Allard v. Indiana Bell Telephone Co., Inc.

1 F. Supp. 2d 898, 1998 U.S. Dist. LEXIS 5683, 77 Fair Empl. Prac. Cas. (BNA) 1667, 1998 WL 191772
CourtDistrict Court, S.D. Indiana
DecidedApril 20, 1998
DocketIP 93-1346-C M/S
StatusPublished
Cited by9 cases

This text of 1 F. Supp. 2d 898 (Allard v. Indiana Bell Telephone Co., Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. Indiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Allard v. Indiana Bell Telephone Co., Inc., 1 F. Supp. 2d 898, 1998 U.S. Dist. LEXIS 5683, 77 Fair Empl. Prac. Cas. (BNA) 1667, 1998 WL 191772 (S.D. Ind. 1998).

Opinion

ORDER ON PENDING MOTIONS

McKINNEY, District Judge.

I. MOTIONS TO STRIKE

Rule 56(e) requires that affidavits supporting or opposing a motion for summary judgment set forth facts that would be admissible in evidence, and show “affirmatively that the affiant is competent to testify to the matters” presented. Fed.R.Civ.P. 56(e). Courts may permit an affidavit to be supplemented or opposed by depositions, answers to interrogatories, or further affidavits. Id. Although the evidence presented in opposition to or support of summary judgment does not have to be in admissible form, it must be admissible in content. See Winskunas v. Birnbaum, 23 F.3d 1264, 1267-68 (7th Cir.1994) (evidence must be of “evidentiary quality,” meaning that a change in form but not in content would make the evidence admissible at trial).

Plaintiffs offering scientific or technical evidence have the additional burden of establishing the qualifications of the experts, the reliability of their testimony, and its usefulness to the jury. Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 587 n. 10, 113 S.Ct. 2786, 125 L.Ed.2d 469 (citing Bourjaily v. United States, 483 U.S. 171, 175-76, 107 S.Ct. 2775, 97 L.Ed.2d 144 (1987)). Defendant, Indiana Bell Telephone Company, Inc., (“IBT” or “Indiana Bell”), has moved to strike the testimony of plaintiffs’ potential expert witnesses Michael Murphy (“Murphy”), Richard Wertheimer (“Wertheimer”), Marc Bendick (“Bendick”), Lance Seberha-gen (“Seberhagen”), and Jeffrey Rasmussen (“Rasmussen”). The Court need not address the motion as it relates to Murphy’s testimony, because plaintiffs have indicated they do not intend to call him as an expert, and thus have effectively withdrawn his testimony from contention. See Pls.’ Brf. In Oppos. To Def.’s Mot. To Str. Exp. Test, at 8, n. 1. In addition, plaintiffs’ relatively weak arguments in favor of the relevance and reliability of Rasmussen’s report, coupled with Indiana Bell’s proffered evidence that he did not actually write this report, renders it untrustworthy and inadmissible as an expert opinion. See Rasmussen Dep. at 33, 36-37, 42, 43, 46-47, 52.

Even if it did not suffer these defects, Rasmussen’s report would not support the contention that Indiana Bell purposely targeted older workers during its 1992 workforce resizing program (“WRP”). The report is based on the assumption that employees who had worked five years or less were completely excluded from the resizing process. The evidence shows otherwise. At most, it shows that these workers were not automatically included in the mechanical phase of the evaluation process. Yet, they were evaluated individually and separately by their supervisors, using the same criteria as the others in phase one. The report’s conclusion that younger workers were “protected more from the downsizing process at a probability level of less than 5 times out of a *902 million,” is not trustworthy because its premise is false. Plaintiffs have not offered sufficient evidence to raise a factual issue about whether these employees were excluded, and defendant’s' evidence to the contrary adequately supports a finding that they were included. Thus, Rasmussen’s opinion bears no relationship to a material fact in dispute, for there was ample evidence to show that the alleged “pz’otected” group did not exist. Not only are Rasmussen’s methods and assumptions unreliable, but his opinion suffers from irrelevance. For all of these reasons, it must be excluded.

The report offered by Seberhagen is the same report as was filed in the related case, Adams v. Ameritech Services, Inc., IP 93-420-C, which the Court found to be inadmissible. It is equally inadmissible here. Seberhagen’s testimony about the disparate impact on older workers of use of the criterion “growth potential” during the downsizing is not only irrelevant, in that it relates to a theory of recovery not available under the ADEA, but is also not helpful to the jury. The criterion Seberhagen analyzed was “growth potential, which he construed as being defined by Indiana Bell as ‘promotional potential.’ ” Def.’s App. 3, Seberhagen Rep. at 2. Based on what plaintiffs’ counsel had told him, Seberhagen reported that there were no “detailed rating scales, behavioral guidelines, or other written explanations to assist in defining these terms.” 1 Id He characterized the term as a “vaguely-defined rating factor,” and concluded that its use would produce unreliable measurements. Each rater would have to supply his or her own definition, he opined, meaning that the results would vary depending on the rater. Id.

By his own admission, however, Seberha-gen was not concerned about how the terms were actually used or applied by either Indiana Bell or Ameritech Services, Inc. (“ASI”). Seberhagen Dep. at 38. Rather, as he understood it, the point of his report was to give his “general professional opinion about the use of growth potential and promotional potential” as described only in the documents he examined. Id. Seberhagen examined only the proposed selection process (Pis.’ Ex. 1) for Indiana Bell, and did not know which company used, or had access to, which documents. Id. Again, he said that did not matter to him. Id. In other words, he gave his opinion about the reliability and validity of these terms in the abstract, without reference to the actual evaluation process used by either company. He testified that he only looked at growth potential as the selection procedure, and that it was “a very limited question that I was asked to look at.” Id. at 109. The evidence shows that many different criteria were used to select the employees for termination, making Seberha-gen’s view of the facts distorted.

According to Seberhagen, the unreliable scores that would result from use of such vague terms would be invalid in a competitive selection situation, and were likely to have an “adverse impact on older employees.” Id. at 3. Seberhagen’s explanation for the latter conclusion, however, is that the “common stereotype that ‘You can’t teach an old dog new tricks’ could have worked against older employees in the ratings.” Id. Such obvious speculation by an expert is precisely the type of testimony that should be kept from a jury. Moreover, the likelihood of confusing the jury with testimony by an expert on the meaning of a phrase found in a document, when jurors are capable of discerning that meaning themselves from the context, would be immense. It is also highly prejudicial to allow someone bearing the mantle of “expert” to testify about the meaning or effect of a term, based on so little information about how the term was actually used. For these reasons also, Seberhagen’s testimony is irrelevant, unreliable, and not helpful to the factfinder.

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1 F. Supp. 2d 898, 1998 U.S. Dist. LEXIS 5683, 77 Fair Empl. Prac. Cas. (BNA) 1667, 1998 WL 191772, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allard-v-indiana-bell-telephone-co-inc-insd-1998.