Allen v. Kijakazi

District Court, S.D. California·Decided September 27, 2023·No. 3:22-cv-00349·Unknown

Opinion

2 3 4 UNITED STATES DISTRICT COURT 5 SOUTHERN DISTRICT OF CALIFORNIA 6 7 STEPHANIE A., Case No.: 3:22-cv-00349-BGS

8 Plaintiff, ORDER ON JOINT MOTION FOR 9 v. JUDICIAL REVIEW

10 KILOLO KIJAKAZI, [ECF 19] 11 Defendant. 12 13 14 On March 16, 2022, Stephanie A.1, Plaintiff, filed a Complaint in this case. (ECF 15 1.) She consented to Magistrate Judge Jurisdiction (ECF 5), and on August 8, 2022, the 16 United States Attorney’s Office filed the Administrative Record (ECF 13). On January 20, 17 2023, the parties filed a Joint Motion for Judicial Review. (ECF 19.) For the following 18 reasons, the ALJ’s decision is VACATED, and the case is REMANDED to the ALJ for 19 further proceedings consistent with this opinion. 20 I. PROCEDURAL BACKGROUND 21 On April 18, 2018, Plaintiff, then-employed as a Teacher Aide, filed an application 22 for a period of disability and disability insurance benefits, alleging disability beginning on 23 May 10, 2018. (Administrative Record (AR) at 133.2) In the October 15, 2021, decision 24 of Administrative Law Judge (ALJ) Randolph E. Schum, Plaintiff, currently age 47, was 25 26 27 1 The Court refers to Plaintiff using only her first name and last initial. CivLR 7.1(e)(6)(b). 2 The AR was filed on August 8, 2022. (ECF 13.) Citations to the AR are to the original document 28 pagination and not to the Case Management/Electronic Case Filing (CM/ECF) pagination. The Court’s other citations are to the CM/ECF pagination and docket number. 2 hypocomplementemia, a history of Grade I diastolic dysfunction, anxiety disorder, post- 3 traumatic stress disorder, and depressive disorder. (ECF 13-2 at 24.) 4 Plaintiff’s initial application was denied by an examiner on August 22, 2018, and 5 again on reconsideration, on December 12, 2018. (Id.) Plaintiff requested a hearing before 6 an ALJ. (Id.) On August 27, 2019, ALJ Schum held a hearing, and on November 1, 2019, 7 issued a decision concluding that Plaintiff is not disabled. (Id. at 146.) Plaintiff appealed 8 the ALJ’s decision to the Appeals Commission, and on May 11, 2020, the Appeals 9 Commission vacated the ALJ decision and remanded the case to ALJ Schum (AR at 153- 10 54). 11 On April 20, 2021, on remand, the ALJ held another hearing. (AR at 68.) Vocational 12 expert Linda M. Ferra, M.A. (VE 1), provided expert vocational testimony at the hearing. 13 (Id. at 35.) A few weeks after the hearing, on May 14, 2021, Plaintiff submitted a brief to 14 the ALJ that addressed VE 1 testimony at the hearing. Because of the brief, the ALJ held 15 a supplemental hearing on August 24, 2021. About a week after the supplemental hearing, 16 on September 3, 2021, Plaintiff filed another brief. 17 According to the ALJ, Plaintiff’s first supplemental brief consisted of “objections to 18 the testimony of the vocational expert, [Ms. Ferra.]” (Id. at 20.) Plaintiff’s brief argued 19 that VE 1’s testimony “lacked the support of substantial evidence.” (Id. at 20-21.) The 20 ALJ “overrule[d] [the] objection” because Plaintiff had the opportunity to raise the 21 argument while cross-examining VE 1 at the hearing. (Id. at 21.) But, due to the later 22 “admission of evidence,” the ALJ nevertheless held a supplemental hearing. (Id.) At the 23 supplemental hearing, vocational expert Ronald K. Hatakeyama, Ph.D. (VE 2), testified. 24 (Id.) According to the ALJ, the brief Plaintiff filed after the supplemental hearing raised 25 “basically the same grounds as [those raised] in the prior memorandum.” (Id.) 26 The ALJ issued a decision on October 15, 2021, the Appeals Council denied review 27 on December 10, 2022, and the case is now before the Court. 28 II. FIVE-STEP SEQUENTIAL EVALUATION PROCESS 2 Administration is required to conduct a now-familiar five-step sequential evaluation 3 process to determine whether a claimant is disabled and eligible for benefits.” Shaibi v. 4 Berryhill, 883 F.3d 1102, 1106 (9th Cir. 2017) (citing 20 C.F.R. § 404.1520(a)). “First, 5 the agency must consider the claimant’s current work activity.” Id. “Second, the agency 6 must consider the medical severity of the claimant’s impairments.” Id. “Third, the agency 7 must determine whether the severity of those impairments is sufficient to meet, or 8 medically equal, the criteria of an impairment listed in three of the Social Security Act’s 9 implementing regulations, published at 20 C.F.R. §§ 404.1520(d), 404.1525-26.” Id. 10 “Fourth, the agency determines whether the claimant can perform past relevant work in 11 light of the claimant’s residual functional capacity [(RFC)].” Id. “Fifth, the agency 12 assesses whether the claimant can make an adjustment to other work that exists in 13 significant numbers in the national economy, based on the claimant’s residual functional 14 capacity.” Id. “The claimant carries the initial burden of proving a disability in steps one 15 through four of the analysis.” Id. (internal quotation marks omitted). “However, if a 16 claimant establishes an inability to continue her past work, the burden shifts to the 17 Commissioner in step five to show that the claimant can perform other substantial gainful 18 work.” Id. (internal quotation marks omitted). 19 In this case, under step one, the ALJ found that Plaintiff had not engaged in 20 substantial gainful activity during the period from the alleged onset of her disability on 21 May 10, 2018, through the date last insured of June 30, 2020. (AR at 23.) Under step two, 22 the ALJ found that Plaintiff had the severe impairments of a history of Sjögren’s syndrome 23 and hypocomplementemia, a history of Grade I diastolic dysfunction, anxiety disorder, 24 post-traumatic stress disorder, and depressive disorder. (Id.) Under step three, the ALJ 25 found that the claimant did not have an impairment or combination of impairments that 26 met or medically equaled the severity of one of the listed impairments in 20 C.F.R. Part 27 404, Subpart P, Appendix 1. (Id. at 25.) 28 The ALJ then found that Plaintiff has the RFC 2 Spohuen cdosu flrde lqifute anntldy c. a Srrhye tceonu pldo usintd fso ro cact alesaiostn sailxly h aonudr sl einss a tnh aenig thetn- 3 hour workday and stand and/or walk up to two hours in an eight- hour workday. She should never climb ladders, ropes or 4 scaffolds; occasionally climb ramps and stairs; and occasionally 5 balance, stoop, kneel, crouch and crawl. She should avoid concentrated exposure to extreme cold temperatures, loud noise 6 and vibration and even moderate exposure to unprotected heights 7 and moving or dangerous machinery. Additionally, she could understand, remember and carry out simple instructions for 8 simple tasks, she could respond appropriately to co-workers and 9 supervisors in a task[-]oriented setting where contact with others was casual and no more than occasional and she should not work 10 in a setting which included constant/regular contact with the 11 general public or more than occasional handling of customer complaints. 12

13 (Id. at 26.)

14 Under step four, the ALJ found that given Plaintiff’s RFC, she was unable to perform 15 the requirements of her past relevant work. (Id. at 35.) Under step five, to establish that 16 there are jobs in “significant numbers” in the national economy that a claimant can perform, 17 “the ALJ can call upon a vocational expert to testify as to: (1) what jobs the claimant, given 18 his or her residual functional capacity, would be able to do; and (2) the availability of such 19 jobs in the national economy.” Tackett v. Apfel, 180 F.3d 1094

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