Alvarez Chicas v. Kelco Construction, Inc.

CourtDistrict Court, S.D. New York
DecidedFebruary 19, 2023
Docket1:21-cv-09014
StatusUnknown

This text of Alvarez Chicas v. Kelco Construction, Inc. (Alvarez Chicas v. Kelco Construction, Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alvarez Chicas v. Kelco Construction, Inc., (S.D.N.Y. 2023).

Opinion

Vere Wer 2B DOCUMENT ELECTRONICALLY FILED UNITED STATES DISTRICT COURT DOC #: SOUTHERN DISTRICT OF NEW YORK re DATE FILED: 02/19/2023 Carlos Alvarez Chicas et al., Plaintiffs, 1:21-cv-09014 (PAE) (SDA) -against- OPINION AND ORDER Kelco Construction, Inc. et al., Defendants.

STEWART D. AARON, United States Magistrate Judge: Plaintiffs Carlos Alvarez Chicas (“Chicas”), Alonso Villatoro (“Villatoro”), Misael Alexander Martinez Castro (“Castro”), Angel Martinez (“Martinez”), Edwin Ulloa Moreira (“Moreira”) and Mateo Umana (“Umana”) (collectively, “Plaintiffs”) bring this action individually, and on behalf of all others similarly situated, against Defendants Kelco Construction, Inc. (“Kelco Construction”), Kelco Landscaping, Inc. (“Kelco Landscaping”), E.L.M. General Construction Corp. (“ELM”), John Kelly (“Kelly”) and Joseph Provenzano (“Provenzano”) (collectively, “Defendants”), pursuant to the Fair Labor Standards Act (“FLSA”) and the New York Labor Law (“NYLL”). Plaintiffs allege, among other things, that Plaintiffs were not compensated properly in accordance with the FLSA or the NYLL. (See Second Am. Compl. (“SAC”), ECF No. 68, 4] 2.) Presently before the Court is Plaintiffs’ motion to conditionally certify FLSA collective classes and to permit court-authorized notification to putative collective members, as well as other relief. (See Pls.” 12/23/22 Not. of Mot., ECF No. 64.) For the reasons set forth below, Plaintiffs’ motion is GRANTED IN PART and DENIED IN PART.

BACKGROUND Plaintiffs make the following allegations:1 Kelco Construction, Kelco Landscaping and ELM were engaged in the business of providing

landscaping and construction services. (SAC ¶¶ 22, 25, 28.) These three companies share interrelated operations, common management, centralized control of labor relationships and common ownership and are commonly owned, operated and managed by Kelly and Provenzano. (Id. ¶¶ 31-32.) Kelco Construction entered into contracts under which it promised to pay workmen performing work thereunder (1) the prevailing rate of wages for each hour worked; (2)

time and a half for hours worked in excess of 8 hours each workday; and (3) time and a half for hours worked in excess of 40 during any workweek. (Id. ¶¶ 60-61.) Chicas was employed by Defendants from about March 2017 until about March 2021 as a laborer and form setter. (SAC ¶¶ 62-63; Chicas Decl., ECF No. 65-1, ¶¶ 1-2.) Kelco Construction and ELM issued separate paychecks to Chicas for work performed during the same workweek. (SAC ¶ 67; Chicas Decl. ¶ 10.) Defendants did not aggregate the hours worked for purposes of

paying overtime wages to Chicas. (SAC ¶ 68; Chicas Decl. ¶ 11.) Villatoro was employed by Defendants from about March 2017 until about January 2021 as a laborer and form setter.2 (Villatoro Decl., ECF No. 65-2 ¶¶ 1, 3.) Kelco Construction and ELM

1 At the conditional certification stage, courts “should not weigh the merits of the underlying claims,” Hamadou v. Hess Corp., 915 F. Supp. 2d 651, 662 (S.D.N.Y. 2013) (citations omitted), and should not “resolve factual disputes, decide substantial issues going to the ultimate merits, or make credibility determinations.” Jackson v. Bloomberg, L.P., 298 F.R.D. 152, 158 (S.D.N.Y. 2014) (citation and internal quotation marks omitted). Accordingly, for the purposes of resolving the collective certification motion, I treat the facts alleged by Plaintiffs as true. See Cortes v. New Creators, Inc., Case No. 15-CV-05680 (PAE), 2015 WL 7076009, at *1 n.1 (S.D.N.Y. Nov. 12, 2015). 2 The SAC alleges that Villatoro was employed as a laborer and mason. (SAC ¶ 77.) issued separate paychecks to Villatoro for work performed during the same workweek. (SAC ¶ 81; Villatoro Decl. ¶ 15.) Defendants did not aggregate the hours worked for purposes of paying overtime wages to Villatoro. (SAC ¶ 81; Villatoro Decl. ¶ 16.)

Castro was employed by Defendants from about April 2016 until about December 2019 as a laborer and form setter. (Castro Decl., ECF No. 65-3, ¶¶ 1-2.) Martinez was employed by Defendants from about December 2019 until about July 2021 as a laborer and form setter. (Martinez Decl., ECF No. 65-4, ¶¶ 1-2.) Moreira was employed by Defendants from about April 2016 until about December 2019 as a laborer and form setter. (Moreira Decl., ECF No. 65-5, ¶¶

1-2.) Umana was employed by Defendants from about March 2017 until about September 2019 as a laborer and driver. (Umana Decl., ECF No. 65-6, ¶¶ 1-2.) Plaintiffs, who performed work under numerous prevailing wage contracts, were required to report to their work facility at a specific time (usually before 4:30 a.m.), travel to and from worksites in New York City and clean and unload the company vehicle at the end of the workday. (SAC ¶¶ 64-65, 78-79, 95-96; Chicas Decl. ¶¶ 5-6; Villatoro Decl. ¶¶ 8-10; Castro Decl. ¶¶ 5-6;

Martinez Decl. ¶ 6; Moreira Decl. ¶¶ 5-6; Umana Decl. ¶¶ 5-6.) Rather than compensating Plaintiffs from the time they were required to report until the end of the workday, sometimes paid Plaintiffs a “Drive Time” bonus. (SAC ¶¶ 66, 80, 97; Chicas Decl. ¶ 7; Villatoro Decl. ¶ 11; Castro Decl. ¶ 7; Martinez Decl. ¶ 7; Moreira Decl. ¶ 7; Umana Decl. ¶ 7.) Defendants failed to pay Plaintiffs for all hours worked, failed to pay overtime and failed to pay pursuant to the prevailing wage contracts. (SAC ¶¶ 69-73, 82-86, 98.) DISCUSSION I. Collective Certification A. Legal Standards

The FLSA provides that “any one or more employees” may bring an action against an employer “for and in behalf of himself or themselves and other employees similarly situated.” 29 U.S.C. § 216(b). To become a party to such an action, an employee must file written consent in the court in which the action is brought. Id. “Although they are not required to do so by FLSA, district courts ‘have discretion, in appropriate cases, to implement [§ 216(b)] . . . by facilitating

notice to potential plaintiffs’ of the pendency of the action and of their opportunity to opt-in as represented plaintiffs.” Myers v. Hertz Corp., 624 F.3d 537, 554 (2d Cir. 2010) (quoting Hoffmann- La Roche Inc. v. Sperling, 493 U.S. 165, 169 (1989)). The Second Circuit has approved a two-step method for the exercise of the Court’s discretion. See Yap v. Mooncake Foods, Inc., 146 F. Supp. 3d 552, 560 (S.D.N.Y. 2015) (citing Myers, 624 F.3d at 554). First, in the step known as “conditional certification,” if the named

plaintiffs make a “‘modest factual showing’ that they and potential opt-in plaintiffs ‘together were victims of a common policy or plan that violated the law,’” the trial court may make an initial determination to send notice to potential opt-in plaintiffs. Myers, 624 F.3d at 555 (quoting Hoffmann v. Sbarro, Inc., 982 F. Supp. 249, 261 (S.D.N.Y. 1997)). At the second stage, which typically occurs after discovery is complete, the court determines whether the opt-ins are in fact “similarly situated” to the named plaintiffs; if the record reveals that they are not, the court may

“de-certif[y]” the collective action and dismiss those plaintiffs’ claims without prejudice. See id. (citations omitted). During the initial conditional certification stage, the requirement of a “modest factual showing” cannot be satisfied solely by “unsupported assertions.” Myers, 624 F.3d at 555. However, because the purpose of this first stage is “merely to determine whether ‘similarly

situated’ plaintiffs do in fact exist,” plaintiffs have a low burden of proof. Id.

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Related

Hoffmann-La Roche Inc. v. Sperling
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160 F. Supp. 3d 605 (S.D. New York, 2016)
Hamadou v. Hess Corp.
915 F. Supp. 2d 651 (S.D. New York, 2013)
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