Allred v. Graves

134 S.E.2d 186, 261 N.C. 31, 1964 N.C. LEXIS 435
CourtSupreme Court of North Carolina
DecidedJanuary 17, 1964
Docket532
StatusPublished
Cited by48 cases

This text of 134 S.E.2d 186 (Allred v. Graves) is published on Counsel Stack Legal Research, covering Supreme Court of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Allred v. Graves, 134 S.E.2d 186, 261 N.C. 31, 1964 N.C. LEXIS 435 (N.C. 1964).

Opinions

Parker, J.

This appeal presents another facet of the recurring problem of the extent of the constitutional privilege against self-in'crimination. Unlike most of the oases which have received the attention of the highest courts, the instant case does not involve a criminal prosecution or the inquisitorial act of a legislative committee. The claim of privilege here is interposed in an examination before trial in a civil action, after filing of the complaint and answer, on the ground that punitive damages are sought.

It is an ancient principle of .the law of evidence 'that a witness shall not be compelled, in any proceeding, tio make disclosure® or to give testimony which will tend to incriminate him or subj ect him to fines, penalties or forfeitures. Ward v. Martin, 175 N.C. 287, 95 S.E. 621; Counselman v. Hitchcock, 142 U.S. 547, 35 L. Ed. 1110; Brown v. Walker, 161 U.S. 591, 40 L. Ed. 819; 58 Am. Jur., Witnesses, sec. 43; Annotation 118 A.L.R., p. 628; 98 C.J.S., Witnesses-, sec. 431 et seq. However, it has been held that this privilege does not apply to penalties of a purely remedial character. 58 Am. Jur., Witnesses, sec. 43. “The facts protected from disclosure are distinctly facts involving a criminal liability or its equivalent.” 8 Wigmore, Evidence (1961), p. 331. Tire rule against self-incrimination has existed from .an early date in tire English '.common law, and its origin has been said to be based ■on no statute and no judicial decision but on a general and silent acquiescence of the courts .in a popular demand. This rule, it has been said in Twining v. New Jersey, 211 U.S. 78, 53 L. Ed. 97, distinguished the English common laiw “from all other systems of jurisprudence.” It was so well established that on the .separation of the colonies from. Great Britain and the establishment of the United States, it was universally recognized 'therein -as a part of the fundamental law. Brown v. Walker, supra. In Brown v. Walker, the Court said:

“So deeply did the iniquities of the ancient system impress themselves upon the minds of the American colonists that the states, with one accord, made a denial of the right to question an accused person a part of their fundamental law, so that a maxim which in. England was a mere rule of evidence became clothed in this country with the impregnability of a constitutional enactment.”

[35]*35The constitutional guaranties against ¡self-incrimination should be liberally construed. Gouled v. United States, 255 U.S. 298, 65 L. Ed. 647; Quinn v. United States, 349 U.S. 155, 99 L. Ed. 964; Ullmann v. United States, 350 U.S. 422, 100 L. Ed. 511, 53 A.L.R. 2d 1008; 98 C.J.S., Witnesses, sec. 432.

The privilege against self-incriminiation may be exercised by a witness -in any proceeding. It has been held that “even though the constitutional provision is worded simply .that no person ‘¡shall be compelled in any criminal case to be a ¡witness against ¡himself,’ the privilege of refusing to -answer extends to all proceedings sanctioned by law and to any investigation, 'ex parte or otherwise, litigious or not.” 98 C.J.S., Witnesses, sec. 433. This is said in 98 C.J.S., Witnesses, p. 246: “The privilege ¡also applies in civil actions and proceedings, ais, for example, with reference to an -answer in chancery, a proceeding for ¡discovery or for examination before trial, to interrogations- of a party in equity -before trial, to the examination of -a bankrupt, ¡or an insolvent, or a judgment debtor, to- the examination of a trustee in bankruptcy before -a referee, to proceedings to take a deposition, * * * ¡and to proceedings to enforce forfeitures.”

“Punitive -damages are not recoverable in ¡any case as a matter of right. If the pleading and evidence iso- warrant, -an issue as to punitive -damages ¡should be submitted to the jury. Upon ¡submission thereof, it is for the jury to determine (1) whether punitive damages in any ¡amount should be awarded, ¡and if so (2) the amount o-f the -award. These questions ¡are determinable by the jury in ifis discretion.” Hinson v. Dawson, 244 N.C. 23, 92 S.E. 2d 393, 62 A.L.R. 2d 806.

In Smith v. Myers, 188 N.C. 551, 125 S.E. 178, the Court said: “Vindictive or punitive -damages -are treated as an award by way of punishment to the -offender and as -a warning to other wrongdoers; they are not allowed as ¡a -matter of course, but -only when there -are some features of aggravation, as willfulness, malice, ru-deness, oppression, or a reckl-esis ¡and wanton disregard of the plaintiff’s rights.” In Transportation Co. v. Brotherhood, 257 N.C. 18, 125 S.E. 2d 277, cert. den. 371 U.S. 862, 9 L. Ed. 2d 100, rah. den. 371 U.S. 899, 9 L. Ed. 2d 131, the Court said: “Punitive ¡damages -are never awarded as compensation. They -are awarded above and beyond ¡actual -damages, as -a punishment for the -defendant’s intentional wrong. They ¡are given to- the plaintiff in- a proper- case, not because they are due, but because of the ¡opportunity the -case -affords the court -to inflict punishment for conduct intentionally wrongful.”

In Tripp v. Tobacco Co., 193 N.C. 614, 137 S.E. 871, the Court quotas with approval from Day v. Woodworth, 54 U.S. 363, 371, 14 L. [36]*36Ed. 181, a© follows: ‘It is a well-established principle of tlhe common law, tlharfc in- .actions of trespass and all 'actions on the case for torts, a jury may inflict what -are called exemplary, punitive, or vindictive damages upon a defendant, having in view the enormity of hie offense rather than the measure of compensation to the plaintiff. * * * By the common, as well as the statute law, men are often punished for aggravated misconduct or lawless acts, by means of civil action, and the damages, inflicted by way of penalty or punishment, given to the party injured’.” In Voltz v. General Motors Acceptance Corp., 332 Pa. 141, 2 A. 2d 697, the Court said punitive damages “are, as the nomenclature indicates, .penal in character.”

In Life and Casualty Insurance Co. v. McCray, 291 U.S. 566, 78 L. Ed. 987 (992), Mr. Justice Oandozo speaking for the Court said: “ ‘Penalty’ is a term of varying 'and uncertain meaning. There are penalties recoverable in vindication of the public justice of the state. There are other penalties designed as reparation to sufferers from wrongs.”

When the penalty lias in the payment of money, the Courts are in conflict. The following cases hold that the privilege .against self-in-oriminlation applies: Lees v. United States, 150 U.S. 476 (1893) (action to recover statutory penalty for illegal transportation of aliens; privilege applies); Speidel Co. v. Barstow Co., 232 Fed. 617 (D. R. I.

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Bluebook (online)
134 S.E.2d 186, 261 N.C. 31, 1964 N.C. LEXIS 435, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allred-v-graves-nc-1964.