Ally Financial, Inc., and Ally Bank v. Alabama Department of Revenue

CourtCourt of Civil Appeals of Alabama
DecidedApril 10, 2026
DocketCL-2025-0460
StatusPublished

This text of Ally Financial, Inc., and Ally Bank v. Alabama Department of Revenue (Ally Financial, Inc., and Ally Bank v. Alabama Department of Revenue) is published on Counsel Stack Legal Research, covering Court of Civil Appeals of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Ally Financial, Inc., and Ally Bank v. Alabama Department of Revenue, (Ala. Ct. App. 2026).

Opinion

Rel: April 10, 2026

Notice: This opinion is subject to formal revision before publication in the advance sheets of Southern Reporter. Readers are requested to notify the Reporter of Decisions, Alabama Appellate Courts, 300 Dexter Avenue, Montgomery, Alabama 36104-3741 ((334) 229-0650), of any typographical or other errors, in order that corrections may be made before the opinion is published in Southern Reporter.

ALABAMA COURT OF CIVIL APPEALS OCTOBER TERM, 2025-2026 _________________________

CL-2025-0460 _________________________

Ally Financial, Inc., and Ally Bank

v.

Alabama Department of Revenue

Appeal from Montgomery Circuit Court (CV-24-900997)

EDWARDS, Judge.

This appeal concerns whether Ally Financial, Inc. ("AFI"), and Ally

Bank ("the bank") (collectively referred to as "the taxpayers") met the

criteria to file Alabama Financial Institution Excise Tax ("FIET") returns CL-2025-0460

as a consolidated group in tax return years 2012 through 2020,1 pursuant

to Ala. Code 1975, § 40-16-3(c). The Alabama Department of Revenue

("the Department") determined that the taxpayers were not eligible to

file as a consolidated group for those tax return years, resulting in

additional tax liability owed by the bank for tax return years 2012

through 2018 and the denial of refunds for tax return years 2019 and

2020. The taxpayers timely appealed to the Alabama Tax Tribunal ("the

tax tribunal"), which upheld the Department's determination that the

taxpayers failed to meet the requirements necessary to file a consolidated

return in the tax return years at issue. The taxpayers timely appealed

the decision of the tax tribunal to the Montgomery Circuit Court ("the

circuit court"). By consent of the parties, the circuit court's review was

upon the administrative record and transcript developed before the tax

tribunal. The circuit court affirmed the decision of the tax tribunal. The

1All references to "tax return years" are to the calendar year in

which the FIET return was required to be filed pursuant to Ala. Code 1975, § 40-16-3(a). The FIET return for each tax return year reports the tax based on net income from the prior taxable year. For example, an FIET return for the 2012 tax return year reports the tax based on net income from the tax year ending December 31, 2011. 2 CL-2025-0460

taxpayers now appeal the judgment of the circuit court. For the reasons

set forth below, we affirm.

Alabama law requires every financial institution, as that term is

defined in Ala. Code 1975, § 40-16-1, to file an FIET return. § 40-16-3(a).

Section 40-16-3(b) permits "qualified corporate groups" to file a single

consolidated FIET return on behalf of the entire consolidated group.

Filing on a consolidated basis allows certain losses, if any, to be allocated

across the consolidated group, effectively offsetting income of the

members of the group. Allocating losses in a consolidated return allows

a parent and its subsidiaries in the group to offset one member's losses

against another member's profits, thereby reducing the group's overall

taxable income and allowing the immediate use of net operating losses.

To be included in a consolidated group for purposes of filing an FIET

return, a financial institution must satisfy both the ownership test and

the filing test set forth in § 40-16-3(c)(1) and (2).

In addition, financial institutions electing to file a consolidated

FIET return are required to file certain forms with the Department.

Relevant to this appeal, all members of a consolidated group must

complete Form ET-1C, the common parent of the consolidated filing 3 CL-2025-0460

group must file a Form ET-C, and each member participating in the

consolidated filing must complete a pro forma Form ET-1 that is attached

to Form ET-1C. Ala. Admin. Code (Dep't of Revenue), r. 810-9-1-

.02(5)(a)2.

The relevant facts in this case appear to be largely undisputed.2

The bank was formed under the laws of Utah and is registered to do

business in Alabama. The bank is wholly owned by IB Finance Holding

Company, LLC ("IBF"), a Delaware limited-liability company that is

headquartered in Michigan. IBF, in turn, is wholly owned by AFI, a

Delaware corporation that is also headquartered in Michigan. AFI and

IBF are registered bank-holding companies under the Bank Holding

Company Act of 1956. 12 U.S.C. § 1841. For tax return years 2012

through 2018, AFI filed consolidated FIET returns and completed Form

ET-1C, listing the bank and AFI, among other entities not relevant to

this appeal, as members of the consolidated group.3 Despite the fact that

2The parties filed a joint stipulation of facts in the tax tribunal.

3Those returns included various disregarded entities that do business in Alabama that were not treated as separate entities of AFI for tax purposes. 4 CL-2025-0460

the bank was wholly owned by IBF, IBF was not included in those FIET

returns and was not included in AFI's Form ET-1C, Form ET-1, or any

other form.4

In 2017, the Department conducted a review of the taxpayers'

returns and made adjustments that are not relevant to this appeal. The

taxpayers requested a hearing with the Department to contest the

adjustments. During that hearing, the Department learned that IBF,

and not AFI, was the sole owner of the bank. Based on that knowledge,

the Department determined that AFI and the bank did not meet the

requirements for filing as a consolidated group because they could not

meet the ownership test and the filing test. Specifically, the Department

determined that AFI was not the parent of the bank because it had no

direct ownership of the bank; consequently, the ownership test set forth

in § 40-16-3(c) was not met. Ultimately, the Department recalculated the

tax liabilities of AFI and the bank on a separate-entity basis. As a result,

4For the 2017 and 2018 tax return years, AFI filed a consolidated

return listing for the first time AFI, IBF, and the bank in the consolidated group. However, the returns did not include a Form ET-1 for IBF or any tax attributes of IBF in the affiliation schedule. It is undisputed that those forms were required to properly include IBF in the group. 5 CL-2025-0460

the net operating losses of AFI were available to it only on a separate-

entity basis, effectively preventing AFI from allocating a portion of its

losses to offset the bank's taxable income. The adjustments resulted in

additional tax being owed by the bank in each of the tax return years.

Regarding tax return years 2012 through 2016, the resulting tax

deficiencies were not assessed due to a statute-of-limitations issue

resolved in favor of the bank; thus, no tax assessments were entered by

the Department against the bank for those years. The Department

issued preliminary assessments against the bank for tax return years

2017 and 2018 on October 13, 2020. Following a hearing on the

taxpayers' appeal of the preliminary assessments, on February 24, 2021,

the Department entered final assessments against the bank for taxes due

in the amounts of $1,480,530 and $2,187,951, respectively, plus interest

and penalties. As noted, the taxpayers timely appealed the Department's

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