’s counsel briefly examined one of the transcripts to determine its authenticity, but the transcripts then remained in Egloff’s possession. Egloff informed defendant’s counsel of the manner in which he obtained the transcripts, but did not inform them of the work-product assertions made in the July 26, 1973, and August 29, 1973, telegrams.

Defendant’s counsel apparently had some doubts about the propriety of securing the transcripts from Egloff. On April 17 and 23, 1975, one of them communicated with the general counsel for Wilcox and the general counsel for the Northrop Corporation, [446]*446Wilcox’s dominant owner, to determine whether either Wilcox or Northrop had any objection to Egloff’s provision of copies of the transcripts to defendant’s counsel. Neither expressed any objection. On April 25, 1975, Egloff delivered the first transcript to defendant’s counsel.

Two of the transcripts, those of Mclnteer and Conway, were in the official files in the Wilcox plant. Egloff had retained a key by which he could gain access to these files; and, on the evening of May 2, 1975, he proceeded, without any further express or implied authority from Wilcox, to enter the plant and to obtain copies of the two transcripts. These transcripts, with a third which he had at his home, were provided to defendant’s counsel on May 9, 1975.

Egloff submitted to defendant a statement for his time and expenses in securing the two transcripts from the Wilcox plant on May 2, 1975. Defendant’s counsel were concerned about the propriety of the entry to the Wilcox premises, and therefore refused to pay Egloff for his time and expenses in entering the locked building without permission to secure the transcripts. His expenses included a concealed payment to the watchman of Wilcox to permit the unauthorized entry. Defendant’s counsel also informed Wilcox of the entry, and requested Wilcox to reconfirm their prior authorization for defendant to secure copies of the transcripts. On June 24, 1975, Wilcox reconfirmed the prior authorization by letter.

II

The four transcripts which are the subject of this motion contain much information which is material to this action. They also include information concerning the thought processes of plaintiff’s counsel disclosed by the nature and previously prepared formulation of the questions asked,2 and therefore are within the classic definition of work product. Hickman v. Taylor, 329 U.S. 495, 510-511, 67 S.Ct. 385, 91 L.Ed. 451, 462 (1947); 8 Wright & Miller, Federal Practice and Procedure, Section 2021 et seq. (1970 ed.). See also: United States v. Nobles, 422 U.S. 225, 95 S.Ct. 2160, 45 L.Ed.2d 141 (1975).

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Bluebook (online)
71 F.R.D. 443, 23 Fed. R. Serv. 2d 1513, 1976 U.S. Dist. LEXIS 14809, Counsel Stack Legal Research, https://law.counselstack.com/opinion/american-standard-inc-v-bendix-corp-mowd-1976.