American Mining Congress v. Mine Safety & Health Administration

995 F.2d 1106, 302 U.S. App. D.C. 38
CourtCourt of Appeals for the D.C. Circuit
DecidedJune 15, 1993
DocketNos. 91-1501, 92-1188, 92-1331
StatusPublished
Cited by25 cases

This text of 995 F.2d 1106 (American Mining Congress v. Mine Safety & Health Administration) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
American Mining Congress v. Mine Safety & Health Administration, 995 F.2d 1106, 302 U.S. App. D.C. 38 (D.C. Cir. 1993).

Opinion

Opinion for the Court filed by Circuit Judge STEPHEN F. WILLIAMS.

STEPHEN F. WILLIAMS, Circuit Judge:

This case presents a single issue: whether Program Policy Letters of the Mine Safety and Health Administration, stating the agency’s position that certain x-ray readings qualify as “diagnose[s]” of lung disease within the meaning of agency reporting regulations, are interpretive rules under the Administrative Procedure Act. We hold that they are.

The Federal Mine Safety and Health Act, 30 U.S.C. § 801 et seq., extensively regulates health and safety conditions in the nation’s mines and empowers the Secretary of Labor to enforce the statute and relevant regulations. See id. at §§ 811, 813-14. In addition, the Act requires “every operator of a ... mine ... [to] establish and maintain such records, make such reports, and provide such information, as the Secretary ... may reasonably require from time to time to enable him to perform his functions.” Id. at § 813(h). The Act makes a general grant of authority to the Secretary to issue “such regulations as ... [he] deems appropriate to carry out” any of its provisions. Id. at § 957.

Pursuant to its statutory authority, the Mine Safety and Health Administration (acting on behalf of the Secretary of Labor) maintains regulations known as “Part 50” regulations, which cover the “Notification, Investigation, Reports and Records of Accidents, Injuries, Illnesses, Employment, and Coal Production in Mines.” See 30 CFR Part 50. These were adopted via notiee-andcomment rulemaking. See 42 Fed.Reg. 55568 (1977) (notice of proposed rulemaking); 42 Fed.Reg. 65534 (1977) (adopted rules).1 Subpart C deals with the “Reporting of Accidents, Injuries, and Illnesses” and requires mine operators to report to the MSHA within ten days “each accident, occupational injury, or occupational illness” that occurs at a mine. See 30 CFR § 50.20(a). Of central importance here, the regulation also says that whenever any of certain occupational illnesses are “diagnosed,” the operator must similarly report the diagnosis within ten days. Id. (emphasis added). Among the occupational illnesses covered are “[s]ilicosis, asbestosis, coal worker’s pneumoconiosis, and other pneumoconioses.” Id. at § 50.20-6(b)(7)(ii). An operator’s failure to report may lead to citation and penalty. See 30 U.S.C. §§ 814(a), 815(a) & (d), 816(a).

As the statute and formal regulations contain ambiguities, the MSHA from time to time issues Program Policy Letters (“PPLs”) intended to coordinate and convey agency policies, guidelines, and interpretations to agency employees and interested members of the public. See MSHA Administrative Policy and Procedures Manual, Volume II, paragraph 112 (July 17, 1990); MSHA Program Information Bulletin No. 88-OS (August 19, 1988). One subject on which it has done so— apparently in response to inquiries from mine operators about whether certain x-ray [40]*40results needed to be reported as “diagnoses]” — has been the meaning of the term diagnosis for purposes of Part 50.

The first of the PPLs at issue here, PPL No. 91-III-2 (effective September 6, 1991), stated that any chest x-ray of a miner who had a history of exposure to pneumonoconiosis-causing dust that rated 1/0 or higher on the International Labor Office (ILO) classification system would be considered a “diagnosis that the x-rayed miner has silicosis or one of the other pneumonoconioses” for the purposes of the Part 50 reporting requirements. (The ILO classification system uses a 12-step scale to measure the concentration of opacities (i.e., areas of darkness or shading) on chest x-rays. A 1/0 rating is the fourth most severe of the ratings.) The 1991 PPL also set up a procedure whereby, if a mine operator had a chest x-ray initially evaluated by a relatively unskilled reader, the operator could seek a reading by a more skilled one; if the latter rated the x-ray below 1/0, the MSHA would delete the “diagnosis” from its files. We explain the multiple-reader rules further in the context of the third PPL, where they took their final form (so far).

The second letter, PPL No. P92-III-2 (effective May 6, 1992), superseded the 1991 PPL but largely repeated its view about a Part 50 diagnosis. In addition, the May 1992 PPL stated the MSHA’s position that mere diagnosis of an occupational disease or illness within the meaning of Part 50 did not automatically entitle a miner to benefits for disability or impairment under a workers’ compensation scheme. The PPL also said that the MSHA did not intend for an operator’s mandatory reporting of an x-ray reading to be equated with an admission of liability for the reported disease.

The final PPL under dispute, PPL No. P92-III-2 (effective August 1, 1992), replaced the May 1992 PPL and again restated the MSHA’s basic view that a chest x-ray rating above 1/0 on the ILO scale constituted a “diagnosis” of silicosis or some other pneumoconiosis. The August 1992 PPL also modified the MSHA’s position on additional readings. Specifically, when the first reader is not a “B” reader (i.e., one certified by the National Institute of Occupational Safety and Health to perform ILO ratings), and the operator seeks a reading from a “B” reader, the MSHA will stay enforcement for failure to report the first reading. If the “B” reader concurs with the initial determination that the x-ray should be scored a 1/0 or higher, the mine operator must report the “diagnosis”. If the “B” reader scores the x-ray below 1/0, the MSHA will continue to stay enforcement if the operator gets a third reading, again from a “B” reader; the MSHA then will accept the majority opinion of the three readers.

The MSHA did not follow the notice and comment requirements of 5 U.S.C. § 553 in issuing any of the three PPLs. In defending its omission of notice and comment, the agency relies solely on the interpretive rule exemption of § 553(b)(3)(A).

We note parenthetically that the agency also neglected to publish any of the PPLs in the Federal Register, but distributed them to all mine operators and independent contractors with MSHA identification numbers, as well as to interested operator associations and trade unions. Compare 5 U.S.C. § 552(a)(1)(D) (requiring publication in the Federal Register of all “interpretations of general applicability”) with id. at § 552(a)(2)(B) (requiring agencies to make available for public inspection and copying “those statements of policy and interpretations which have been adopted by the agency and are not published in the Federal Register”). Petitioners here make no issue of the failure to publish in the Federal Register.

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The distinction between those agency pronouncements subject to APA notice-and-comment requirements and those that are exempt has been aptly described as “enshrouded in considerable smog,” General Motors Corporation v. Ruckelshaus,

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Cite This Page — Counsel Stack

Bluebook (online)
995 F.2d 1106, 302 U.S. App. D.C. 38, Counsel Stack Legal Research, https://law.counselstack.com/opinion/american-mining-congress-v-mine-safety-health-administration-cadc-1993.