Allen v. Lucero

108 F.3d 1388, 12 I.E.R. Cas. (BNA) 1312, 1997 U.S. App. LEXIS 9737, 1997 WL 143712
CourtCourt of Appeals for the Tenth Circuit
DecidedMarch 31, 1997
Docket96-8074
StatusPublished

This text of 108 F.3d 1388 (Allen v. Lucero) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Allen v. Lucero, 108 F.3d 1388, 12 I.E.R. Cas. (BNA) 1312, 1997 U.S. App. LEXIS 9737, 1997 WL 143712 (10th Cir. 1997).

Opinion

108 F.3d 1388

12 IER Cases 1312, 97 CJ C.A.R. 481

NOTICE: Although citation of unpublished opinions remains unfavored, unpublished opinions may now be cited if the opinion has persuasive value on a material issue, and a copy is attached to the citing document or, if cited in oral argument, copies are furnished to the Court and all parties. See General Order of November 29, 1993, suspending 10th Cir. Rule 36.3 until December 31, 1995, or further order.

Mark ALLEN, Plaintiff-Appellant,
v.
Joe LUCERO, individually and in his capacity as Sheriff,
Fremont County, Wyoming; John S. Coppock, aka Jack Coppock,
individually and in his capacity as Under Sheriff, Fremont
County, Wyoming and Fremont County Board of County
Commissioners, Defendants-Appellees.

No. 96-8074.

United States Court of Appeals, Tenth Circuit.

March 31, 1997.

Before BRORBY and KELLY, Circuit Judges, and CAUTHRON,** District Judge.

ORDER AND JUDGMENT*

After examining the briefs and appellate record, this panel has determined unanimously to grant the parties' request for a decision on the briefs without oral argument. See Fed. R.App. P. 34(f); 10th Cir. R. 34.1.9. The case is therefore ordered submitted without oral argument.

Plaintiff Mark Allen appeals the district court's award of attorney fees and costs to defendants Joe Lucero, individually and in his official capacity, and John S. Coppock. The court awarded fees and costs to these defendants as prevailing parties in plaintiff's 42 U.S.C. § 1983 suit claiming due process violations in connection with the disciplinary proceedings leading to his discharge from the Fremont County Sheriff's Department.

In prior proceedings, the district court granted summary judgment to defendants. Plaintiff appealed to this court, and we affirmed. See Allen v. Lucero, No. 94-8005, 1994 WL 704738 (10th Cir. Dec. 19, 1994) (unpublished order and judgment). The underlying facts of this case can be found in this court's unpublished order and judgment, see id. at ---1-2, and the Wyoming Supreme Court's disposition of plaintiff's state court action, see Allen v. Lucero, 925 P.2d 228, 229 (Wyo.1996). Therefore,we will repeat here only those facts necessary to our disposition.

On September 18, 1991, plaintiff was called into a meeting with three of his supervisors following a citizen's complaint indicating that plaintiff had struck an arrestee in handcuffs in plaintiff's squad car. Plaintiff offered his version of the incident stating that he had only grabbed the arrestee by the chin in order to get his attention. Following the meeting, plaintiff was asked to submit a written response to the complaint. He complied a few days later.

Plaintiff was advised that a disciplinary board was scheduled to meet on September 30, 1991, to consider plaintiff's alleged violations of department regulations. Both plaintiff and the complaining witness submitted to lie detector tests. The witness' test showed she was truthful while plaintiff's results were inconclusive.

Following two separate hearings on the charges, the disciplinary review board recommended that plaintiff either resign or be terminated. Plaintiff was notified of his right to challenge this recommendation, and he subsequently requested a hearing which was scheduled for October 30, 1991. Plaintiff requested several continuances of the hearing while he negotiated his resignation. When the negotiations proved unsuccessful, the hearing was rescheduled for January 7, 1992. Plaintiff notified the board that he would not attend the hearing, and he was retroactively terminated as of October 10, 1991.

Plaintiff then filed this civil rights action in federal district court, claiming violations of his right to due process in the Sheriff's department's termination procedures. The district court granted defendants' motion for summary judgment. In affirming the district court's decision on appeal, this court rejected plaintiff's arguments that the district court inadequately addressed the merits of his substantive due process claim and that his pre-termination notice was constitutionally inadequate. See Allen, 1994 WL 704738 at ---2-3.

Defendants then moved for an award of attorney fees and costs pursuant to 42 U.S.C. § 1988. The district court found that plaintiff's due process claim "was frivolous and not well-grounded either in law or in fact." Appellant's App. at 51. Consequently, the court awarded Mr. Lucero in his individual capacity, fees and costs in the amount of $30,593.60, Mr. Lucero in his official capacity, fees and costs in the amount of $23,936.55, and Mr. Coppock fees and costs in the amount of $18,902.50. On appeal, plaintiff contends that the district court applied the wrong standard in determining whether attorney fees and costs should be awarded to defendants.

"We review the district court's attorney fee award for abuse of discretion, and will hold the underlying findings of fact reversible only if they are clearly erroneous." Mann v. Reynolds, 46 F.3d 1055, 1062 (10th Cir.1995) (citations omitted). "A court has abused its discretion when it 'based its decision on an erroneous conclusion of law or where there is no rational basis in the evidence for the ruling.' " Id. (quoting Wang v. Hsu, 919 F.2d 130, 130 (10th Cir.1990) (citations omitted)).

A prevailing defendant may be awarded attorney fees only if the plaintiff's claims are found to be " 'frivolous, unreasonable, or groundless.' " Roadway Express Inc. v. Piper, 447 U.S. 752, 762 (1980) (quoting Christiansburg Garment Co. v. EEOC, 434 U.S. 412, 422 (1978)). "[A] district court may in its discretion award attorney's fees to a prevailing defendant in a [civil rights] case upon a finding that the plaintiff's action was frivolous, unreasonable, or without foundation, even though not brought in subjective bad faith." Christiansburg, 434 U.S. at 421; accord Jane L. v. Bangerter, 61 F.3d 1505, 1513 (10th Cir.1995).

The district court found that the process due in an employment termination was "clear and well-settled law since the Supreme Court decided Cleveland Bd. of Educ. v. Loudermill, 470 U.S. 532 (1985)," and had plaintiff read the decision, he would have known that he "had been provided with far more process than was due." Appellant's App. at 51-52.

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Related

Roadway Express, Inc. v. Piper
447 U.S. 752 (Supreme Court, 1980)
Hughes v. Rowe
449 U.S. 5 (Supreme Court, 1980)
Cleveland Board of Education v. Loudermill
470 U.S. 532 (Supreme Court, 1985)
Allen v. Lucero
43 F.3d 1482 (Tenth Circuit, 1994)
Allen v. Lucero
925 P.2d 228 (Wyoming Supreme Court, 1996)
Mann v. Reynolds
46 F.3d 1055 (Tenth Circuit, 1995)
Jane L. v. Bangerter
61 F.3d 1505 (Tenth Circuit, 1995)
McEwen v. City of Norman
926 F.2d 1539 (Tenth Circuit, 1991)

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Bluebook (online)
108 F.3d 1388, 12 I.E.R. Cas. (BNA) 1312, 1997 U.S. App. LEXIS 9737, 1997 WL 143712, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allen-v-lucero-ca10-1997.