Alexander v. Federal Bureau of Investigation

971 F. Supp. 603, 150 A.L.R. Fed. 733, 1997 U.S. Dist. LEXIS 11023, 1997 WL 428532
CourtDistrict Court, District of Columbia
DecidedJune 12, 1997
DocketCivil Action 96-2123 (RCL)
StatusPublished
Cited by30 cases

This text of 971 F. Supp. 603 (Alexander v. Federal Bureau of Investigation) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alexander v. Federal Bureau of Investigation, 971 F. Supp. 603, 150 A.L.R. Fed. 733, 1997 U.S. Dist. LEXIS 11023, 1997 WL 428532 (D.D.C. 1997).

Opinion

MEMORANDUM OPINION

LAMBERTH, District Judge.

This matter comes before the court on the several motions of defendants as well as plaintiffs’ motion to certify a class. Upon consideration of the parties’ written submissions, oral arguments and the relevant law, for the reasons set forth below, the court will deny the Executive Office of the President’s Motion to Dismiss Count II, deny the Feder *605 al Bureau of Investigation’s Motion for Summary Judgment on Count I, grant the government defendants’ Motion to Dismiss Plaintiff Patrick Adam Beers, deny the government defendants’ Motion to Limit Plaintiffs’ Damages, deny Hillary Rodham Clinton’s Motion to Dismiss Count III, deny the government defendants’ Motion to Strike the Class Action Allegations, and deny plaintiffs’ Motion for Attorneys’ Fees and Costs. The court will defer deciding plaintiffs’ Motion for Class Certification, and the United States’ Motion to Dismiss for Failure to Exhaust Administrative Remedies, until plaintiffs have had an opportunity to take discovery herein.

I. Background

The allegations in this case arise from what has become popularly known as “File-gate.” According to their complaint, plaintiffs allege that the FBI improperly handed over to the White House hundreds of FBI files of former political appointees and government employees under the Reagan and Bush administrations. Plaintiffs further aver that the requests for the files came from defendants Bernard Nussbaum, David Craig Livingstone, and Anthony Marceca, who were allegedly acting outside the scope of their employment and at the request of defendant Hillary Rodham Clinton. Plaintiffs allege that these actions were taken for partisan political purposes in order to obtain potentially embarrassing and damaging information on former Reagan and Bush administration personnel.

From this set of facts, plaintiffs aver three causes of action. Count I alleges a violation of the Privacy Act by the FBI for improper maintenance of the files which resulted in their disclosure to the White House without any lawful justification. Count II alleges a violation of the Privacy Act by the White House for maintaining the files for no lawfully recognized purpose. Count III alleges a common law tort of invasion of privacy against Mrs. Clinton, Nussbaum, Livingstone, and Marceca for requesting the files for an improper purpose.

The five named plaintiffs are Cara Leslie Alexander, Patrick Adam Beers, Marjorie Anne Bridgman, Joseph Nelson Cate, and David Lee Black. They are suing on behalf of themselves and all others similarly situated, and seek to maintain this case as a class action. The named defendants are the Federal Bureau of Investigation (FBI), the Executive Office of the President (EOP), First Lady Hillary Rodham Clinton, former White House Counsel Bernard W. Nussbaum, former Director of the White House Office of Personal Security (OPS) David Craig Livingstone, and former OPS employee Anthony Marceca.

II. Executive Office of the President’s Motion to Dismiss Count II

The government has moved the court to dismiss Count II for lack of jurisdiction because the Office of Personnel Security and the Office of Records Management, each units within the Executive Office of the President, are not agencies subject to the Privacy Act.

The Privacy Act of 1974 governs federal agencies’ acquisition, maintenance, use and disclosure of information concerning individuals. Under the Act, agencies may maintain “only such information about an individual as is relevant and necessary to accomplish a purpose of the agency as required to be accomplished by statute or by executive order of the President.” 5 U.S.C. § 552a(e)(1). The Act also specifies that agencies maintaining such information shall “establish appropriate administrative, technical and physical safeguards to insure the security and confidentiality of records and to protect against any anticipated threats or hazards to their security or integrity....” 5 U.S.C. § 552a(e)(10).

In addition, the Act prohibits an agency from disclosing information about an individual in its records without the individual’s consent, unless one of several exceptions applies. 5 U.S.C. § 552a(b). The exception most likely relevant to this case allows agencies to disclose information pursuant to a “routine use,” meaning any use of a particular record which is compatible with the purpose for which the record was collected, as long as the routine use is published in the *606 Federal Register. 5 U.S.C. §§ 552a(a)(7), (b)(8) & (e)(4)(D).

The Act grants federal courts jurisdiction to hear claims that an agency subject to the Act has failed to comply with its requirements. 5 U.S.C. § 552a(g)(4). On behalf of the EOP, the government argues that Count II must be dismissed because the OPS and ORM are the only two groups within the EOP that maintained the files and neither are agencies subject to the Privacy Act. The government premises its argument on the interpretation courts have given the word “agency” when applying the Freedom of Information Act (FOIA).

Instead of providing a definition for “agency” in the Privacy Act, Congress stated that the term means “agency” as defined in section 552(e) of FOIA, Title 5 of the U.S.C. 1

FOIA defines “agency” as

any executive department, military department, Government corporation, Government controlled corporation, or other establishment in the executive branch of Government (including the Executive office of the President), or any independent regulatory agency. 5 U.S.C. § 552(f).

Although the plain language of this statute includes the EOP as an “agency” which is accountable under FOIA, the courts, bearing in mind the purposes of the statute and the legislative history, have interpreted the definition to exclude the President’s immediate personal staff and units within the EOP whose sole function is to advise and assist the President. Kissinger v. Reporters Comm. for Freedom of the Press, 445 U.S. 136, 156, 100 S.Ct. 960, 971, 63 L.Ed.2d 267 (1980).

While it is true that Congress adopted the statutory definition of “agency” as used in FOIA for the Privacy Act, no court has provided the term “agency,” as used in the Privacy Act, with the same interpretation which excludes from the plain language the President’s personal staff and units whose sole function is to advise and assist the President. Recognizing the very different purposes the two statutes serve, this court will not be the first.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

White v. Hilton Hotels Retirement Plan
District of Columbia, 2020
Student Loan Servicing Alliance v. Dist. of Columbia
351 F. Supp. 3d 26 (D.C. Circuit, 2018)
Main Street Legal Services, Inc. v. National Security Council
962 F. Supp. 2d 472 (E.D. New York, 2013)
Convertino v. United States Department of Justice
769 F. Supp. 2d 139 (District of Columbia, 2011)
Alexander v. Federal Bureau of Investigation
691 F. Supp. 2d 182 (District of Columbia, 2010)
Grimley v. Fbi
District of Columbia, 2010
Alexander v. Fbi
District of Columbia, 2010
Wilson v. Libby
498 F. Supp. 2d 74 (District of Columbia, 2007)
Barnes v. District of Columbia
242 F.R.D. 113 (District of Columbia, 2007)
Bynum v. District of Columbia
257 F. Supp. 2d 1 (District of Columbia, 2002)
Helton v. United States
191 F. Supp. 2d 179 (District of Columbia, 2002)
Dale v. Executive Office of the President
164 F. Supp. 2d 22 (District of Columbia, 2001)
Miller v. Baltimore Gas & Electric Co.
202 F.R.D. 195 (D. Maryland, 2001)
Broaddrick v. Executive Office of the President
139 F. Supp. 2d 55 (District of Columbia, 2001)

Cite This Page — Counsel Stack

Bluebook (online)
971 F. Supp. 603, 150 A.L.R. Fed. 733, 1997 U.S. Dist. LEXIS 11023, 1997 WL 428532, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alexander-v-federal-bureau-of-investigation-dcd-1997.