Alicea v. The City of New York

CourtDistrict Court, S.D. New York
DecidedMay 30, 2023
Docket1:16-cv-07347
StatusUnknown

This text of Alicea v. The City of New York (Alicea v. The City of New York) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alicea v. The City of New York, (S.D.N.Y. 2023).

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK

DAVE ALICEA, Plaintiff, 1:16-cv-07347 (JLR) -against- OPINION AND ORDER THE CITY OF NEW YORK, et al., Defendants.

JENNIFER L. ROCHON, United States District Judge: Dave Alicea (“Alicea” or “Plaintiff”) brings this action under 42 U.S.C. § 1983 against the City of New York, the NYC Department of Correction, and Corrections Officer Dorothy Harrison (collectively, “Defendants”). Presently before the Court is Defendants’ motion for (i) leave to amend their Answer pursuant to Federal Rule of Civil Procedure (“Rule”) 15(a) to assert waiver and release as an affirmative defense, and (ii) judgment on the pleadings pursuant to Rule 12(c) on the ground that Plaintiff’s claims are barred by a general release. For the following reasons, Defendants’ motion is GRANTED, and the case is DISMISSED. BACKGROUND1 Plaintiff alleges that, while he was detained pretrial on Riker’s Island in August 2013, he was attacked by Kenneth Law, another incarcerated person with whom Plaintiff shared a cell. See generally AC. Plaintiff asserts that Defendants acted with deliberate indifference to his safety in connection with Mr. Law’s attack. See id. Plaintiff brings claims for common law negligence and violation of his constitutional rights under 42 U.S.C. § 1983. See id.

1 Except as otherwise noted, the facts set forth herein are taken from the Amended Complaint and are presumed true for the purposes of Defendants’ motion. See ECF No. 47 (“Amended Complaint” or “AC”). With the assistance of counsel, on August 1, 2013, Plaintiff submitted a notice of claim to the Office of the Comptroller for the City of New York (“Office of the Comptroller”) in connection with a July 2013 incident, and he submitted a second notice of claim on October 18, 2013 in connection with the August 2013 incident involving Mr. Law. ECF Nos. 133-1 (“Sherwood Decl. Ex. A”), 133-2 (“Sherwood Decl. Ex. B”). On February 12, 2014, still with

the assistance of counsel, Plaintiff executed a general release with the Office of the Comptroller in exchange for $4,000 (the “General Release”). ECF Nos. 133-3 (“Sherwood Decl. Ex. C”). The General Release identifies the “releasor” as “Dave Alicea, the claimant named in the NYC Comptroller claim,” references the claim number associated with the August 2013 claim, and releases all claims that occurred through the date of the release. Id. at 2. It states, in relevant part: DAVE ALICEA . . . as ‘RELEASOR,’ in consideration of the payment of $4,000.00 . . . does hereby release and forever discharge the City of New York, and all past and present officers, directors, managers, administrators, employees, agents, assignees, lessees, and representatives of the City of New York, and all other individually named defendants and entities represented and/or indemnified by the City of New York, collectively the ‘RELEASEES,’ from any and all claims, causes of action, suits, debts, sums of money, accounts, controversies, transactions, occurrences, agreements, promises, damages, judgments, executions, and demands whatsoever, known and unknown, which RELEASOR had, now has or hereafter can, shall, or may have against the RELEASEES for, upon or by reason of any matter, cause or thing whatsoever that occurred through the date of this RELEASE. This RELEASE and settlement constitutes complete payment and satisfaction for all damages and injuries, including all claims for costs, expenses, attorney’s fees and disbursements.

Id. at 2. Directly above Plaintiff’s signature, the General Release emphasizes in bold, all capital letters: “THE UNDERSIGNED HAS READ THE FOREGOING RELEASE AND FULLY UNDERSTANDS IT.” Id. at 3. Plaintiff commenced this case on September 20, 2016. See ECF No. 2. After the Court dismissed his initial Complaint with leave to amend, Plaintiff filed his Amended Complaint, with nine exhibits, on November 7, 2017. See ECF No. 40; see also AC. On March 31, 2020, the Court granted in part and denied in part Defendants’ motion for summary judgment. ECF No. 102. The Court assumes the reader’s familiarity with the factual background set forth in the

motion to dismiss and motion for summary judgment opinions. See ECF Nos. 40, 102. Defendants discovered the General Release after summary judgment but before the parties submitted any pretrial filings and before the Court scheduled trial. On September 9, 2022, Defendants filed their motion for (i) leave to amend their Answer pursuant to Rule 15(a) to assert waiver and release as an affirmative defense and (ii) judgment on the pleadings pursuant to Rule 12(c) on the ground that Plaintiff’s claims are barred by the General Release. ECF Nos. 131 (“Mot.”), 134 (“Br.”). Plaintiff opposed the motion on October 7, 2022. ECF No. 139 (“Opp.”). Defendants filed their reply on October 20, 2022. ECF No. 140 (“Reply”). Accordingly, Defendants’ motion is fully briefed.2

DISCUSSION Defendants argue that the Court should permit them to amend their Answer to assert the “waiver and release” affirmative defense, because no good reason exists to deny leave to amend, which must be freely given. Br. at 4-7. Defendants further argue that the Amended Complaint should then be dismissed because it is precluded by the General Release. Id. at 11-14. Plaintiff argues that amendment should be denied on grounds of undue delay and undue prejudice, and

2 Because the parties submitted comprehensive briefing, and oral argument would not assist the Court, the Court declines to hold oral argument. See, e.g., AD/SAT v. Associated Press, 181 F.3d 216, 226 (2d Cir. 1999) (holding that “a district court’s decision whether to permit oral argument rests within its discretion”); see also J. Rochon Individual Rules of Prac. in Civ. Cases 3(G). that dismissal is not warranted since it is “a live issue” whether Plaintiff fairly and knowingly released the particular claims asserted in this case when he signed the General Release. Opp. at 4-10. The Court will first consider Defendants’ motion to amend under Rule 15(a)(2) and then Defendants’ motion for judgment on the pleadings under Rule 12(c). For the reasons that follow, the Court concludes that amendment is warranted, and Plaintiff’s claims must be dismissed

because they are barred by the General Release. I. Motion to Amend the Answer A. Applicable Standard Rule 15(a)(2) provides that leave to amend an answer shall be “freely” given when “justice so requires.” This Rule reflects two essential principles: that “pleadings are to serve the limited role of providing the opposing party with notice of the claim or defense to be litigated,” and “‘mere technicalities’ should not prevent cases from being decided on the merits.” Monahan v. N.Y.C. Dep’t of Corr., 214 F.3d 275, 283 (2d Cir. 2000). It is “within the sound discretion of the district court to grant or deny leave to amend.” McCarthy v. Dun & Bradstreet Corp., 482

F.3d 184, 200 (2d Cir. 2007). “Leave may be denied ‘for good reason, including futility, bad faith, undue delay, or undue prejudice to the opposing party.’” TechnoMarine SA v. Giftports, Inc., 758 F.3d 493, 505 (2d Cir. 2014) (quoting McCarthy, 482 F.3d at 200). Here, Plaintiff contends that leave to amend should be denied on grounds of undue delay and undue prejudice. Opp. at 4-8. Courts may “deny leave to amend where the motion is made after an inordinate delay, no satisfactory explanation is offered for the delay, and the amendment would prejudice the defendant.” Cresswell v. Sullivan & Cromwell, 922 F.2d 60, 72 (2d Cir. 1990).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

McCarthy v. Dun & Bradstreet Corp.
482 F.3d 184 (Second Circuit, 2007)
Ashcroft v. Iqbal
556 U.S. 662 (Supreme Court, 2009)
Lettie D. Evans v. Syracuse City School District
704 F.2d 44 (Second Circuit, 1983)
Tromp v. City of New York
465 F. App'x 50 (Second Circuit, 2012)
Daniel P. Galiotti, Donald P. Galiotti v. Michael Green
475 F. App'x 403 (Second Circuit, 2012)
United States v. District Council
778 F. Supp. 738 (S.D. New York, 1991)
Consorcio Prodipe, S.A. De C v. v. Vinci, S.A.
544 F. Supp. 2d 178 (S.D. New York, 2008)
Thomas v. New York City
814 F. Supp. 1139 (E.D. New York, 1993)
Reubens v. New York City Department of Juvenile Justice
930 F. Supp. 887 (S.D. New York, 1996)
Park B. Smith, Inc. v. Chf Industries Inc.
811 F. Supp. 2d 766 (S.D. New York, 2011)
L-7 Designs, Inc. v. Old Navy, LLC
647 F.3d 419 (Second Circuit, 2011)
Hogan v. Fischer
738 F.3d 509 (Second Circuit, 2013)
Pasternack v. Shrader
863 F.3d 162 (Second Circuit, 2017)
Red Ball Interior Demolition Corp. v. Palmadessa
173 F.3d 481 (Second Circuit, 1999)

Cite This Page — Counsel Stack

Bluebook (online)
Alicea v. The City of New York, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alicea-v-the-city-of-new-york-nysd-2023.