Alliance for Open Society International, Inc. v. United States Agency for

911 F.3d 104
CourtCourt of Appeals for the Second Circuit
DecidedDecember 20, 2018
Docket15-974 (L); 17-2126 (Con); August Term 2017
StatusPublished
Cited by11 cases

This text of 911 F.3d 104 (Alliance for Open Society International, Inc. v. United States Agency for) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alliance for Open Society International, Inc. v. United States Agency for, 911 F.3d 104 (2d Cir. 2018).

Opinion

Judge Straub dissents in a separate opinion.

BARRINGTON D. PARKER, Circuit Judge:

*107 In Agency for International Development v. Alliance for Open Society International, Inc. , 570 U.S. 205 , 133 S.Ct. 2321 , 186 L.Ed.2d 398 (2013) (" AOSI "), the Supreme Court held that a provision of the United States Leadership Against HIV/AIDS, Tuberculosis, and Malaria Act of 2003 (the "Leadership Act"), 22 U.S.C. § 7601 et seq. , which required that recipients of funds appropriated under the Act affirmatively adopt a policy explicitly opposing prostitution and sex trafficking violated the First Amendment. The Court determined that this condition, known as the Policy Requirement, could not be applied to plaintiffs because, as Chief Justice Roberts stated, it "compels as a condition of federal funding the affirmation of a belief that by its nature cannot be confined within the scope of the Government program." AOSI , 570 U.S. at 221 , 133 S.Ct. 2321 .

The Government subsequently interpreted the Supreme Court's opinion as allowing the Policy Requirement to continue to be applied to foreign affiliates. Plaintiffs disagreed and sought and obtained a permanent injunction in the District Court, which concluded that AOSI did not allow the Policy Requirement to be applied to plaintiffs' foreign affiliates. The Government appeals and we are required to determine the narrow issue of whether the Government's reading of the Supreme Court's decision is correct. We agree with the District Court that the Government's reading is foreclosed by that opinion and, consequently, we affirm the order below.

BACKGROUND

The background of this litigation is well known and fully described in the various judicial decisions that have been issued: the Honorable Victor Marrero's thorough and well reasoned decision in 2006, our 2011 opinion affirming him, and the Supreme Court's 2013 opinion affirming us. See Alliance for Open Soc'y Int'l v. U.S. Agency for Int'l Dev. , 430 F.Supp.2d 222 (S.D.N.Y. 2006) ; Alliance for Open Soc. Int'l, Inc. v. U.S. Agency for Int'l Dev. , 651 F.3d 218 (2d Cir. 2011) ; AOSI , 570 U.S. 205 , 133 S.Ct. 2321 (2013). We recount here only the background necessary for understanding this appeal.

In 2003, Congress passed the Leadership Act, which authorized the appropriation of billions of dollars to nongovernmental organizations to assist the worldwide fight against HIV/AIDS and other diseases. The Leadership Act contains the Policy Requirement, which states that "[n]o funds ... may be used to provide assistance to any group or organization that does not have a policy explicitly opposing prostitution and sex trafficking." 22 U.S.C. § 7631 (f).

Plaintiffs are several domestic organizations that fight HIV/AIDS abroad. Many plaintiffs carry out their aid work through legally distinct affiliates that together constitute global families of closely aligned entities. For example, plaintiff InterAction is a network of U.S.-based humanitarian organizations and contains, as a member, the domestic entity Save the Children Federation, Inc., which is a part of the global set of entities operating as Save the Children, an international aid organization that focuses on children's health. Save the Children Federation, Inc., in turn, is part of the Save the Children Association, a non-profit Swiss association that owns the Save the Children logo and maintains criteria for Save the Children members. There are over 30 distinct Save the Children entities incorporated around the world in addition to in the United States, such as in Australia, Brazil, Canada, India, Japan, Norway, South Africa, Spain, and Swaziland. These *108 entities comprise Save the Children, and share the same name, logo, brand, and mission, even though they are distinct legal entities incorporated in various jurisdictions worldwide.

As plaintiffs explain and the record reflects, maintaining a unified global identity, branding, and approach enhances the ability of an organization like Save the Children to perform its aid mission. Moreover, various legal and administrative considerations encourage (and sometimes require) such international aid organizations to operate as formally legally distinct entities, despite otherwise being unified. As an example, the president and chief executive officer of plaintiff Pathfinder International attested that defendant United States Agency for International Development ("USAID") gives preference for Leadership Act contracts to NGOs that are incorporated outside the United States and sought to increase direct partnerships with local organizations in order to enhance the long-term effectiveness of aid delivery. USAID also limits a significant number of potential grants to organizations incorporated outside of the United States. Moreover, some foreign governments require NGOs to be incorporated in their countries in order to be permitted to undertake public health work there. Overall, factors such as these have caused international aid organizations to be organized as formally legally distinct entities while operating with a unified and consistent identity, mission, and work. As a consequence, these organizations appear to the public as unified entities. Throughout this litigation, plaintiffs have emphasized that, while they do not support prostitution, they would not include in their mission statements a policy officially expressing an opposition to prostitution because, among other things, effectively fighting diseases like HIV/AIDS often requires direct involvement with sex-worker communities.

In 2005, plaintiffs sued to enjoin the Government's implementation of the Policy Requirement.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Jones v. Mayorkas
W.D. New York, 2022
United States v. Peeples
962 F.3d 677 (Second Circuit, 2020)
United States v. Doka
955 F.3d 290 (Second Circuit, 2020)
Deferio v. City of Syracuse
Second Circuit, 2019
Vt. Ry., Inc. v. Town of Shelburne
918 F.3d 82 (Second Circuit, 2019)

Cite This Page — Counsel Stack

Bluebook (online)
911 F.3d 104, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alliance-for-open-society-international-inc-v-united-states-agency-for-ca2-2018.