Alonzo v. State

353 S.W.3d 778, 2011 Tex. Crim. App. LEXIS 1181, 2011 WL 4436531
CourtCourt of Criminal Appeals of Texas
DecidedSeptember 14, 2011
DocketPD-1494-10
StatusPublished
Cited by90 cases

This text of 353 S.W.3d 778 (Alonzo v. State) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alonzo v. State, 353 S.W.3d 778, 2011 Tex. Crim. App. LEXIS 1181, 2011 WL 4436531 (Tex. 2011).

Opinions

WOMACK, J.,

delivered the opinion of the Court,

in which MEYERS, JOHNSON, KEASLER, HERVEY, COCHRAN, and ALCALA, JJ., joined.

The appellant killed a fellow inmate in a prison fight. A jury convicted him of manslaughter. The Court of Appeals affirmed.1 Because the trial court and the Court of Appeals misapplied the law of self-defense, we shall reverse.

I. Background

A. Trial

The appellant and Victor Rocha, both prisoners, engaged in a fight on June 30, 2006. The appellant testified that Rocha attacked him with a cable attached to a metal object, that the two engaged in a struggle, and that Rocha then dropped the cable and produced a metal “spike.” The appellant testified that Rocha then attacked him with the spike:

[W]e were struggling for it, right. When I reached for it, he grazed my arm ... and that’s when I grabbed him. I grabbed him and we’re struggling. The next thing I know, I let him go and he’s got a hole in his chest. It must have happened during the struggle or— I don’t remember hitting him with it. Actually, I really never even had possession of the weapon. I had his hand, and we were so close fighting. So, it’s, like I say, it could have been me that got stuck too with that weapon.

The jury was charged on two counts. The first alleged murder2 and included [780]*780manslaughter3 and aggravated assault4 as lesser-included offenses. The second count alleged possession of a deadly weapon in a penal institution.5 The charge included a self-defense instruction that told jurors to acquit the appellant on the first count if they found he acted in self-defense.

Here, the record does not contain a record of the charge conference, so we do not know which party sought a manslaughter charge, but that is irrelevant for our analysis. The record does show that when the original charge was presented in open court, neither party objected.

During deliberations, the jury asked multiple questions of the court. In one, they asked, “If we find ‘not guilty’ of count 1 murder by reason of self-defense does that preclude us from considering the 2 lesser offenses in count 1?” Apparently,6 the trial court responded: “In response to your question, the answer is ‘NO,’ you are not precluded from considering the lesser included offenses for Count I.”

In another question, the jury asked: “Can self-defense be applied to all 3 offenses in count 1? i.e. can ‘self-defense’ be used as a reason for finding ‘not guilty’ to the 2 lesser included offenses in count 1?” The trial court responded: “In response to your question: Self-Defense does apply to Murder. Self-Defense does not apply to Manslaughter. Self-Defense does not apply to Aggravated Assault if the jury finds the defendant committed Aggravated Assault recklessly.”

The jury convicted the appellant of manslaughter and possession of a deadly weapon in a penal institution and assessed punishment at 20 years for each offense.

B. Appeal

On appeal, the appellant argued, among other points, that the trial court erred by instructing the jury that the justification of self-defense does not apply to the lesser-included offense of manslaughter. The Court of Appeals held that the trial court’s instructions to the jury were correct and overruled this point of error.7

The Court of Appeals arrived at its conclusion by first observing, “Texas courts have routinely noted that an individual cannot recklessly act in self-defense.”8 The Court continued:

A person commits murder if he “intentionally or knowingly causes the death of an individual.” Because self-defense is a [781]*781justification to murder, an acquittal of murder on the basis of self-defense necessarily implies that the jury believed that the defendant intentionally or knowingly caused the death of an individual. Texas Penal Code section 19.04 provides that a person commits manslaughter “if he recklessly causes the death of an individual.” Intentional or knowing conduct is distinct from reckless conduct, and an individual cannot simultaneously act intentionally and' recklessly. Accordingly, we conclude that the trial court’s instruction precluding the application of self-defense to manslaughter was not erroneous.9

We granted the appellant’s petition to review this holding.

II. Analysis

A. Justification is a Defense to Prosecution

Chapter 9 of the Penal Code recognizes certain justifications that, under Section 2.03, are defenses to prosecution.10 If there is some evidence that a defendant’s actions were justified under one of the provisions of Chapter 9, the State has the burden of persuasion to disprove the justification beyond a reasonable doubt.11

The appellant raised evidence that he killed Rocha while acting in self-defense, a Chapter 9 justification.12 If a fact-finder believes that a defendant’s actions are justified under Chapter 9 (or has a reasonable doubt that the actions were justified under Chapter 9), the plain meaning of Sections 9.02 and 2.03 is that the fact-finder may not convict the defendant for an offense based on those actions. The trial court’s supplemental instruction13 advising the jury that it could consider the lesser-included offenses under Count I if it believed the appellant acted in self-defense was erroneous. The jury should have been instructed that if the State had not disproved self-defense beyond a reasonable doubt, they were to acquit the appellant of all charges in Count I.

B. Justification is a Defense to Reckless Offenses

The Court of Appeals believed it is illogical for a defendant to argue self-defense when charged with an offense whose requisite mental state is recklessness. But there is nothing in Penal Code Section 2.03 or Chapter 9 that limits justification defenses to intentional or knowing crimes, nor do we have a reason to infer such a limitation.

Such a limitation would make possible at least one pernicious practice. Under the Court of Appeals’s holding, a prosecutor confronting a defendant with a valid justification defense would be able to simply charge an offense with a lower mental state (e.g. manslaughter instead of murder) to win a conviction. But the plain language of Sections 2.03 and 9.02 makes justification a defense to prosecutions generally, not just to particular offenses. We find nothing in the Penal Code indicating that the legislature intended Chapter 9 [782]*782justifications to merely result in a lesser conviction than would otherwise have been possible.

Moreover, it is not illogical to plead a justification defense to an accusation of a reckless offense.

An assertion of a Chapter 9 justification defense is an assertion that the defendant’s actions were justified.14

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Cite This Page — Counsel Stack

Bluebook (online)
353 S.W.3d 778, 2011 Tex. Crim. App. LEXIS 1181, 2011 WL 4436531, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alonzo-v-state-texcrimapp-2011.