Allan J. Favish v. Office of Independent Counsel

217 F.3d 1168, 2000 Daily Journal DAR 7633, 2000 Cal. Daily Op. Serv. 5723, 2000 U.S. App. LEXIS 15955, 2000 WL 958892
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 12, 2000
Docket98-55594
StatusPublished
Cited by25 cases

This text of 217 F.3d 1168 (Allan J. Favish v. Office of Independent Counsel) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Allan J. Favish v. Office of Independent Counsel, 217 F.3d 1168, 2000 Daily Journal DAR 7633, 2000 Cal. Daily Op. Serv. 5723, 2000 U.S. App. LEXIS 15955, 2000 WL 958892 (9th Cir. 2000).

Opinions

Opinion by Judge NOONAN; Partial Concurrence and Partial Dissent by Judge PREGERSON

NOONAN, Circuit Judge:

Allan J. Favish appeals the judgment of the district court granting summary judgment to the Office of Independent Counsel (the OIC) in his action under the Freedom of Information Act, 5 U.S.C. § 552 (1999) (the FOIA). Favish seeks 10 photos relating to the death of Vincent W. Foster, Jr., the Deputy Counsel to the President. Holding the OIC has not established that the photos fall within the privacy exemption of the FOIA, we reverse the judgment of the district court and remand for further proceedings.

FACTS AND PROCEEDINGS

On July 20, 1993, Foster was found dead in Fort Marcy Park. His death was investigated by the National Park Service and the Federal Bureau of Investigation and by a committee of the House and by a committee of the Senate. See Accuracy in Media v. National Park Service, 194 F.3d 120 (D.C.Cir.1999). It was also investigated twice by the OIC. These inquiries all concluded that Foster committed suicide.

Favish is a lawyer not convinced by the reasoning of these prior investigators and skeptical of the thoroughness of their investigations. On January 6, 1997, he filed his request under the FOIA seeking from the OIC 150 photocopies of photographs compiled for law enforcement purposes. The photos were identified in the request by reference to Hearings Related to Madison Guaranty S & L and the Whitewater Corporation — Washington, D.C. Phase United States Senate, 103d Cong. (1994), with the exception of one photo of a gun in Foster’s hand, identified as having been published by Time, March 18, 1996 and on ABC-TV. Favish sought higher quality copies of these already-published materials and copies of 9 unpublished photos. He offered to pay for the reproduction. On January 24, 1997, the OIC denied his request, stating that the photos were exempt under 5 U.S.C. § 552(b)(7)(A) (records whose “release could reasonably be expected to interfere with enforcement proceedings”) and under § 552(b)(7)(C) (relating to personal privacy). Favish appealed this decision to a higher level of the agency. On February 19, 1997, the OIC denied his appeal, reiterating the exemptions asserted but not explaining how they applied.

On March 6, 1997, Favish filed this suit. On April 28, 1997, the OIC answered making no reference to any exemption and simply denying that Favish was “entitled to the relief sought.” On January 5, 1998, the OIC filed a Vaughn index referring to the requested material; at the same time the OIC released 118 copies of the requested photos in black and white. Favish withdrew his request with respect to 21 photos. Eleven photos remained in dispute, as did Favish’s request for color versions of the photos released. Both sides moved for summary judgment.

[1171]*1171On March 11, 1998 the district court gave summary judgment to Favish as to his request for color photos, to be paid for by Favish, and as to a photo of Foster’s eyeglasses. As to the 10 remaining photos, the court balanced the privacy interest of members of the Foster family against the public interest served by new copies of the photos, concluded that the public interest was outweighed by the privacy interest, and gave judgment for the OIC.

Favish appeals.

ANALYSIS

A Preliminary Question. Sua sponte, the court asked whether Favish was collaterally estopped by having been associate counsel for Accuracy in Media, the losing plaintiff in Accuracy in Media, supra. In response, arguing for estoppel, the OIC cited decisions of this circuit where privacy leading to estoppel has been found when a party to a judgment virtually represented “a person now sought to be estopped.” Virtual representation, however, has been based on an express or implied legal relationship that makes the party accountable to the person sought to be estopped. United States v. Geophysical Corp. of Alaska, 732 F.2d 693, 697 (9th Cir.1984); United States v. ITT Rayonier, Inc., 627 F.2d 996, 1003 (9th Cir.1980). We have not found a case where a client is accountable to its lawyer. The identity of interest between Favish and Accuracy in Media is “an abstract interest in enforcement” of FOIA, an interest insufficient to create privity. ITT Rayonier, Inc., 627 F.2d at 1003. Collateral estoppel does not apply.

The Command and Purpose of the Statute. The alpha and omega of this case is the statute that prescribes the conditions for the release of records of a public agency when a person makes a request of the agency for a record within its possession. The statute in relevant part reads as follows:

(a) Each agency shall make available to the public information as follows:
(3)(A) Except with respect to the records made available under paragraphs (1) and (2) of this subsection, each agency, upon any request for records which (i) reasonably describes such records and (ii) is made in accordance with published rules stating the time, place, fees (if any) and procedures to be followed, shall make the records promptly available to any person.

5 U.S.C. § 552(a)(3)(A).

Three features of the statutory command are of particular note. The duty to make the information available to the public is mandatory (“shall make”, repeated). The agency response is to be made to any request and to any person (emphasis supplied). The agency response is to be made promptly (no need for emphasis on this term aimed at the sluggishness all too characteristic of bureaucracies).

The words of a' statute are, of course, dead weights unless animated by the purpose of the statute. The purpose of this statute is to shed light “on an agency’s performance of its statutory duties.” United States Department of Justice v. Reporters Committee for Freedom of the Press, 489 U.S. 749, 772-73, 109 S.Ct. 1468, 103 L.Ed.2d 774 (1989). The statute is a commitment to “the principle that a democracy cannot function unless the people are permitted to know what their government is up to.” Id. (internal quotations omitted). The statute’s “central purpose is to ensure that the Government’s activities be opened to the sharp eye of public scrutiny.” Id. at 774.

The Statutory Exemption Invoked. First, the OIC denied Favish’s request on one ground that made no sense, viz, that release of the photos would interfere with law enforcement proceedings. It took over a year for the OIC to abandon this position. The bulk of the photos requested were already in the public domain. How higher quality photos released to Favish would interfere with law enforcement was not and has not been explained by an agency under a statutory duty to [1172]

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Allan J. Favish v. Office of Independent Counsel
217 F.3d 1168 (Ninth Circuit, 2000)

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217 F.3d 1168, 2000 Daily Journal DAR 7633, 2000 Cal. Daily Op. Serv. 5723, 2000 U.S. App. LEXIS 15955, 2000 WL 958892, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allan-j-favish-v-office-of-independent-counsel-ca9-2000.